The Major Adult alpha -Globin Gene of Antarctic Teleosts and Its Remnants in the Hemoglobinless Icefishes
CALIBRATION OF THE MUTATIONAL CLOCK FOR NUCLEAR GENES*

Yuqiong ZhaoDagger §, Manoja Ratnayake-LecamwasamDagger §, Sandra K. ParkerDagger , Ennio Cocca, Laura Camardella, Guido di Prisco, and H. William Detrich IIIDagger parallel

From the Dagger  Department of Biology, Northeastern University, Boston, Massachusetts 02115 and the  Istituto di Biochimica delle Proteine ed Enzimologia, Consiglio Nazionale delle Ricerche, 80125 Naples, Italy

    ABSTRACT
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Abstract
Introduction
Procedures
Results
Discussion
References

The icefishes of the Southern Ocean (family Channichthyidae, suborder Notothenioidei) are unique among vertebrates in their inability to synthesize hemoglobin. We have shown previously (Cocca, E., Ratnayake-Lecamwasam, M., Parker, S. K., Camardella, L., Ciaramella, M., di Prisco, G., and Detrich, H. W., III (1995) Proc. Natl. Acad. Sci. U. S. A. 92, 1817-1821) that icefishes retain inactive genomic remnants of adult notothenioid alpha -globin genes but have lost the gene that encodes adult beta -globin. Here we demonstrate that loss of expression of the major adult alpha -globin, alpha 1, in two species of icefish (Chaenocephalus aceratus and Chionodraco rastrospinosus) results from truncation of the 5' end of the notothenioid alpha 1-globin gene. The wild-type, functional alpha 1-globin gene of the Antarctic yellowbelly rockcod, Notothenia coriiceps, contains three exons and two A + T-rich introns, and its expression may be controlled by two or three distinct promoters. Retained in both icefish genomes are a portion of intron 2, exon 3, and the 3'-untranslated region of the notothenioid alpha 1-globin gene. The residual, nonfunctional alpha -globin gene, no longer under positive selection pressure for expression, has apparently undergone random mutational drift at an estimated rate of 0.12-0.33%/million years. We propose that abrogation of hemoglobin synthesis in icefishes most likely resulted from a single mutational event in the ancestral channichthyid that deleted the entire beta -globin gene and the 5' end of the linked alpha 1-globin gene.

    INTRODUCTION
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Abstract
Introduction
Procedures
Results
Discussion
References

Alone among vertebrate taxa, the 15 species of Antarctic icefishes (family Channichthyidae, suborder Notothenioidei) are unique in their failure to synthesize the respiratory oxygen transport protein hemoglobin (1). Although icefish blood contains "erythrocyte-like" cells in small numbers (2, 3), these cells are devoid of hemoglobin, and icefishes transport oxygen to their tissues solely in physical solution. In the cold (-1.86 to +1 °C), stable, and oxygen-rich environment experienced by these organisms, reduction of the hematocrit to near zero may have been selectively advantageous because it significantly diminishes the energetic cost associated with circulation of a highly viscous, corpuscular blood fluid (4-7). Indeed, hematocrit, mean cellular hemoglobin concentration, and hemoglobin chain multiplicity all decrease with increasing phylogenetic divergence among the red-blooded Antarctic notothenioid fishes (8), and the Bathydraconidae (the sister group to the channichthyids) approach the hematological extreme displayed by the white-blooded icefishes. Furthermore, di Prisco et al. (9) have shown that a red-blooded nototheniid fish, Pagothenia bernacchii, survives under resting conditions when its hemoglobin is converted to the carbon monoxide form in vivo. Apparently, red-blooded Antarctic fishes can sustain their basal metabolism using plasma-dissolved oxygen, and they draw on their hemoglobin stores primarily when respiratory demand increases. Nevertheless, the development in icefishes of compensatory physiological and circulatory adaptations that reduce tissue oxygen demand and enhance oxygen delivery (e.g. modest suppression of metabolic rates, enhanced gas exchange by large, well-perfused gills and through a scaleless skin, and large increases in cardiac output and blood volume) argues that loss of hemoglobin and erythrocytes was maladaptive under conditions of physiological stress. Thus, the most plausible evolutionary scenario is that the phylogenetic trend to reduced hematocrits and decreased hemoglobin synthesis in notothenioid fishes developed concurrently with enhancements to their respiratory and circulatory systems, leading ultimately to the acorpuscular, hemoglobinless condition of the icefishes.

