(Received for publication, May 28, 1996, and in revised form, October 15, 1996)
From the Cystic Fibrosis/Pulmonary Research and Treatment Center, University of North Carolina, Chapel Hill, North Carolina 27599-7248
The target cells for gene therapy of cystic
fibrosis lung disease are the well differentiated cells that line
airway lumens. Employing cultures of airway epithelial cells that grow
like "islands" and exhibit a continuum of cellular differentiation,
we studied the mechanisms that render well differentiated cells more
difficult to transfect with cationic liposomes than poorly
differentiated cells. The poorly differentiated cells at the edge of
the islands were transfectable with liposome-DNA complexes
(pCMV:LipofectACE = 1:5 (w/w)), whereas the more differentiated
cells in the center of the islands were not. Evaluation of the steps
leading to lipid-mediated transfection revealed that edge cells bound
more liposome-DNA complexes, in part due to a more negative surface
charge (as measured by cationized ferritin binding), and that edge
cells internalized more liposome-DNA complexes than central cells. Edge
cells exhibited receptor-mediated endocytosis of LDL, pinocytosis of
10-nm microspheres, and phagocytosis of 2-µm microspheres, whereas
central cells were only capable of receptor-mediated endocytosis.
Cytochalasin B, which inhibited pinocytosis by 65% and phagocytosis by
93%, decreased edge cell liposome-DNA complex entry by 50%. Potassium
depletion, which decreased phagocytosis by >90% but had no effect on
pinocytosis, inhibited edge cell liposome-DNA complex entry by 71%.
These results indicate that liposome-DNA complexes enter edge cells via
phagocytosis and that this pathway is not detectable in central cells.
In conclusion, both reduced negative surface charge and absence of
phagocytosis internalization pathways in relatively differentiated
cells may explain differentiation-dependent decrements in
cationic liposome-mediated gene transfer in airway epithelia.
Inefficiency of gene transfer is one of the major problems confronting cationic liposomes as vectors for cystic fibrosis (CF)1 gene therapy. For successful gene therapy of CF lung disease, the cystic fibrosis transmembrane conductance regulator (CFTR) cDNA must be expressed in the well differentiated epithelial cells lining the airways of CF patients. Although cationic liposomes deliver genes efficiently into some cell lines and primary culture cells of certain tissues (1, 2, 3, 4, 5, 6), the transfection efficiency in well differentiated airway cells in vivo is limited (7), paralleling observations with adenoviral vectors (8, 9, 10). Studies designed to identify rate-limiting factors for lipid-mediated gene transfer in undifferentiated cell lines revealed that nontransfectable cells internalized liposome-DNA complexes as well as transfectable cells, suggesting that entry across the nuclear membrane rather than across the plasma membrane is the rate-limiting factor in poorly transducible undifferentiated cells (11). Studies have not been performed to identify the rate-limiting steps in well differentiated versus poorly differentiated cells of the same cell type.
To identify the mechanisms that may account for differentiation-dependent differences in the efficiency of lipid-mediated gene transfer in airway epithelial cells, we used in vitro cell culture systems that simultaneously contain populations of both differentiated and dedifferentiated airway cells. When human or rat airway epithelial cells are cultured on collagen-coated membranes with defined media, dedifferentiated cells proliferate and redifferentiate into ciliated cells and goblet cells (12, 13). At a point in between these two stages (dedifferentiated and redifferentiated), e.g. day 5, airway epithelial cells grow as "islands" or flat colonies. The "edge cells" of these "cellular islands" show features of wound repairing or poorly differentiated cells with lamellipodia (10), whereas the cells in the center are surrounded by tight junctions and have several morphological features of differentiation at the apical membrane, including glycocalyx expression and microvilli.
In this study, we first measured cationic lipid-mediated transduction in cellular islands derived from both human and rat airway epithelial cells. We subsequently focused on the rat system to identify cellular factors that may regulate the relatively efficient lipid-mediated gene delivery to poorly differentiated (edge) airway epithelial cells as compared with redifferentiated (central) airway epithelial cells.
