Centraalbureau voor Schimmelcultures, Uppsalalaan 8, 3584 CT Utrecht, The Netherlands1
Rosenstiel School of Marine and Atmospheric Sciences, University of Miami, 4600 Rickenbacker Causeway, Key Biscayne, FL 33149, USA2
Department of Epidemiology & Biostatistics, Erasmus University Medical Centre, PO Box 1738, 3000 DR Rotterdam, The Netherlands3
Institut Pasteur, Unité de Mycologie, Rue du Dr Roux, 75724 Paris Cedex 15, France4
Molecular Mycology Laboratory, University of Sydney at Westmead Hospital, Westmead, NSW, Australia5
Author for correspondence: Teun Boekhout. Tel: +31 30 2122671. Fax: +31 30 2512097. e-mail: boekhout{at}cbs.knaw.nl
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ABSTRACT |
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Keywords: Cryptococcus neoformans, systematics, hybrids, geography, serotypes, AFLP
Abbreviations: AFLP, amplified fragment length polymorphism; CCV, cophenetic correlation value; CSF, cerebrospinal fluid; IGS, intergenic spacer; RAPD, random amplified polymorphic DNA; UPGMA, unweighted pair group method using arithmetic means
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INTRODUCTION |
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According to the current classification, the species consists of three varieties: C. neoformans var. neoformans (serotype D), C. neoformans var. grubii Franzot et al. (serotype A) (Franzot et al., 1999 ), both comprising the teleomorph F. neoformans var. neoformans Kwon-Chung, and C. neoformans variety gattii Vanbreuseghem & Takashio (serotypes B and C) with the teleomorph F. neoformans var. bacillispora Kwon-Chung (Franzot et al., 1999
; Kwon-Chung, 1975
, 1976
; Kwon-Chung & Bennett, 1984
; Kwon-Chung et al., 1978
, 1982a
, b
; Pfeiffer & Ellis, 1993
). Variety grubii was recently recognized for serotype A isolates based on molecular data such as DNA fingerprints and URA5 sequences (Franzot et al., 1999
). This variety is encountered in nearly all of the AIDS-related infections in the USA (Casadevall & Perfect, 1998
; Kovacs et al., 1985
).
The varieties neoformans and grubii differ from variety gattii in their electrophoretic karyotypes (Boekhout et al., 1997 ; Wickes et al., 1994
), random amplified polymorphic DNA (RAPD) (Boekhout et al., 1997
), DNA fingerprints (Varma et al., 1995
), PCR fingerprints (Meyer & Mitchell, 1995
; Meyer et al., 1993
), intergenic spacer (IGS) sequences of the rDNA (Diaz et al., 2001
), a number of physiological and biochemical characteristics (Bennett et al., 1978
; Cherniak & Sundstrom, 1994
; Dufait et al., 1987
; Kwon-Chung et al., 1987
; Mukaramangwa et al., 1995
; Polacheck & Kwon-Chung, 1980
), susceptibility to killer toxins of C. laurentii CBS 139 (Boekhout & Scorzetti, 1997
), geographical distribution and habitat (Casadevall & Perfect, 1998
; Kwon-Chung & Bennett, 1984
), and clinical manifestation (Kwon-Chung et al., 1988
; Speed & Dunt, 1995
). Current views based on different genetic typing methods, such as RAPD, DNA and PCR fingerprints, and URA5 sequences, suggest that serotypes A and D form distinct genetic lineages (Boekhout et al., 1997
; Franzot et al., 1998a
, 1999
; Meyer & Mitchell, 1995
; Varma et al., 1995
).
In this study we used amplified fragment length polymorphism (AFLP) (Blears et al., 1998 ; Janssen et al., 1996
; Savelkoul et al., 1999
; Zabeau & Vos, 1993
) to investigate the genetic structure and epidemiological relationships of a range of cryptococcal isolates collected worldwide.
