© Rockefeller University Press, 0022-1007/2002/6/1653/ $5.00
The Journal of Experimental Medicine, Volume 195, Number 12, June 17, 2002 1653-1659
Inducing Tumor Immunity through the Selective Engagement of Activating Fc
Receptors on Dendritic Cells
Alexis M. Kalergis and
Jeffrey V. Ravetch
Laboratory of Molecular Genetics and Immunology, The Rockefeller University, New York, NY 10021
Address correspondence to either J.V. Ravetch or A.M. Kalergis, The Rockefeller University, 1230 York Ave., Box 98, New York, NY 10021. Phone: 212-327-7321; Fax: 212-327-7318; E-mail: ravetch{at}rockefeller.edu or kalergi{at}rockefeller.edu
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Abstract
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Induction of tumor-specific immunity requires that dendritic cells (DCs) efficiently capture and present tumor antigens to result in the expansion and activation of tumor-specific cytotoxic T cells. The transition from antigen capture to T cell stimulation requires a maturation signal; in its absence tolerance, rather than immunity may develop. While immune complexes (ICs) are able to enhance antigen capture, they can be poor at inducing DC maturation, naive T cell activation and protective immunity. We now demonstrate that interfering with the inhibitory signal delivered by Fc
RIIB on DCs converts ICs to potent maturation agents and results in T cell activation. Applying this approach to immunization with DCs pulsed ex-vivo with ICs, we have generated antigen-specific CD8+ T cells in vivo and achieved efficient protective immunity in a murine melanoma model. These data imply that ICs may normally function to maintain tolerance through the binding to inhibitory Fc
Rs on DCs, but they can be converted to potent immunogenic stimuli by selective engagement of activating Fc
Rs. This mechanism suggests a novel approach to the development of tumor vaccines.
Key Words: immune complexes Fc
receptors DC maturation inhibitory/activating receptor pairs T cell immunity
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Introduction
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Elucidation of the mechanisms responsible for protective immunity against tumors is a prerequisite to the development of tumor-specific vaccines and effective immunotherapy for cancer. Because of their ability to be specifically captured by dendritic cells (DCs), enhance antigen presentation, and elicit tumor-specific killer T cells, immune complexes (ICs) are emerging as an attractive means of delivering tumor-specific antigens to stimulate protective immunity (1, 2). DCs have been shown to be a key cell in the pathway of antigen capture and presentation to T cells, having the unique ability to directly prime naive CD4+ and CD8+ T cells (35), through their ability to efficiently uptake, process, and present antigen on MHC class I and II molecules, together with costimulatory molecules such as B7 and CD40 (3, 68). Furthermore, DCs have been shown to efficiently present exogenously derived antigens (e.g., ICs) on MHC class I molecules to naive CD8+ T cells (912), accounting for the phenomenon of cross-priming (13). However, for DCs to efficiently stimulate T cells, a process known as maturation is required. Immature DCs, specialized for antigen capture, undergo maturation in response to inflammatory cytokines and bacterial products, leading to the upregulation of costimulatory molecules such as B7 and CD40 (3, 5, 7, 14). This requirement for maturation insures that activation of the immune response be coupled to a mechanism capable of discriminating between endogenous antigens and those derived from exogenous sources, typically microbial pathogens. Thus, in the absence of receiving a maturation signal, the interaction of antigen-presenting immature DCs with T cells can result in peripheral tolerance (14, 15). The challenge of tumor vaccination is to find means of overcoming this protective mechanism and eliciting effective T cell stimulation to endogenous antigens expressed by tumor cells (1619).