The channichthyids diverged from other Antarctic notothenioids approximately 7-15 million years ago, but radiation of species within the icefish clade (i.e. lineage branch) appears to have been confined to the last one million years (10). Recently, we demonstrated that icefish species belonging to both primitive and advanced genera retain in their genomes inactive remnants of the major adult notothenioid alpha -globin gene but have lost the gene that encodes adult beta -globin (11). Thus, the hemoglobinless phenotype appears to be a primitive channichthyid character that was established by deletion or rapid mutation of the gene encoding beta -globin before diversification of the clade. Our present objective is to determine the evolutionary fate of the channichthyid alpha 1-globin gene. In this report we describe the structures of the functional alpha 1-globin gene of the red-blooded Antarctic rockcod Notothenia coriiceps (family Nototheniidae) and of the alpha -globin gene remnants of two icefishes, Chaenocephalus aceratus and Chionodraco rastrospinosus. To our surprise, we find that the icefish alpha -globin gene is a truncated version of the alpha 1-globin gene of red-blooded notothenioids. These remnants, which contain the 3' portion of intron 2, all of exon 3, and the 3'-untranslated region of the alpha 1-globin gene, appear to be mutating randomly. Using transversion substitutions, we estimate that these nonfunctional nuclear gene fragments are diverging at the rate of 0.12-0.33%/million years. Because the notothenioid adult globin genes are tightly linked in 5' to 5' orientation,1 we now propose that the hemoglobinless phenotype was established by a single deletional event in the ancestral channichthyid that eliminated the entire beta -globin gene and the 5' half of the alpha 1-globin gene.

    EXPERIMENTAL PROCEDURES
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Abstract
Introduction
Procedures
Results
Discussion
References

Collection of Animals and Storage of Tissues-- Specimens of N. coriiceps, C. aceratus, and C. rastrospinosus were collected by bottom-trawling from the R/V Hero or from the R/V Polar Duke south of Low Island (Antarctic Treaty Protected Area System Marine Site of Special Scientific Interest (MSSSI) 35, Western Bransfield Strait) or west of Brabant Island (MSSSI 36, East Dallmann Bay). Fishes were transported alive to Palmer Station, Antarctica, where they were maintained in seawater aquaria at -1 to +1 °C. Blood from mature adults was collected into heparinized syringes by caudal venipuncture of unanesthetized specimens, and erythrocytes, isolated by differential centrifugation (12), were either used immediately or frozen and stored at -70 °C. Testes were dissected immediately after sacrifice of mature males, frozen in liquid nitrogen, and maintained at -70 °C until use.

Construction and Screening of Genomic Libraries-- Genomic DNA of high molecular weight (>50 kilobase pairs) was purified from a single testis of each fish species by the method of Blin and Stafford (13). The N. coriiceps library was constructed in the lambda  vector Charon 35 (14). DNA was digested partially with MboI, and fragments of 15-20 kilobase pairs, obtained by sucrose gradient centrifugation, were ligated to the BamHI sites of the vector arms. Recombinant phage DNA was packaged in vitro (Packagene; Promega), and phage were amplified in Escherichia coli K803- to yield a stock at 8 × 107 plaque-forming units/ml. The C. aceratus library was constructed in LambdaGEM-11 (Promega). DNA was digested partially with MboI, fragments were ligated to phage arms containing XhoI half-sites, and recombinant phage DNA was packaged in vitro as described above. The latter library was propagated in E. coli KW251 to give an amplified stock with a titer of 2.4 × 107 plaque-forming units/ml.

Amplified C. aceratus and C. rastrospinosus genomic libraries (titers of 109-1010) in Lambda Fix II (Stratagene) were generously provided by Drs. Michael Vayda and Bruce Sidell (University of Maine, Orono, ME). These libraries were propagated in E. coli XL1-Blue MRA (Stratagene).

Libraries were screened independently for clones containing alpha -globin gene sequences by hybridization of nylon (MagnaLift, MSI, Westboro, MA) replicas of bacteriophage plaque DNA to the N. coriiceps alpha -globin cDNA, NcHbalpha 1-1 (11), 32P-labeled by random priming (15). Approximately 300,000-400,000 phage were plated for each primary screen. Prehybridization and hybridization of the membranes were performed at moderate stringency (6× SSC (1× SSC = 0.15 M NaCl, 0.015 M trisodium citrate), 0.1% sodium pyrophosphate, 50 µg/ml heparin, 0.2% SDS, 62 °C) for 2 and 12-16 h, respectively. After hybridization, the membranes were washed twice in 3× SSC, 0.1% SDS at 62 °C for 15 min each and then exposed to Fuji RX x-ray film at -70 °C for 16-34 h with intensification (DuPont Cronex Lightning Plus screens). Three positive N. coriiceps phage isolates, two from C. aceratus, and three from C. rastrospinosus were obtained after two additional rounds of plaque purification and screening, and single plaques were picked for clone stock preparation.