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METHODS |
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RESULTS |
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Cluster 2 (=genotype 2) contained only serotype D isolates (Table 2). Within our collection of isolates this cluster was represented in Europe (57%), North America (26%), Asia (4%) and of unknown origin (13%). The majority of isolates came from environmental sources (29%) and non-AIDS patients (21%), and fewer from AIDS patients (17%), animals (17%) or unknown origin (16%) (Table 2
). All isolates of unknown origin were probably made prior to the AIDS era. Therefore, we assume that they originated from non-AIDS patients. Both mating strains of F. neoformans (NIH 12=CBS 6885 and NIH 430=CBS 6886) clustered here.
Some of the bands in cluster 3 isolates (=genotype 3) corresponded in size with bands in either cluster 1 or 2 (Fig. 2). Twenty-three and 21 bands agreed in size with bands of clusters 1 and 2, respectively. Thirty-two bands occurred in genotypes 1, 2 and 3, and three bands were found to be unique for genotype 3. Genotype 3 represented isolates from Europe (69%), North America (15%) and from unknown origins (15%). This distribution pattern is similar to that of genotype 2. Forty-six per cent of the isolates came from AIDS patients, 15 from non-AIDS patients, 23% from environmental sources, and 15% is from unknown origin (Table 2
). Serotype D accounted for 57%, serotype AD for 36% and serotype A isolates for 7%. The type strain CBS 132 of C. neoformans was in this genotype.
C. bacillisporus
Cluster 4 (=genotype 4) contained serotype B isolates, including those from Eucalyptus, and occurred in Australia, the Americas, Africa, Asia and Southern Europe (Table 2). Forty-five per cent came from non-AIDS patients, 23% from animals, 29% from the environment, and 3% were of unknown origin. The two subclusters (4A and 4B, Figs 1
and 3
) corresponded geographically with Africa/USA/Europe/Asia/S. America (cluster 4A) and with Australia/Asia/America (cluster 4B). Isolates from Spanish goats (Baró et al., 1998
) occurred in cluster 4A together with a number of clinical isolates, and one isolate from Eucalyptus debris from a Californian zoo. The type strain RV 20186 (=CBS 6289) of C. neoformans var. gattii belonged here. Most of the Eucalyptus isolates from Australia and the USA formed a well-supported cluster in genotype 4B, together with clinical isolates from India, Honduras and China.
All cluster 5 (=genotype 5) isolates originated from the Americas, with 45% from clinical non-AIDS samples, 29% from the environment, and 23% from unknown origin. None was AIDS related (Table 2). This cluster contained both serotype C (67%) and serotype B (33%) isolates. Three subclusters were apparent (5AC) (Figs 1
and 3
). The two environmental isolates from almond trees isolated in Colombia (Callejas et al., 1998
) were in cluster 5A. Cluster 5B contained serotype B isolates and one serotype C isolate, and originated from non-AIDS patients, Eucalyptus trees and related sources. All isolates from cluster 5C were serotype C, and, as far as known, all came from non-AIDS patients. The type strain of F. bacillispora (NIH 191=CBS 6955) clustered here.
The sixth cluster (=genotype 6) contained only four serotype B isolates, CBS 1930, CBS 7750, CBS 8684 and CBS 6956, which originated from the Americas (Table 2). Two of the isolates were from environmental sources (a wasp nest, and Eucalyptus debris), one came from a sick goat, and the fourth was isolated from human sputum. This latter isolate was one of the mating strains of F. bacillispora (Kwon-Chung, 1998
). The banding patterns of isolates belonging to this genotype were characterized by fewer AFLP bands, which in part agreed in size with bands from both genotypes 4 and 5 (Fig. 3
). At least 12 bands corresponded in size with those of cluster 4, 11 agreed with bands of cluster 5, 14 were unique for this genotype, and 14 occurred in both genotypes 4 and 5.
Mating strains of F. bacillispora clustered in all genotypes of the species, as follows: CBS 6992 (serotype B, genotype 4)x6993 (serotype C, genotype 5), and CBS 6956 (serotype B, genotype 6)x6955 (serotype C, genotype 5).