ICs are capable of either enhancing or suppressing the immune response, resulting from their ability to interact with Fc
receptors on B cells, macrophages, or DCs, thus triggering different cellular responses (20, 21). Engagement of Fc
receptors by ICs can lead to either activation or inhibitory signaling depending on the specific Fc
R being engaged. Activating Fc
receptors I and III associate with the immunoreceptor tyrosinebased activation motif (ITAM)-containing
-chain and their engagement by ICs results in src and syk kinasemediated activation responses. In contrast, the inhibitory Fc
receptor IIB is a single subunit receptor containing a cytoplasmic immunoreceptor tyrosinebased inhibition motif (ITIM) domain that inhibits ITAM-mediated activation signals through the recruitment of the inositol-phosphatase SHIP (22, 23). While expression of the activating/inhibitory receptor pair Fc
RIII/Fc
RIIB has been described on DCs in mice and humans (10), the role of these signaling pathways in the biology of DCs is unclear. Specifically, the ability of ICs to induce maturation of immature DC through Fc
R activation has been variable. Dhodapkar et al. failed to observe IC-mediated maturation in human DCs (2), while Regnault et al. and recently Schuurhuis et al., reported maturation of mouse DCs in response ICs (10, 12). Since the relative expression of activating/inhibitory receptors were not defined in those studies it is possible that IC triggered maturation may depend on the balance between those opposing Fc
Rs. More importantly, however, the in vivo implications of differential ligation of Fc
Rs on DC differentiation and T cell priming have not been defined.
Therefore, we set out to test the hypothesis that the balance between activation and inhibitory Fc
Rs on DCs was critical to induce maturation and effective tumor immunity in vivo in response to ICs. Here we show that DC predominantly express Fc
RIIB on the surface, and that interfering with the inhibitory signal delivered by this receptor enhances the ability of ICs to induce DC maturation. By immunizing with Fc
RIIB-/- DCs pulsed ex vivo with ICs we have efficiently generated antigen-specific CD8+ T cells in vivo and achieved efficient protective immunity in a murine melanoma model. Our results indicate that expression of inhibitory Fc
Rs on DCs may be required to maintain tolerance through binding to IgGICs. However, selective engagement of activating Fc
Rs by ICs on DCs works as a strong immunogenic signal promoting DC maturation and T cell priming that could elicit effective antitumor immunity.
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Materials and Methods
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Analysis of Fc
R Expression on DCs and T Cell Priming Assays.
Bone marrowderived DCs were prepared as described previously (24). DCs were grown from bone marrow progenitors in RPMI 1640 containing 5% FCS supplemented at 3% vol/vol with supernatant from J558L cells transduced with murine (m) GM-CSF. Day 6 DC cultures derived from bone marrows of wild-type (WT),
chain-/-, Fc
RIIB-/- mice (all in the C57BL/6 background) were double-stained with antiCD11c-PE (HL3; BD PharMingen) and 2.4G2-FITC (BD PharMingen), 1 µg per 5 x 105 DCs, and analyzed by FACS®. For WT DCs, 2.4G2 binds to both Fc
RIIB and Fc
RIII; for
chain-/- DCs, 2.4G2 binds to Fc
RIIB only; and for Fc
RIIB-/- DCs, 2.4G2 binds to Fc
RIII only. Background 2.4G2 fluorescence was obtained from DCs in which both Fc
RIIB and
chain have been deleted. For the T cell priming experiments, DCs derived from bone marrows of WT or Fc
RIIB-/- mice (C57BL/6 background) were pulsed for 3 h with 50 ug/ml OVA or OVA-IgG ICs. After washing, antigen-pulsed DCs (5 x 103105 cells per well) were cocultured with either H-2Kb/OVA or I-Ab/OVAspecific TCR transgenic T cells (2 x 105 cells per well), purified from OT-I and OT-II mice, respectively (25, 26). At 48-h coculture cells were pulsed with 3[H]-thymidine (1 µCi 3[H]-thymidine per well) and harvested 8 h later for determination of 3[H]-thymidine incorporation.
DC Maturation Assays.