Subcloning and DNA Sequencing-- Tertiary isolates were grown and DNA was extracted by the plate-lysis method (16). Genomic DNA inserts were excised from the recombinant phage by digestion with appropriate restriction endonucleases, the DNA digests were electrophoresed on 1% (w/v) agarose gels in 1× TBE (0.089 M Tris borate, 2 mM EDTA, pH 8.0), and DNA fragments containing alpha -globin gene sequences were identified by transfer to nylon membranes (17) followed by hybridization of the gel replicas to 32P-labeled NcHbalpha 1-1 (see "Construction and Screening of Genomic Libraries"). Positive fragments were excised from duplicate gels, DNA was recovered from low-melt agarose or by SPIN-X column (Costar Corp.) centrifugation, and the fragments were ligated into the multicloning sites of pUC19 or pBluescript (Stratagene). Recombinant plasmids were transformed into competent E. coli XL-1 Blue cells, the cells were grown on LB/ampicillin plates containing isopropyl-1-thio-beta -D-galactopyranoside and 5-bromo-4-chloro-3-indolyl beta -D-galactopyranoside, and white colonies were picked for further analysis. Plasmid DNA was purified by alkaline-lysis plasmid mini-prep (16).

Parental clones and restriction-fragment subclones were sequenced manually on both strands by use of the dideoxynucleotide chain termination method (18) and T4 DNA polymerase (Sequenase II; U. S. Biochemical Corp.). Both T3 and T7 universal primers and gene-specific primers were employed. Portions of the sequence (Fig. 1) were established by use of the PRISM Ready Reaction Dye Deoxy Termination Cycle Sequencing Kit (Applied Biosystems), and the products were resolved using an Applied Biosystems 373A automated DNA sequencer (University of Maine DNA Sequencing Facility).

DNA Sequence Analysis-- Genomic alpha -globin sequences were aligned (k-tuple = 3, gap penalty = 3, largest gap = 20) by use of the algorithm of Wilbur and Lipman (19), and sequence similarities were calculated by the method of Dayhoff (20), as implemented by DNASTAR Align.

GenBank Accession Numbers-- The Antarctic notothenioid alpha -globin gene sequences reported in this paper have been deposited in the GenBank data base under the following accession numbers: N. coriiceps, AF049916; C. aceratus, AF049914; C. rastrospinosus, AF049915. These sequences have been scanned against the GenBank data base, and representative alpha -globin genes from other vertebrates are reported in Table I.

Erythrocyte RNA Isolation-- Total RNA from erythrocytes of adult N. coriiceps was purified from red blood cells by a modification (21) of the acid guanidinium isothiocyanate/phenol/chloroform method (22).

Mapping of alpha 1-Globin Transcription Start Sites by Primer Extension-- Three antisense oligonucleotide primers derived from the 5' end of the N. coriiceps alpha 1-globin gene (Fig. 2) were used to map potential transcription start sites. Primers were labeled at their 5' termini by reaction with [gamma -32P]ATP and T4 polynucleotide kinase (23). Labeled primers were annealed to total RNA (30 µg/reaction) from erythrocytes of N. coriiceps, the extension reactions were performed for 60 min using 25 units/µl avian myeloblastosis virus reverse transcriptase and 10 mM concentrations of the four dNTPs, and single-stranded RNA was degraded by treatment with RNase A. The products of each primer extension reaction were co-electrophoresed on a 9% polyacrylamide,7 M urea DNA sequencing gel with sequencing ladders derived from the same primer.