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DISCUSSION |
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To generalize the results of genotype studies, the collection of isolates studied should be representative of the genetic variation within the species. The collections of C. neoformans strains in culture collections are biased towards clinical isolates. However, if the ecological and geographical distribution of genotypes within a species is random, one may expect that the distributions of the respective genotypes would not widely differ from that of the species as a whole. With respect to geographical and serotype distribution this is not the case in C. neoformans, as can be seen in Table 2 and the chi-squared statistics applied. This strongly suggests that the genotypes differ in geographical distribution, which is clinically relevant as the pathogen may be acquired from the environment (Casadevall & Perfect, 1998
).
The species problem in C. neoformans
The recognition of species is an important, but controversial, problem in biology. Proper recognition of species is important because it may relate to differences in e.g. pathogenicity, resistance and virulence. In the C. neoformans complex the biological species concept has been used since the observation of matings (Kwon-Chung, 1975 , 1976
). Initially, two distinct sexual species were distinguished within C. neoformans, namely F. neoformans and F. bacillispora. However, based on the observation of an interspecific mating between the strains CBS 6991 (F. neoformans, MATa, serotype D) and CBS 6956 (F. bacillispora, MAT
, serotype B), which produced 30% viable basidiospores, the two species were considered as conspecific and both taxa were recognized as varieties (e.g. Kwon-Chung, 1998
). Unfortunately, a genetic analysis of the basidiospores was not performed, and it has been noted that many interspecies crossings did not produce a fertile progeny. In addition, the sexual state has not been observed in nature. In time, growing evidence accumulated that the two varieties differ in many aspects, including phenotypic, biochemical, molecular, serological, ecological, epidemiological and clinical differences (Aulakh et al., 1981
; Bennett et al., 1978
; Boekhout & Scorzetti, 1997
; Boekhout et al., 1997
; Cherniak & Sundstrom, 1994
; Dufait et al., 1987
; Ellis & Pfeiffer, 1992
; Howard & Kwon-Chung, 1995
; Kwon-Chung et al., 1978
, 1982a
, 1987
, 1988
; Meyer & Mitchell, 1995
; Meyer et al., 1993
; Mukaramangwa et al., 1995
; Pfeiffer & Ellis, 1993
; Polacheck & Kwon-Chung, 1980
; Speed & Dunt, 1995
; Swinne, 1984
; Wickes et al., 1994
). Aulakh et al. (1981)
observed only 5563% DNA relatedness between the varieties, and the chromosomal organization was found to be different as well (Boekhout et al., 1997
; Wickes et al., 1994
).
In our opinion, all these aspects weaken the suggested conspecificity of the taxa. Our AFLP results indicate the presence of two main genetic lineages within the pathogen, which seem to correspond with reproductively isolated groups of populations. The observation of hybrid genotypes within each lineage strongly suggests the presence of hybridization within the lineages, which therefore may be interpreted as biological species. Phylogenetic trees based on AFLP and the IGS of the rDNA (Diaz et al., 2001 ) strongly suggest that both these biological species are monophyletic as well. Therefore, the proposed species concept in the C. neoformans/C.bacillisporus complex is based on monophyletic and interbreeding groups of populations. It also supports the notion of Avise & Wollenberg (1997)
that the distinction between the biological species concept and the phylogenetic species concept, which is based on the concept of monophyly, is not always a sharp line.
We propose to name AFLP genotypes 13 as Filobasidiella neoformans Kwon-Chung with the anamorph Cryptococcus neoformans (Sanfelice) Vuillemin and AFLP genotypes 46 as Filobasidiella bacillispora Kwon-Chung with the anamorph Cryptococcus bacillisporus Kwon-Chung & Bennett (=C. neoformans var. gattii Vanbreuseghem & Takashio).