Day 6 DC cultures derived from bone marrows of WT C57BL/6 and Fc
RIIB-/- mice were incubated for 36 h with 20 µg/ml of ICs made of OVA and anti-OVA rabbit IgG (0.5 mg anti-OVA rIgG, ICN, per 1 mg OVA; Calbiochem). For Fc
RIIB blocking, WT DCs were incubated simultaneously with OVA-ICs and Ly17.2 mAb (supernatant from K9.361 hybridoma) (27). For LPS-induced maturation, DCs were incubated with 50 ng/ml LPS. After 36-h incubation, DCs were double-stained with antiCD11c-PE (HL3; BD PharMingen) plus either antiI-Ab-FITC (AF6120.1; BD PharMingen) or antiB7.2-FITC (GL1; BD PharMingen), 1 µg mAb per 5 x 105 DCs and analyzed by FACS®.
DC Immunization and Tumor Challenge Experiments.
Day 6 DC cultures derived from bone marrows of either WT or Fc
RIIB-/- mice (C57BL/6 background) were incubated for 6 h with 50 µg/ml of ICs made of OVA and anti-OVA rabbit IgG (0.5 mg anti-OVA rIgG, ICN, per 1 mg OVA; Calbiochem). DCs were washed in PBS and injected in the footpads of naive syngeneic C57BL/6 mice (2.5 x 105 DCs per mouse). As a specificity control mice were immunized with untreated DCs. 2 wk after this single immunization, mice were challenged subcutaneously with a variant of the melanoma B16 tumor line that expresses full-length OVA as a neo-antigen (MO4) (references 2830) (5 x 105 cells per mouse). As an antigen specificity control mice were challenged with the parental B16 tumor line (American Type Culture Collection). Tumor appearance and growth was monitored three times a week, and a mouse was considered positive when palpable tumors were detected. For statistical analysis (Student's t test) the PrismTM 2.0 software (GraphPad) was used.
Detection of OVA-specific CD8+ T Cells with H-2Kb/OVA Tetramers.
Peripheral blood cells obtained 2 wk after challenging mice with B16-OVA tumor, were double stained with antiCD8
-FITC (536.7; BD PharMingen) and H-2Kb/OVA-PE tetramers. Tetramer staining was done at 4°C, for 1 h with 1 µg of anti-CD8
and tetramers per 106 cells. H-2Kb/OVA tetramers carried the immunodominant OVA peptide SIINFEKL and were designed as described previously (31, 32).
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Results and Discussion
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To evaluate whether the balance between activation and inhibitory Fc
Rs on DCs is critical to induce maturation and effective tumor immunity in vivo in response to ICs, DCs were generated from bone marrowderived from C57BL/6 WT and Fc
R-deficient mice and characterized for Fc
R surface expression. The relative contributions of the low-affinity activating (Fc
RIII) and inhibitory (Fc
RIIB) receptors on the surface of immature DCs was determined by FACS® analysis of DC isolated from WT and Fc
R-deficient animals. Fc
RIIB plus RIII expression was determined by 2.4G2 staining, a mAb that binds equivalently to both receptors (33, 34). The Fc
RIIB component was determined by 2.4G2 staining on DCs obtained from mice deficient in the common
chain (RI/RIII-/-; reference 35) which only express Fc
RIIB. The Fc
RIII component was determined by staining DCs obtained from Fc
RIIB-deficient mice with 2.4G2, which on these cells would only bind to Fc
RIII. As seen in Fig. 1
A, DCs predominantly express inhibitory Fc
RIIB, which accounts for
75% of total Fc
R expression. Consistently, the mean fluorescence intensity on WT DCs observed with the RIIB-specific Ly17.2 mAb (27) also accounted for
75% of 2.4G2 staining (data not shown). A similar pattern of Fc
R expression was observed in DCs purified from spleen (data not shown). These results indicate that resting DCs express mainly inhibitory Fc
RIIB on their surface.