    RESULTS
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Abstract
Introduction
Procedures
Results
Discussion
References

Structure of the alpha 1-Globin Gene of N. coriiceps-- To establish a framework for genetic comparison, we isolated and characterized the adult alpha 1-globin gene from the hemoglobin-expressing notothenioid N. coriiceps. After restriction digestion with EcoRI, three independent N. coriiceps genomic phage clones each gave a 5.2-kilobase pair alpha 1-globin-positive DNA fragment. This fragment was subcloned into pUC19 to yield the clone NcHbGalpha 1. Fig. 1 presents the structural diagram (panel A) of and the strategy employed to sequence (panel B) the alpha -globin gene of NcHbGalpha 1. Fig. 2 shows its nucleotide sequence and translation. The coding sequence and 5'- and 3'-untranslated regions of the NcHbGalpha 1 alpha -globin gene exactly match the corresponding regions of the N. coriiceps alpha 1-globin cDNA (11), thus demonstrating that this gene encodes the major adult alpha -globin expressed by nototheniid fishes. The 432-bp2 coding sequence is interrupted by two introns, the first (I1) splitting codon 32 and the second (I2) separating codons 101 and 102. These positions are conserved within a few nucleotides among all vertebrate alpha -globin genes studied to date (24). Both introns are substantially longer than their counterparts in the adult alpha -globin genes of other fishes, amphibians, or mammals (24-27) and are extremely rich in A + T residues. Intron 1 is 450 bp in length and 70% A + T, whereas intron 2 is 278 bp long and 64% A + T. Intron 1 also contains a 24-bp tandem repeat of the dinucleotide TA. The splice junctions of both introns conform to the GT/AG rule, containing GT at their 5' donor junctions and CAG preceded by pyrimidine-rich tracts at their 3' acceptor sites (28-30). The 5'-upstream and 3'-downstream sequences of the alpha 1-globin gene are also A + T-rich (58 and 61%, respectively), but the coding sequence is A + T-poor (44% A+T). Thus, the adult alpha -globin gene of N. coriiceps shares the intron/exon organization of other vertebrate alpha -globin genes, but its content of A + T nucleotides in noncoding regions (introns, 5'-upstream and 3'-downstream sequences) is high (see "Discussion").


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Fig. 1.   Sequencing strategy for the N. coriiceps alpha 1-globin gene. A, schematic representation of the notothenioid alpha 1-globin gene. Filled and open rectangles denote the three coding exons (E1-E3) and two introns (I1, I2), respectively. The 5'-upstream and 3'-downstream (3'-down) regions are indicated by vertically and diagonally hatched rectangles, respectively. B, sequence analysis by primer walking. Arrows indicate direction and extent of sequencing. The two long sense-strand reads were obtained by automated sequencing of a polymerase chain reaction-generated clone that links the adult alpha 1- and beta -globin genes of N. coriiceps and overlaps the alpha 1 clone described here.1


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Fig. 2.   Nucleotide sequence of the N. coriiceps alpha 1-globin gene (NcHbGalpha ) and deduced amino acid sequence (AA) of the encoded alpha 1-globin. Coding sequences are indicated in uppercase roman text, and the encoded amino acid residues are presented below in the three-letter code. Introns are shown in lowercase with nucleotides at the intron/exon junctions in boldface. 5'-Untranslated and -upstream sequences are presented in uppercase italics, whereas 3'-untranslated and -downstream sequences are given in lowercase italics. Three transcription initiation (CAP 1-3) sites, mapped by extension from primers 1, 2, and 3, are indicated in boldface text and by arrows. Potential TATA, CCAAT, GATA, CACCC, and NF-E2 promoter elements are shown in reversed text, boldface, shadowed text, double-underlined text, and single-underlined text, respectively. The Kozak sequence for translation initiation (48) is given in underlined boldface. The initiator methionine (encoded by the AUG codon at +39) is cleaved from the mature protein. Two potential polyadenylation signal sequences in the 3'-untranslated region are underlined. Intron 1 contains a TA tandem repeat (underlined).

The N. coriiceps alpha 1-globin gene contains cis-acting regulatory elements comparable to those of globin genes in other vertebrates. Three potential transcription start (capping) sites were detected 38-bp (CAP 1; nucleotide designated +1), 380-bp (CAP 2), and 571-bp (CAP 3) upstream of the initiator codon (Fig. 2). Sites 1 and 2 begin with the AC dinucleotide common to other globin transcription initiation sites (24), whereas the most distal site 3 starts with AT. These putative cap sites are consistent with the size heterogeneity observed for N. coriiceps alpha 1-globin mRNAs (11). Immediately upstream of the cap sites are clusters of basal and hematopoietic promoter elements (Fig. 2), including probable TATA and CCAAT boxes, and GATA, CACCC, and NF-E2 motifs (31-34). Presumptive, but noncanonical, TATA boxes begin 18, 44, and 22 bp upstream of cap sites 1-3, respectively, and potential CCAAT boxes are located 72 and 165, 92, and 40 bp upstream of the three initiation sites. Four CACCC motifs, one GATA motif, and one NF-E2 element precede cap site 1, whereas two GATAs and one CACCC are proximal to site 2. Start site 3 is adjacent to two GATA elements but apparently lacks the CACCC motif. The functional analysis of both alpha - and beta -globin promoters from N. coriiceps will be presented elsewhere.1 Finally, two consensus sequences for polyadenylation are present in the 3'-untranslated region, the second of which precedes the poly(A) tail of the alpha 1-globin cDNA by 14 nucleotides (11).