C. neoformans
The teleomorph F. neoformans and the anamorphs C. neoformans var. neoformans and C. neoformans var. grubii originated from AIDS and non-AIDS patients, veterinary sources, bird droppings, and occasionally from substrates such as fermenting fruit juice, drinking water, wood, soil and air (Casadevall & Perfect, 1998 ; Levitz, 1991
; Mitchell & Perfect, 1995
; Swinne-Desgain, 1975
; www.cbs.knaw.nl/search_ydb.html). All isolates obtained from AIDS patients belonged to this group. Recently, C. neoformans var. neoformans was also isolated from decaying wood of trees in Brazil (Lazera et al., 1993
, 1996
), and two of these isolates (CBS 8336, 8337) occurred in cluster 1. Trees may be the primary niche of the pathogen (Swinne, 1988
). This is in agreement with the phylogenetic position in the order Tremellales (Fell et al., 2000
) and the presence of the laccase enzyme system (Petter et al., 1996
; Williamson, 1994
). Because of the presence of haustorial branches in the Filobasidiella states, the hyphal state may occur as a mycoparasite (Bandoni, 1995
).
Genotype 1 is identical with C. neoformans var. grubii (=serotype A). Incidentally, a serotype A isolate clustered in genotype 3 (isolate CBS 464). AFLP (this work) and IGS sequence data (Diaz et al., 2001 ) largely support the existence of C. neoformans var. grubii, but also showed that the resulting genotypic clusters do not entirely correspond with the serotype boundaries. This lack of concordancy can also be concluded from the URA5 sequence and CNRE-1 fingerprints presented by Franzot et al. (1998a)
, as in their data the serotype D isolate J22 clustered among serotype A isolates.
Global distribution of serotype A, which occurs mainly as the mating type, may be related to the global expansion of one of its hosts, the common dove (Franzot et al., 1997
). In this scenario, the original distribution of var. grubii was the same as that of this bird, namely North Africa and Europe. So far, no genetic differences have been observed between Old and New World isolates using a variety of molecular typing techniques such as RAPD, restriction analysis, electrophoretic karyotyping (PFGE), IGS sequences and AFLP patterns (Boekhout et al., 1997
; Diaz et al., 2001
; Meyer & Mitchell, 1995
; Varma et al., 1995
). These observations were interpreted to support a clonal expansion model for this genotype, probably with the pigeon as vector (Franzot et al., 1997
). However, the clonal expansion model seems to be contradicted by the observed inter-strain variation in electrophoretic karyotypes, which are mitotically stable but meiotically unstable (Boekhout & van Belkum, 1997
; Boekhout et al., 1997
), and the variation we observed in AFLP banding patterns. The observed geographical differences between genotypes 1 and 2 seem to contradict the pigeon as the primary ecological niche hypothesis, as both genotypes commonly occur in bird excreta (Table 2
).
The banding patterns of isolates in cluster 1A differed from those of other cluster 1 isolates by the presence of a number of bands in common with genotype 2. We presume that these isolates may represent hybrids between genotypes 1 and 2, but further genetic studies using additional markers are needed to confirm the genetic nature of these isolates.
Genotype 2 agrees with C. neoformans var. neoformans because it contains most serotype D isolates. However, a nomenclatural problem exists because the type strain of C. neoformans CBS 132 belongs to the hybrid genotype 3. Genotype 2 has a more limited geographical distribution than genotype 1. Its dominance in Europe (57%) is in agreement with earlier observations on the dominance of serotype D isolates in Europe (Dromer et al., 1994 , 1996
). The environmental isolates mainly came from bird droppings, which were previously considered a source of pathogenic serotype D strains (Garçia-Hermoso et al., 1997
).
The observed difference between the African versus the North American and European populations of C. neoformans seems clinically relevant, because of the severe problem of AIDS-related cryptococcosis in sub-Saharan Africa. Probable differences in virulence to AIDS patients between the three genotypes need further study in infection experiments using animal models, and analysis of virulence-related factors, such as capsule thickness, growth rates at 37 °C, melanin formation, protease activity and phospholipase activity (Franzot et al., 1998b ; Fries & Casadevall, 1998
).
C. bacillisporus (=C. neoformans var. gattii)
This species, usually referred to as C. neoformans var. gattii, represents a distinct genetic lineage. The observed AFLP clustering of isolates of F. bacillispora was almost identical with that based on IGS sequences of the rDNA (Diaz et al., 2001 ), thus supporting the reliability of both methods for microbial typing. The naming of the taxon is complicated by the existence of older names which have priority, namely Cryptococcus hondurianus Castellani at the species level and Torulopsis neoformans var. sheppei Giordano at the variety level.