Human Bronchial Cell Isolation and Culture
Human bronchial epithelial cells were cultured using procedures
similar to those described by Gray et al. (13) with the following modifications. Portions of main stem or lobar bronchi representing excess donor tissue were obtained at the time of lung
transplantation under the auspices of the UNC Institutional Committee
on the Protection of the Rights of Human Subjects. Epithelial cells
were removed from the specimens by protease type 14 (Sigma) digestion as described (14) but omitting the
filtration step. Cells were plated at a density of 2.5 × 105
cells/24-mm Transwell-Col® insert (Costar Co., Cambridge, MA; diameter, 24.5 mm; pore size, 0.4 µm) in modified LHC9 medium (15).
The modifications included using a 50:50 mixture of LHC Basal
(Biofluids, Rockville, MD) and Dulbecco's modified Eagle's medium
with high glucose as the base, reducing the epidermal growth factor
concentration to 0.5 ng/ml, adjusting the retinoic acid concentration
to 5 × 108 M, and supplementation with 0.5 mg/ml
bovine serum albumin and 0.8% bovine pituitary extract. Under these
conditions, the seeded cells initially formed small "islands."
Day 5 cultures were used for transfection with liposome-DNA complexes
(see below).
Rat Tracheal Epithelial (RTE) Cell Isolation and Culture
RTE cells were isolated and cultured based on the methods
of Kaartinen et al. (12). Briefly, male Fisher 344 rats (200-225 g) (Charles River, Southbridge, MA) were euthanized with
CO2 asphyxiation. Tracheas were cannulated, excised, and
filled with a 1% solution of protease type 14 in Ham's F12 medium and
incubated for 24 h at 4 °C. Epithelial cells were removed from
the trachea by flushing with media, counted, and plated onto the
apical surface of Transwell-Col® tissue culture inserts at
a density of 1.2 × 105 cells/well. The culture medium
was Dulbecco's modified Eagle's medium/F12 medium supplemented with
insulin (10 µg/ml), hydrocortisone (0.1 µg/ml), cholera toxin (0.1 µg/ml), transferrin (5 µg/ml), phosphoethanolamine (50 µM), ethanolamine (80 µM), epidermal growth factor (25 ng/ml), bovine pituitary extract (1%), retinoic acid (5 × 108 M), penicillin-streptomycin
(50 units/ml, 50 µg/ml) and bovine serum albumin (3 mg/ml).
Experiments were performed on the fifth day of culture, when 50-70%
of the membrane was covered by cells.
Morphology of Cultured RTE Cells
Electron MicroscopyDay 5 RTE cells were fixed with 2% paraformaldehyde and 2% glutaraldehyde in PBS for 1 h, incubated with osmium tetroxide (OsO4), and embedded in Epon. Sections (90 nm) were cut with an LKB Huxley ultramicrotome, placed on copper grids, and examined by transmission electron microscopy (Zeiss 900). Photographs taken serially were digitized with a flatbed scanner (ScanJet4C, Hewlett Packard), integrated, and printed to illustrate two cells in a single picture after brightness and contrast were adjusted.
Staining of Actin FilamentsFilamentous actin (F-actin) of day 5 RTE cells was stained with tetramethylrhodamine-labeled phalloidin (Sigma) (16). RTE cells were fixed, permeabilized, and stained with a solution of 4% paraformaldehyde, 0.2% Triton X, and 0.5 µg/ml tetramethylrhodaminyl phalloidin for 20 min at room temperature.
DNA
pCMV (Clontech, Palo Alto, CA) was amplified in DH5F-
and
purified on a CsCl gradient. The pCMVCFTR plasmid was constructed by
restriction enzyme digestion of pCMV
with NotI followed
by ligation of the CFTR cDNA fragment from pVL-CFTR (a gift from Elmer Price, University of Missouri) into the NotI
restriction site.
Labeling of Liposomes
LipofectACE® (Life Technologies, Inc.), a 1:2.5 (w/w) formulation of dimethyldioctadecylammonium bromide and dioleoylphosphatidylethanolamine, was labeled with CM-DiI (Molecular Probes, Eugene, OR) based on modification of the method of Claassen (17). Briefly, 200 µg of LipofectACE® was incubated with 1 µg of CM-DiI (1 mg/ml in ethanol) for 30-60 min at room temperature, followed by mixing with same volume of lymphocyte separation medium (Boehringer Mannheim) and centrifugation at 14,000 rpm for 10 min. The supernatant containing CM-DiI-labeled liposomes was utilized for the studies within 12 h. To confirm that free dye was precipitated and removed by centrifugation, the same concentration of CM-DiI solution was centrifuged in the absence of liposomes. The supernatant was added to RTE cultures and incubated as described under "Measurement of Binding and Entry," and no signal was detected by fluorescence microscopy.