alpha -Globin Gene Remnants from Two Hemoglobinless Antarctic Icefishes-- In contrast to the 2-3 alpha -globin-hybridizing DNA fragments observed in the genomes of red-blooded notothenioid fishes, the genomes of three icefishes, C. aceratus, C. rastrospinosus, and Champsocephalus gunnari, contain single DNA fragments that hybridize at reduced intensity to a notothenioid adult alpha 1-globin cDNA probe (11). One plausible interpretation of this observation is that the icefishes have lost, probably by deletion, a portion of the ancestral notothenioid adult alpha -globin gene. To investigate this possibility, we isolated and sequenced two independent alpha 1-globin-positive genomic clones from C. aceratus and one clone from C. rastrospinosus. Fig. 3 compares the structure of the icefish alpha -globin fragments to that of the N. coriiceps alpha 1-globin gene. The alpha 1-globin genes of the two icefishes contain a portion of intron 2, the entirety of exon 3, and all of the 3'-untranslated region. The apparent 5' chromosomal breakpoint within intron 2 (between positions 931 and 932; see also Fig. 4) is identical in the two icefish genes, and the 5'-flanking sequences preceding the breakpoint bear no relation to any portion of the N. coriiceps alpha 1-globin gene. Beyond the second polyadenylation signal, the icefish and rockcod genes share sequence similarity for at least 180 bp (Fig. 4). These observations are consistent with deletional loss of 5'-upstream alpha 1-globin sequences (5'-untranslated region, exons 1 and 2, intron 1 and part of intron 2) before divergence of these two relatively advanced icefish species. Determination of the status of the alpha 1-globin gene in the ancestral channichthyid will require analysis of more primitive icefish species.


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Fig. 3.   Comparison of the alpha 1-globin gene remnants of C. aceratus and C. rastrospinosus to the alpha 1-globin gene of N. coriiceps. Exons (E1-E3) and introns (I1, I2) are represented by filled and open rectangles, respectively, and the 5'-upstream and 3'-downstream regions are indicated by hatched rectangles. The 5'-flanking sequences of the icefish gene remnants are shown by stippled boxes. Box dimensions encompass the extent of sequencing of each gene. kb, kilobase pairs.


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Fig. 4.   Sequence alignment of the alpha 1-globin gene remnants of C. aceratus and C. rastrospinosus to the alpha 1-globin gene of N. coriiceps. The icefish sequences (Ca-alpha 1, Cr-alpha 1) are numbered to correspond to the region of the N. coriiceps alpha 1-globin gene (Nc-alpha 1) that begins at nucleotide 877, and the similarity of the three sequences commences at residue 932. Residues identical to the N. coriiceps sequence (or to the C. aceratus sequence after position 1543) are indicated by periods. Nucleotides at positions that differ among the three fishes are shown in boldface, and those residues that differ from the consensus are underlined. Dashes indicate deletions. Exon 3 is enclosed by the large box.

Fig. 4 shows the alignment of the alpha -globin gene remnants of C. aceratus and C. rastrospinosus with the corresponding region of the alpha 1-globin gene of N. coriiceps. In regions of overlap, the C. aceratus and N. coriiceps sequences are 96.4% similar, whereas those of C. rastrospinosus (the more advanced icefish) and N. coriiceps are 95.1% similar. The two icefish sequences in turn share 98.6% similarity. Although strongly related to the N. coriiceps sequence, the icefish alpha 1-globin remnants share a number of deletions, insertions, and point mutations with respect to the former. Particularly prominent in the icefishes is the 16-nucleotide deletion within the 3'-untranslated region at N. coriiceps position 1286 and the five nucleotide insertion after N. coriiceps position 1441, which occurs beyond the second polyadenylation signal. Furthermore, the sequences of the C. aceratus and C. rastrospinosus remnants contain 14 and 17 nucleotide substitutions, respectively, relative to the N. coriiceps alpha 1-globin sequence. Seven substitutions shared by the icefishes occur within exon 3, but no nonsense codons are introduced into the coding sequence. Transversions exceed transitions in both icefish species (11 transversions and 3 transitions for C. aceratus, 14 and 3 for C. rastrospinosus). The two icefish remnants have also diverged from each other, as shown by the two-nucleotide insertion and three nucleotide substitutions in the C. rastrospinosus sequence between positions 1010 and 1016 and the single nucleotide deletion after position 1398.