C. bacillisporus is limited to the tropics, the Southern hemisphere and Southern Europe, where it usually occurs in non-AIDS patients, animals, or saprobically associated with Eucalyptus and almond trees and bat guano (Ellis & Pfeiffer, 1990 , 1992
; Howard & Kwon-Chung, 1995
; Pfeiffer & Ellis, 1993
; Sorrell et al., 1996
; Speed & Dunt, 1995
; www.cbs.knaw.nl/search_ydb.html). The almost complete absence of this species in AIDS patients suggests a difference in virulence mechanisms as compared with C. neoformans (Kwon-Chung et al., 1988
; Speed & Dunt, 1995
).
Within this species three AFLP clusters occurred (numbered 46), thus suggesting a considerable genetic divergence. This divergence did not coincide with serotype boundaries, but rather followed geographical borders. Genotypes 5 and 6 occurred only in the Americas, and did not correspond with environmental versus clinical isolates. The North American population differed from the Asian, African, Australian and European populations. However, the South American population was not different from either of these groups of populations. Few isolates from our study were included in a recent published paper in which RAPD fingerprints and ITS sequences were used to investigate the geographical structure of the species (Imai et al., 2000 ). Our AFLP genotype 4 may coincide with their Asia-1 group, genotype 5 may be similar to their America-1 group, whereas genotype 6 may represent the America-2 group. However, more isolates from this study need to be investigated by AFLP to analyse the geographical relationships between the two types of data.
Hybrid strains
AFLP genotype 3 of C. neoformans contained a large number of bands corresponding in size with bands from either cluster 1 or cluster 2 (Fig. 2). Because of this mixed nature we postulate that genotype 3 represents a hybrid between AFLP genotypes 1 and 2. This hybrid, which formed a distinct cluster from another group of isolates representing a putative hybrid (genotype 1A), comprises about 9% of the C. neoformans isolates studied. The hybridization hypothesis is supported by the geographical distribution of the hybrid genotype, which is the same as that of one of the supposed hybridization partners (genotype 2). In our hybrid hypothesis, genetic material may be transferred between genotypes 1 (serotype A MAT
) and 2 (serotype D MATa). Because genotype 3 occurs in relatively high proportion in AIDS patients (46%) and in Europe (69%), we assume that the hybridization events may contribute to the high incidence of serotype D isolates (either genotype 2 and 3) in AIDS-related cryptococcosis on this continent.
A number of isolates included in this study have been part of other genotyping studies as well. Using CNRE-1 fingerprints, serotype D isolate J9 (clustering in AFLP genotype 2) clustered with other serotype D isolates, including NIH 3501 (=CBS 6900) and NIH 3502 (=CBS 6902). However, serotype D isolate J22 (our hybrid AFLP genotype 3) clustered among serotype A isolates, rather distant from serotype D isolates (Franzot et al., 1997 , 1998a
). When URA5 sequences were used, the isolate J22 clustered clearly distinct from serotype A isolates, and occurred with serotype D isolate B3501 (=CBS 6900), which in our AFLP analysis belonged to genotype 2. This lack of concordancy can be explained as a result of hybridization, as this may have caused separation of genetic markers. Genome sizes estimated from electrophoretic karyotypes ranged from 20 to 27 Mb in the hybrid isolates, and from 15 to 19 Mb in the parental isolates (Boekhout et al., 1997
).
Genotype 6, representing about 8% of C. bacillisporus isolates, may represent a hybrid between isolates of genotypes 4 and 5 of this species. Although only four isolates of this genotype were studied, it is notable that only one of the hybrid strains came from clinical sources, as compared with about 45% and 50% for genotypes 4 and 5, respectively. [The recent discovery of another four isolates belonging to this hybrid genotype, which all came from trees in South America (M. Lazera & T. Boekhout, unpublished) seems to support our observation that this genotype mainly occurs in the environment.] The estimated genome sizes for the putative hybrid isolates (1415 Mb) in C. bacillisporus are intermediate as compared with the parental isolates (1218 Mb) (data from Boekhout et al., 1997 ).