Double Labeling of Liposome-DNA Complexes in a Cell-free System
CM-DiI (0.1 mg/ml in ethanol) was added to LipofectACE® solution at a final concentration of 0.2 µg/ml, and the mixture was incubated at room temperature for 1 h. When viewed at high concentrations, free CM-DiI formed clumps that resembled labeled liposomes by fluorescence microscopy. We carefully determined the concentration (0.2 µg/ml) at which the liposomes became labeled, but the dye did not form detectable clumps. We confirmed that clumps were not formed at this concentration by fluorescence microscopy (DMIRB, Leica, Wetzlar, Germany) with × 1000 magnification (× 100 objective and × 10 ocular). No particulate fluorescence was detected in the absence of liposomes at the concentration (0.2 µg/ml) of CM-DiI used in this study. pCMVCFTR (0.1 mg/ml) was labeled with BOBO-1 (Molecular Probes). BOBO-1 is a dimeric cyanine acid stain that intercalates into DNA bases by binding noncovalently. After incubation for 1 h in a solution of 5 µM BOBO-1 at room temperature, the labeled DNA (5 µg) was vigorously mixed with the CM-DiI-labeled liposomes (25 µg) and was incubated for 30 min at room temperature to obtain double labeling of liposome-DNA complexes. After dilution with 400 µl of the culture medium containing 0.2 µg/ml of CM-DiI and 5 µM of BOBO-1, the labeled complexes were observed under a fluorescent microscope with a × 100 objective. Due to the broad excitation and emission spectrum of CM-DiI, we used a GFP (green fluorescent protein) filter set (Chroma, Brattleboro, VT) to visualize BOBO-1 separately from CM-DiI.
Delivery of Liposome-DNA Complexes
Reporter Gene AssayThe pCMV plasmid and unlabeled
LipofectACE® were mixed in a ratio of 1:5 (w/w), followed
by incubation for 15-30 min at room temperature before dilution with
culture media. A single well of day 5 RTE cells or human bronchial
epithelial cells was transfected with the mixture of 5 µg of DNA and
25 µg of liposomes diluted with 500 µl of the culture medium on the
apical surface. The basolateral surface of the insert was bathed in 2 ml of culture medium only. Transfection was performed for 3 h at
37 °C. After the liposomes were removed by gentle washing, cells
were maintained in the culture medium for 48 h at 37 °C and
stained with 5-bromo-4-chloro-3-indolyl
-D-galactoside
(X-gal) (see below).
To measure binding, 5 µg of pCMVCFTR complexed to 25 µg of labeled liposomes was incubated with cells at 4 °C for 3 h or at 37 °C in the presence of a metabolic inhibitor, antimycin A (Sigma) (1 µg/ml, 30 min preincubation prior to dosing). The sum of binding and entry of liposome-DNA complexes was measured by incubating the labeled complexes with the RTE cells at 37 °C for 3 h. RTE cells were then washed twice with PBS, fixed with 4% paraformaldehyde, and examined by fluorescence microscopy.
X-Gal Staining
48 h after transfection, the cells were stained with X-gal (Sigma) solution as described previously (18). Briefly, cells on collagen-coated membranes were fixed with 0.5% glutaraldehyde for 10 min, washed twice with PBS containing 1 mM MgCl2, and stained with 1 mg/ml X-gal in a solution of 1 mM MgCl2, 5 mM K3Fe(CN)6, 5 mM K4Fe(CN)6 for 4 h.
Localization of Proliferating Cells
To measure cell proliferation, cells were labeled with
5-bromo-2-deoxyuridine (BrdUrd) using a commercially available kit (Boehringer Mannheim). On day 5, RTE cells were incubated with culture
medium containing 10 µmol/liter of BrdUrd for 1 h at 37 °C. The cells were then fixed with 70% ethanol in 50 mM
glycine buffer (pH 2.0) for 20 min at
20 °C, washed with PBS, and
incubated with mouse monoclonal anti-BrdUrd antibody for 30 min at
37 °C and then with fluorescein-conjugated anti-mouse IgG for 30 min at 37 °C.