The inability to detect the 5' segment of the alpha 1-globin gene in the icefish genomic clones might result from expansion of globin intron 2 in the icefish lineage. This appears unlikely given the failure to isolate clones containing the 5' region in the large scale primary screens (>99% probability of detection for a single copy sequence; e.g. more than 3,800,000 total plaques were screened for C. rastrospinosus). Nevertheless, in an effort to recover the absent 5' alpha 1-globin gene sequences, the C. aceratus and C. rastrospinosus genomic libraries were screened with a polymerase chain reaction-generated probe encompassing exons 1 and 2 of the N. coriiceps gene. Despite extensive screening (87-99% probability of detection for a single copy sequence; more than 200,000 plaques were screened for C. rastrospinosus and 480,000 for C. aceratus), no positive clones were obtained from either library. Failure to recover the 5' portion of the alpha 1-globin gene from the icefish genomes is consistent with the proposed deletional loss of this region.

Calibration of the Mutational Clock for Notothenioid Nuclear Genes in the Absence of Selective Pressure-- The results presented above strongly suggest that failure of the icefishes to synthesize alpha 1-globin is due to deletional loss of the 5' end of the notothenioid alpha 1-globin gene. The residual icefish alpha 1-globin gene, no longer under positive selection pressure, subsequently experienced random mutational drift. Using the mitochondrial DNA-based age of radiation of the notothenioid fishes, 7-15 million years ago (10), we can estimate the rate of icefish nuclear gene divergence from the frequency of transversion substitutions in the alpha 1-globin gene remnant (35, 36). C. aceratus and the more advanced C. rastrospinosus have accumulated 11 and 14 transversions, respectively, in this fragment. Therefore, the estimated rate of icefish nuclear gene divergence in the absence of selective pressure falls in the range 0.12-0.33%/million years. This slow rate of nuclear gene divergence is consistent with the low specific metabolic rates of the cold-adapted notothenioids (4, 36).

    DISCUSSION
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Abstract
Introduction
Procedures
Results
Discussion
References

In this report we have demonstrated that the alpha -globin genes of two icefishes are partial 5'-truncated variants of the alpha 1-globin gene of red-blooded notothenioid fishes. Furthermore, the residual icefish gene fragments have accumulated deletions, insertions, and nucleotide substitutions with respect to the functional globin gene. The striking similarity of the icefish remnants to each other, both in the apparent chromosomal breakpoint and in other mutations, strongly suggests that most of the changes evolved in the ancestral channichthyid approximately 7-15 million years ago. The relatively minor differences between the gene remnants of C. aceratus and C. rastrospinosus probably evolved by mutational drift during the radiation of the icefishes over the past one million years. The apparent random mutation of the icefish alpha 1 remnant should provide a useful tool for development of a molecular phylogeny of icefishes based on nuclear gene divergence.

Structure of a Functional Notothenioid alpha -Globin Gene-- The structure of the functional alpha 1-globin gene of N. coriiceps is remarkably similar to the alpha -globin genes of other vertebrates. Intron positions have been maintained, and splice junctions conform to the GT/AG rule (28-30). Thus, the basic splicing mechanism is likely to have been conserved in the cold-adapted Antarctic fishes. The possibility that compensatory adaptations are required to permit efficient splicing in their cold thermal regime remains open.

Surprisingly, three potential transcription start sites were detected for the alpha 1-globin gene. The two cap sites most proximal to the alpha 1-coding sequence (CAP 1, CAP 2) are associated both with basal TATA and CCAAT boxes and with hematopoietic CACCC and GATA promoter elements. A single NF-E2 site precedes CAP 1. The third, most distal site (CAP 3) contains a putative TATA box but lacks the CACCC element. Like many other globin genes (24, 31), the sequences of the TATA boxes of the N. coriiceps promoters deviate from the vertebrate canon, TATAAA (33). The use of alternative promoters and multiple transcription initiation sites to regulate gene expression in eukaryotes is now recognized to be a common phenomenon (37). For example, Hu et al. (38) have shown that tissue-specific expression of prolactin receptors in the rat is controlled by three promoters, two of which contain noncanonical TATA elements. We propose that the 5'-upstream sequence of the N. coriiceps alpha 1-globin gene has evolved multiple promoters to offset slow rates of pol II transcription at psychrophilic temperatures by simultaneous recruitment of multiple transcriptional complexes. Indeed, the adult alpha 1/beta -globin intergenic region of N. coriiceps stimulates strongly, in either orientation, the transcription of a luciferase reporter construct in differentiated MEL cells.1