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Figure 1. Fc RIIB is the predominant Fc R on the surface of dendritic cells and is not required for IC-mediated enhancement of antigen presentation. (A) Bone marrowderived DCs were prepared as described previously (reference 24). Day 6 DC cultures derived from bone marrows of WT, chain-/-, and Fc RIIB-/- mice (all in the C57BL/6 background) were double-stained with antiCD11c-PE (HL3; BD PharMingen) and 2.4G2-FITC (BD PharMingen), and analyzed by FACS®. For WT DCs, 2.4G2 binds to both Fc RIIB and Fc RIII; for chain-/- DCs, 2.4G2 binds to Fc RIIB only; and for Fc RIIB-/- DCs, 2.4G2 binds to Fc RIII only. Background 2.4G2 fluorescence (dotted lines) was obtained from DCs in which both Fc RIIB and chain have been deleted (Fc R null). One representative histogram for 2.4G2 staining is shown, gating on the CD11c+ DC population. The bar graph shows 2.4G2 mean fluorescence intensity values (CD11c+ gate) from four independent experiments (*P < 0.025); B). For the T cell priming experiments, DCs derived from bone marrows of WT or Fc RIIB-/- mice (C57BL/6 background) were pulsed for 3 h with 50 ug/ml OVA or OVA-IgG ICs. After washing, antigen-pulsed DCs (5 x 103105 cells per well) were cocultured with either H-2Kb/OVA or I-Ab/OVAspecific TCR transgenic T cells, (2 x 105 cells per well), purified from OT-I and OT-II mice, respectively (25, 26). At 48-h coculture cells were pulsed with 3[H]-thymidine and harvested 8 h later for determination of 3[H]-thymidine incorporation.
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Both WT and Fc
RIIB-/- immature DCs are equally able to mediate IC presentation to T cells, as shown in Fig. 1 B. DCs isolated from either WT or Fc
RIIB-deficient mice were incubated with ICs composed of rabbit IgG anti-OVA and OVA, and then tested for their ability to mediate antigen presentation to MHC class I and class IIrestricted OVA-specific T cells (OT-1 and OT-II, respectively) (25, 26). IC-mediated enhancement of MHC class I and II presentation was equally efficient for both WT and Fc
RIIB-/- DCs, indicating that there are no differences between these cells in their ability to capture and present IC-derived antigens to class I or class IIrestricted T cells (Fig. 1 B).
In contrast, DC maturation by ICs was enhanced when activating Fc
Rs were selectively ligated through the use of Fc
RIIB-deficient mice (Fig. 2)
. In comparison to LPS-induced maturation, WT DCs are inefficiently induced to mature in response to ICs, consistent with previous reports (2, 10, 12). However, a subset of DCs derived from Fc
RIIB-deficient mice display a maturation phenotype comparable to that seen for LPS, with upregulation of MHC class II (Fig. 2 A) and B7.2 (Fig. 2 B) surface expression. As seen from the FACS® analysis, this subset of DCs incubated with ICs show a marked increase in MHC class II and B7.2 expression, indicative of maturation of these cells. This effect was not the result of perturbation of DC development by Fc
RIIB deletion, as demonstrated by the ability of WT DCs to enhance their maturation in response to ICs when Fc
RIIB is blocked by the Fc
RIIB-specific mAb Ly17.2 (Fig. 2 A and B). Furthermore, Fc
RIIB-deficient DCs show equivalent maturation in response to LPS as compared with WT DCs (Fig. 2 A and B). Conversely, and consistent with previous reports (10), IC engagement of DCs derived from
chaindeficient mice lacking activation Fc
Rs does not result in DC maturation (data not shown). These results indicate that the ability of ICs to induce DC maturation is determined by the balance of activation and inhibitory Fc
Rs. Selective engagement of the ITAM-containing Fc
Rs by ICs in the absence of coligation of ITIM-containing inhibitory Fc
RIIB results in enhanced maturation.