Measurement of Cationized Ferritin Binding
Day 5 RTE cells were incubated for 1 h at 4 °C with 50 µg/ml of fluorescein-labeled cationized ferritin (Molecular Probes) (19, 20, 21) in 500 µl of the culture medium on the apical surface and with unmodified culture medium on the basolateral surface. After washing twice with PBS and fixation in 4% paraformaldehyde, the cells were photographed or reserved for measurement of fluorescence intensity as described below.
Measurement of Endocytic Activity
10-nm and 2-µm fluorescent latex microspheres (carboxylate-modified) were purchased from Molecular Probes to estimate rates of pinocytosis and phagocytosis, respectively (22). DiI-labeled low density lipoprotein (DiI-LDL) was also obtained from Molecular Probes as a marker of receptor-mediated endocytosis (23). These markers were diluted in 500 µl of culture medium at a final concentration of 0.006% for the 10-nm and 2-µm particles and 10 µg/ml for DiI-LDL. These were individually applied to the apical surface of RTE cells and incubated for 3 h at 37 °C with 2 ml of culture medium alone on the basolateral surface. After washing twice with PBS, the fluorescence intensity was measured as described below.
Inhibition of Endocytosis by Cytochalasin B
RTE cells were preincubated for 30 min in culture medium containing 5 µg/ml of cytochalasin B (Sigma), which blocks phagocytosis and pinocytosis but not receptor-mediated endocytosis (22, 24) by inhibiting actin polymerization. The cells were then incubated with labeled liposome-DNA complexes and specific endocytic markers in the presence of the same concentration of cytochalasin B for 3 h at 37 °C. The fluorescence intensity of each marker was then measured in edge cells after washing twice with PBS.
Effect of Potassium (K+) Depletion on Endocytic Activity
RTE cells were treated according to the method of Larkin et al. (25). Briefly, cultures were washed twice with K+-free buffer (140 mM NaCl, 20 mM HEPES, pH 7.4, 1 mM CaCl2, 1 mM MgCl2) and incubated in hypotonic buffer (K+-free buffer diluted 1:1 with distilled water) for 5 min at 37 °C. The cells were then washed twice and incubated with K+-free buffer for 15 min at 37 °C. The pretreated cells were then incubated with pinocytic and phagocytic markers (10-nm and 2-µm microspheres, respectively) or liposome-DNA complexes in K+-free buffer for 1 h at 37 °C. Postincubation, RTE cells were washed twice with PBS, and the fluorescence intensity of edge cells was quantified. In this experiment, the incubation time was decreased to 1 h, because a 3-h incubation in this buffer induced cell detachment from the collagen-coated membranes. Control cells for this experiment were treated identically except that 4 mM KCl was added to the K+-free buffer.
Measurement of Fluorescence Intensity
The RTE cells were examined under fluorescent microscopy (DMIRB, Leica) with a × 20 (0.40 numerical aperture) objective after incubation with CM-DiI-labeled liposome-DNA complexes with cationized ferritin or with specific endocytic markers. Digital images (740 × 570 pixels) were acquired with a cooled CCD camera (Hamamatsu C5985, Hamamatsu, Japan) and were analyzed with an image processing system (MetaMorph, Universal Imaging Co., West Chester, PA). Exposure time and camera gain were constant for each experiment. Five areas were selected from each sample to obtain a fluorescent image, a background image, and a differential interference contrast (DIC) image of each area. Background images were acquired by defocusing the corresponding fluorescent images (maximally out of focus) and were subtracted from them. From the DIC images, inner and outer borders of edge cells were traced manually, and these borders were transferred to the corresponding background-subtracted fluorescent images. The fluorescence intensity over the edge cell area was integrated and normalized to the area. Central cells were similarly traced, and fluorescence intensity was determined. Care was taken to leave a narrow zone inside the edge cell boundary to avoid cross-contamination of the signals.
Statistics
Unless otherwise stated, data are displayed as mean ± S.D. (n = 5). p < 0.05 is considered as significant using a paired t test for the comparison of edge versus central cells or Student's t test for other comparisons.