Other departures of the notothenioid alpha -globin gene from the norm in higher vertebrates entail the length and nucleotide composition of the two introns. Both are longer and very rich in A + T residues. The 5'- and 3'-noncoding sequences of the gene are similarly A + T-rich. Table I presents a comparison of the nucleotide compositions of these subregions in alpha -globin genes from cold-living, temperate, and warm-bodied vertebrates. It is immediately evident that the noncoding regions of the cold-bodied and temperate vertebrates are significantly richer in A + T residues than are the corresponding regions in warm-bodied organisms. By contrast, the coding sequences, which are presumably constrained by functional requirements of the encoded globin polypeptides, are relatively A + T-poor and quite similar in composition in all taxa. The introns of several other notothenioid genes (myoglobin (39), the dynein heavy chain (40), and three alpha -tubulins3 are also rich in A + T residues (61-71%). What functional significance can we attribute to the biased nucleotide compositions of genes from cold- and warm-bodied vertebrates?

                              
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Table I
Nucleotide compositions of alpha -globin genes from representative cold-bodied, temperate, and warm-bodied vertebrates

Bernardi et al. (41-43) have demonstrated that the genomes of warm-bodied homeotherms (mammals, birds, etc.) are organized heterogeneously, with G + C- and gene-rich "isochores" interspersed with regions of lower G + C content. Among poikilotherms, warm-bodied (37-40 °C) Tilapia species also contain G + C-rich isochores, whereas their temperate congeners lack them (42). High GC isochores may have evolved to maintain genome stability, to protect genes against DNA "breathing" and mutability (41), and to enhance mRNA and protein stability (42) at relatively high body temperatures. Conversely, the A + T-rich genomes of cold-living and temperate poikilotherms may facilitate DNA strand separation during transcription and replication in low temperature regimes (39). At the extreme temperatures experienced by Antarctic fishes, the latter advantage may be particularly important.

Globin Gene Organization and Expression in Fishes-- In contrast to the distinct alpha - and beta -globin gene clusters of higher vertebrates, the adult alpha - and beta -globin genes of N. coriiceps, its temperate relative, N. angustata (the New Zealand black cod), and presumably other red-blooded notothenioids are tightly linked in 5' to 5' orientation.1 Head-to-head linkage of alpha /beta gene pairs has also been observed in the Atlantic salmon (44), carp (45), and the zebrafish (27). Thus, this gene organization probably represents the ancestral condition of gnathostome fishes and is likely to have arisen by duplication, inversion, and divergence of the primordial globin gene of primitive jawless fishes (e.g. the lamprey) to give an alpha /beta gene pair (27). One plausible advantage of head-to-head linkage is coordinate regulation of globin gene transcription mediated by shared promoter and/or enhancer elements located in the intergenic sequences (27).

In higher vertebrates, expression of the distinct alpha - and beta -globin gene complexes is regulated during development by locus control regions that govern the sequential, stage-specific expression of embryonic, fetal, and adult globin genes (32). Although locus control regions have not yet been described for fish globin genes, the developmental switching of globin genes in the phylogenetically ancient lamprey suggests that such elements exist throughout the piscine taxon (46). In zebrafish, paired embryonic globin genes are linked to the adult alpha /beta pairs (27). Recently, we isolated an N. coriiceps genomic clone that contains two non-adult alpha /beta -globin gene pairs,4 with each alpha /beta pair linked 5' to 5'. (We do not, as yet, know whether this presumptive embryonic/juvenile globin complex is contiguous to the adult alpha 1/beta gene pair.) The common organization of embryonic, juvenile, and adult globin genes in several teleost fishes suggests that a single, primordial locus control region may have evolved to regulate developmental switching of pairs of globin genes before the development of distinct alpha - and beta -globin gene complexes, each with its own locus control region, in higher vertebrates.