As in C. neoformans, the geographical distribution of the putative hybrid of C. bacillisporus was limited to one of the hybridization partners, in this case genotype 5. Possibly the observed hybridization in C. bacillisporus can be explained by the introduction of genotype 4 isolates together with Eucalyptus trees into the Americas. This hypothesis is supported by the observed isolation of the North American population as compared with those from other parts of the world, and the intermediate position of the South American population. One hybrid isolate came from a Eucalyptus tree from California, and about 28% of the American genotype 5 isolates were isolated from Eucalyptus-related substrates. An alternative explanation is that both hybridization partners occur on Eucalyptus, and that genotype 5 and 6 isolates have not yet been found in other parts of the world.
The mechanism of hybridization in both species is not clear, and may be due to either sexual or parasexual processes. In the case of sexual hybridization in C. neoformans, we presume that the hybrids are due to hybridization between serotype A MAT and serotype D MATa isolates, because the serotype A population is dominated by mating type
(Kwon-Chung & Bennett, 1978
). Heterozygosity was demonstrated to occur in putative hybrids by sequence analysis of PCR amplicons (Cogliati et al., 1999b
), and diploid isolates were found in most cases to be serotype AD (Cogliati et al., 1999a
; Tanaka et al., 1999
). In a reanalysis of isozyme data generated by Brandt et al. (1993)
, Taylor et al. (1999)
rejected the presence of recombination based on the assumption that the serotypes represented a single species. However, hybridization could not be rejected if serotypes A and D represented different species, and shuffling of alleles occurred only within a serotype. These authors suggested that serotypes of C. neoformans var. neoformans are undergoing cryptic speciation, and that recombination occurs within the A and D serotypes. The observed genetic divergence between serotypes A and D (Franzot et al., 1997
, 1998a
) was considered to support this hypothesis. In contrast, our results indicate that hybridization may occur between either the A and D, or the B and C serotypes. The natural niche(s) of the fungus, be it trees, other fungi or another substrate, may be a good choice for investigating the occurrence of hybridization and the sexual states in nature.
Based on our AFLP results, as well as the literature discussed, we propose the presence of hybridization in C. neoformans and C. bacillisporus. Therefore, we favour the scenario that the fungus uses both (para)sexual and asexual reproduction strategies. Consequently, genetic material can be transferred between isolates of different genetic background, which may result in strains with an altered virulence and/or resistence to antifungal agents. Using subsequent clonal expansion, these strains may disseminate. Our hypothesis on the reproduction biology of the pathogen differs from the earlier proposed clonal reproduction of C. neoformans, which was based on linkage disequilibrium studies (Brandt et al., 1995 , 1996
), the observed concordance between molecular parameters (e.g. URA5 sequences and CNRE1 hybridization patterns) from geographically separated populations, and the dominance of a few genotypes in the population (Franzot et al., 1997
). We propose a complex life cycle for the pathogen comprising both recombination and clonal expansion, and we suggest a role for the sexual Filobasidiella state in this process in vivo.
Conclusions
To summarize our data, we propose the following. (1) At least two pathogenic cryptococcal species exist, namely (a) C. neoformans with variety neoformans and variety grubii, and a sexual F. neoformans state, and (b) C. bacillisporus (synonym C. neoformans var. gattii) with the sexual state F. bacillispora. (2) In both species three AFLP genotypes occur, which differ in geographical and ecological behaviour. In each species one of these three genotypes has a hybrid nature. (3) Both sexual and asexual reproduction strategies are part of the reproduction biology of the pathogen. (4) Newly generated genotypes may disseminate clonally. (5) Serotype boundaries do not fully coincide with the genotypic groups, and therefore serotyping is not a reliable characteristic to differentiate infraspecific taxa.
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ACKNOWLEDGEMENTS |
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Received 11 July 2000;
revised 13 November 2000;
accepted 2 January 2001.