Distribution of LacZ-expressing Airway Epithelial Cells
Day 5 human bronchial epithelial cells and RTE cells were
transfected with pCMV-LipofectACE® (1:5, w/w)
complexes, and 48 h later they were stained with X-gal. As shown
in Fig. 1, LacZ-expressing blue cells were selectively located in the periphery of the cellular islands both in the rat and
human airway epithelial cultures. The 48-h time lag between gene
delivery and staining occasionally made it difficult to identify the
origin of the blue cells detected; i.e. rare central blue cells might have been located on the edge when incubated with liposome-DNA complexes. Therefore, we defined the edge area as "edge
cells" plus the single layer of cells adjacent to "edge cells"
only for this section. Using this criterion, the transfection rate in
RTE cells was low even in the edge area (4.0% ± 1.1% (mean ± S.D.), n = 4), whereas the central cells were rarely
transfected (0.2 ± 0.2% (mean ± S.D.), n = 4). The transfection rate was calculated as the blue area divided by
the total edge or central area.
Morphology of RTE Cells
Electron MicrographDay 5 RTE cells cultured on collagen
substrates were examined under transmission electron microscopy (Fig.
2A). Electron microscopy revealed that day 5 RTE cells were generally flat or squamous in appearance. The central
cells frequently exhibited microvilli on the apical surface and were
encircled with tight junctions. They also occasionally exhibited a few
cilia and glycocalyx. In contrast, edge cells were flatter with little
glycocalyx or microvilli, and generally had a relatively smooth surface
without apparent polarization.
F-actin Staining
Fig. 2, B and C, shows that edge cells extend filopodia and lamellipodia filled with actin filaments at their leading edge. Lamellipodia are involved in cell movement and phagocytosis (16). In contrast, central cells exhibited F-actin along lateral plasma membrane. These perijunctional actin filaments are necessary for the epithelial barrier integrity (26, 27), consistent with formation of polarized epithelia.
Localization of Proliferating Cells
To examine the relationship between cell proliferation and
transfection efficiency, BrdUrd uptake was determined in day 5 RTE
cells. Fig. 3 shows that the distribution of
BrdUrd-labeled cells differed from that of LacZ-expressing cells.
Distribution of BrdUrd-positive cells was patchy, not continuous along
the rim of the islands. This result suggests that edge cells are not proliferating more frequently than central cells. Hence, proliferation is not likely to be a major reason for more efficient transfection of
edge cells.
Efficiency of Liposome Incorporation into Liposome-DNA Complexes
Liposome-DNA complexes were double labeled in a cell-free system
to test whether all the liposomes were incorporated into liposome-DNA
complexes at the ratio of DNA to lipid used in this mixture (1:5, w/w).
CM-DiI labeling (Fig. 4A) and BOBO-1-labeling (Fig. 4B) show that more than 90% of the CM-DiI-labeled
particles were co-localized with BOBO-1-labeled particles. Based on
these data, we assume that the majority of CM-DiI labeling in the
following experiments represents liposome-DNA complexes.
Binding and Entry of Labeled Liposome-DNA Complexes
CM-DiI-labeled liposome-DNA complexes were incubated with RTE
cells for 3 h at 4 and 37 °C to examine binding and entry of the complexes, respectively. The labeled complexes were predominantly detected on the edge cells at both 4 (Fig.
5A) and 37 °C (Fig. 5B), which
indicates that both binding and internalization of the liposome-DNA
complexes occur selectively in the edge cells. To quantitate the
magnitude of binding and internalization for each type, the
fluorescence intensity of cell-associated liposome-DNA complexes at
4 °C was measured and compared with the fluorescence intensity at
37 °C. Fluorescent signals in the edge cells at 37 °C were almost
3-fold greater than at 4 °C (Fig. 5C), with 35% of the
total signal derived from binding and 65% from internalization. There
was no significant difference between cell-associated fluorescence intensity detected at 4 °C and that detected at 37 °C in the
presence of the metabolic inhibitor antimycin A (fluorescence intensity measured as gray level/pixel was 45.5 ± 8.2 at 4 °C and
32.1 ± 11.5 at 37 °C with antimycin A (mean ± S.D.),
n = 5). This result indicates that binding efficiency
at 4 °C is similar to that at 37 °C. No
temperature-dependent difference in fluorescence intensity was detected in central cells.