Mechanism of Globin Gene Loss in Antarctic Icefishes-- With the demonstration that icefishes have undergone deletion of the adult beta -globin gene (11) and 5' truncation of the major adult alpha -globin gene (this work), we can now propose a simple mechanism for globin gene loss. Fig. 5 shows that a single deletional event (scenario X) in the ancestral channichthyid, with chromosomal breakpoints located within intron 2 of the alpha 1-globin gene and downstream of the 3'-untranslated region of the beta -globin gene, would abrogate expression of adult globin polypeptides. This mechanism is supported strongly by the observation that the residual globin loci of C. aceratus and C. rastrospinosus share common 5' breakpoints with respect to the N. coriiceps alpha 1-globin gene. Multiple deletions (Y1, Y2) occurring before diversification of the icefish clade that together yield the disrupted icefish globin locus are a formal but less likely possibility. The evolutionary fate of embryonic and juvenile globin genes in icefish genomes is unknown, but the linkage of embryonic and adult globin genes in the zebrafish (27) raises the possibility that the single deletional event postulated here (Fig. 5, scenario Z), or perhaps multiple events, may have removed almost the entire notothenioid globin gene complex.


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Fig. 5.   Possible mechanisms of globin gene deletion in the Antarctic icefishes. Mechanism 1, simultaneous deletion of the beta -globin gene and the linked 5'-portion of the alpha 1-globin gene (X), followed by random mutation of the alpha 1-globin gene remnant. Mechanism 2, independent deletion of the beta -globin gene (Y1) and the 5' portion of the linked alpha 1-globin gene (Y2). If embryonic and juvenile alpha /beta -globin gene pairs are linked in the notothenioid genome to the adult globin gene pair, then either model (e.g. single deletion scenario Z) can be extended easily to encompass their probable loss in icefish genomes.

Divergence of the Icefish alpha -Globin Gene Remnants and the Mutational Clock-- Martin and Palumbi (36), summarizing nucleotide divergence rates among diverse taxonomic groups, have suggested that specific metabolic rate is the major parameter controlling the mutational clock. The rate of mutational change appears to be mediated by reactive oxygen species, generated metabolically, that can damage DNA either directly or indirectly. The data presented here indicate that rates of nuclear gene divergence in notothenioid fishes (0.12-0.33%/million years) in the absence of selective pressure are among the smallest observed in poikilotherms, in agreement with the their low specific metabolic rates (4). Thus, the "nucleotide generation time" (average interval for a nucleotide to be copied through replication or repair) of the nuclear genes of Antarctic teleosts is likely to be long (36). The low mutational rates that we have estimated for the alpha -globin gene remnants of C. aceratus and C. rastrospinosus should be verified by analysis of these fragments in other icefish species and by examination of additional gene families in other notothenioid fishes. Nevertheless, our results suggest that the chronology of evolution of antifreeze glycoprotein genes from the notothenioid trypsinogen gene, estimated at 5-14 million years ago (47) based on mitochondrial divergence rates (0.5-0.9%/million years) of the salmon (36), may require reappraisal.

    ACKNOWLEDGEMENTS

We gratefully acknowledge the excellent logistic support provided to our field research team at Palmer Station and on board the R/V Polar Duke by the personnel of Antarctic Support Associates, by the captains and crews of the R/V Polar Duke, and by the staff of the Office of Polar Programs of the National Science Foundation. We also acknowledge Patricia Singer (University of Maine DNA Sequencing Facility) for her excellent technical assistance in automated DNA sequencing.

    FOOTNOTES

* This work was supported by National Science Foundation Grants OPP-9120311 and OPP-9420712 (to H. W. D.) and by the Italian National Programme for Antarctic Research (to E. C., L. C., and G. d. P).The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

The nucleotide sequence(s) reported in this paper has been submitted to the GenBankTM/EMBL Data Bank with accession number(s) AF049916, AF049914, and AF049915.

§ These individuals contributed equally to the work described here and should be considered joint first authors.

parallel To whom correspondence should be addressed: Dept. of Biology, Northeastern University, 414 Mugar Hall, 360 Huntington Ave., Boston, MA 02115. Tel: 617-373-4495; Fax: 617-373-3724; E-mail: iceman{at}neu.edu.

1 A. Saeed, D. Lau, and H. W. Detrich III, manuscript in preparation. Linkage of alpha - and beta -globin genes on the same chromosome is common in fishes and amphibians. In higher vertebrates (e.g. birds and mammals), the alpha - and beta -globins are encoded by distinct gene clusters on separate chromosomes (see "Discussion").

2 The abbreviation used is: bp, base pairs.

3 S. K. Parker and H. W. Detrich III, unpublished results.

4 E. Cocca, L. Camardella, H. W. Detrich III, and G. di Prisco, unpublished results.

    REFERENCES
Top
Abstract
Introduction
Procedures
Results
Discussion
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