The functional consequence of IC-induced maturation of DCs in vitro was tested in vivo in a murine melanoma model to determine if DCs induced to mature by selectively engaging activating Fc
Rs resulted in enhanced antitumor immunity. Fc
RIIB-/- DCs were pulsed with OVAIgG ICs as before and then used to immunize C57BL/6 mice. As a control, C57BL/6 mice were immunized with WT DCs treated under the same conditions. 2 wk after a single DC immunization, mice were challenged either with an OVA-expressing clone of the melanoma line B16 (28, 30) (Fig. 3 A) or with control B16 cells not expressing OVA. The animals were scored for the kinetics of tumor appearance as well as the absolute size of the tumor mass. As shown in Fig. 3, mice immunized with Fc
RIIB-deficient DCs pulsed with OVAIC developed protective immunity to the tumor challenge, with no detectable tumor appearance, while animals immunized with WT DCs pulsed with OVAICs developed tumors (Fig. 3 B and C), although with a significant delay in appearance (Fig. 3 B and C). No tumor protection was observed when the challenging tumor was the parental B16 line (OVA-negative). Similarly, neither WT nor Fc
BIIB-/- unpulsed DCs protected against B16 or B16-OVA. These results indicate that the antitumor response elicited by immunization with OVAIC-pulsed DCs was antigen (OVA)-specific (Table I).
To determine the mechanism of this protection by DC immunization, we tested peripheral blood of mice immunized with OVA-ICpulsed Fc
RIIB-/- DCs or WT DCs for the presence of OVA-specific CD8+ T cells. Peripheral blood CD8+ T cells from DC-immunized and tumor-challenged mice were stained for H-2Kb/OVA tetramers (H-2Kb/SIINFEKL) (31, 32). OVA-specific CD8+ T cells were only expanded in peripheral blood of mice immunized with Fc
RIIB-/- DCs pulsed with OVAIgG ICs (Fig. 4)
. These results indicate that Fc
RIIB-/- DCs have an enhanced ability to prime antigen-specific CD8+ T lymphocytes in vivo, thus contributing to an effective antigen-specific antitumor immune response.
We conclude by suggesting that effective antitumor immunization by ICs requires that selective Fc receptor engagement be achieved to induce DC maturation and thus efficient CD8+ T cell priming. This selectivity may be accomplished by blocking the inhibitory Fc receptor or by engineering the Fc region of the IgG molecule of the IC to preferentially engage activation and not inhibitory Fc
R (36). Conversely, the preferential expression of the inhibitory Fc
R on immature DCs suggests that maturation and activation of immune responses may not normally occur in response to IC cross-linking of immature DCs, and may even provide a mechanism to maintain peripheral tolerance to self-antigens. Chronic inflammatory states or reduced inhibitory receptor expression, as has been documented in autoimmune susceptible mouse strains (37, 38), might contribute to the loss of tolerance and expansion of autoreactive lymphocytes by inappropriate activation of DC maturation and subsequent T cell stimulation. Restoring Fc
RIIB expression may thus offer an approach to reestablishing tolerance.
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Acknowledgments
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We are grateful to Stanley Nathenson and Edith Palmieri for providing H-2Kb/OVA tetramers, Michel Sadelain for the MO4 (B16-OVA cell line), and Ralph Steinman, Laura Bonifaz, and Kang Liu for the OT-I and OT-II transgenic mice. We thank Ralph Steinman, Michel Nussenzweig, and Pierre Bruhns for critically reading this manuscript. We also thank Victoria Lappi, Devon White, Cheryl Ryder, and Prisca Gell for technical assistance, as well as Cynthia Ritter for administrative assistance.
This work was supported by grants from the National Institutes of Health and Alliance for Lupus Research to J.V. Ravetch. A.M. Kalergis is a Fellow of the Helen Hay Whitney Foundation.
Submitted: March 1, 2002
Revised: April 26, 2002
Accepted: May 15, 2002
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