Measurement of Cationized Ferritin Binding
To determine whether increased binding of cationic liposome-DNA
complexes by edge cells reflected a more negative cell surface charge,
we incubated RTE cells with cationized ferritin at 4 °C and compared
edge and central cell binding. Fig. 6A shows
that edge cells bound more cationized ferritin, suggesting a more
negative surface charge than central cells. Quantitation of the
fluorescent signal demonstrated that cationized ferritin binding was
detected predominantly on the edge cells, whereas it was barely
detectable on the central cells (9% of that measured on edge cells)
(Fig. 6B).
Measurement of Endocytic Activity
To determine the endocytic capacity of edge and central cells,
10-nm latex microspheres (a marker of pinocytosis), 2-µm latex microspheres (a marker of phagocytosis), or DiI-LDLs (a marker of
receptor-mediated endocytosis) were incubated with the cell islands for
3 h at 37 °C. Fig. 7, A and
B, shows that only edge cells exhibited pinocytic and
phagocytic activity. In contrast, both edge and central cells exhibited
receptor-mediated endocytosis (Fig. 7C). Quantitatively, all
of the markers showed significant peripheral distribution (Fig.
7D). Pinocytosis in the central cells was 6% of that
detected in the edge cells, a value not significantly different from 0, and no phagocytosis was detectable in central cells. Only
receptor-mediated endocytosis occurred to a significant degree in
central cells (27% of that detected in edge cells). To confirm that
LDL was internalized via receptor-mediated endocytosis, we tested
whether LDL endocytosis was sensitive to K+ depletion.
Fluorescence intensity in central cells was significantly reduced by
K+ depletion (relative fluorescence intensity was 100% ± 11.3% in control, 63.4% ± 23.3% in K+ depletion
(mean ± S.D.), n = 5).
Inhibition of Endocytosis by Cytochalasin B
Each of the endocytic markers and labeled liposome-DNA complexes
was incubated with RTE cells in the presence of 5 µg/ml of cytochalasin B. Fluorescence intensity was measured only in edge cells,
because central cells did not exhibit phagocytosis or pinocytosis. Cytochalasin B inhibited phagocytosis and pinocytosis (93 and 65%,
respectively), whereas receptor-mediated endocytosis was not reduced
(Fig. 8). The entry of liposome-DNA complexes was partially blocked (50%), which suggests that actin polymerization was
involved in the endocytic mechanism of the liposome-DNA complexes and
that pinocytosis and/or phagocytosis was necessary for liposome-DNA entry.
Effects of Potassium Depletion on Endocytic Activity
Previous reports have indicated that phagosomes exhibit clathrin
coats (28) and that an anti-clathrin antibody inhibits phagocytosis
(29). Therefore, to distinguish between pinocytosis and phagocytosis as
the entry route of liposome-DNA complexes, we tested the effects of
K+ depletion, which disassembles clathrin coats (25),
thereby inhibiting phagocytosis. 10-nm and 2-µm microspheres were
incubated with K+-depleted RTE cells in K+-free
buffer. The fluorescence intensity of each probe was quantified only in
the edge cells. Depletion of K+ inhibited phagocytosis more
than 90% but did not affect pinocytosis (Fig.
9A). Fig. 9B shows that
liposome-DNA complex entry was blocked 71% by K+
depletion, suggesting that phagocytosis is the primary entry pathway for liposome-DNA complexes.
Transfection efficiency must be increased before cationic liposomes become practical vectors for in vivo gene therapy of CF lung disease. Although some studies have reported successful transgene expression in airway epithelial cells in vivo (30, 31, 32, 33), the levels of transduction are low, the distribution of transgene expression is patchy, and current clinical efficiency and safety studies report limited success (7). In an effort to improve the efficiency of gene transfer in airway epithelial cells, we investigated the cellular mechanisms affecting binding and entry of liposome-DNA complexes in poorly differentiated versus partially differentiated airway cells that are more representative of airway epithelia in vivo.
For these studies, we utilized in vitro cell models, which allow us to examine discrete levels of cellular differentiation within the same cultures. Because RTE cells are readily available and the cultures are highly reproducible, the detailed studies were pursued in the RTE system. We also studied cationic liposome transfection of human bronchial epithelial cells and observed very similar patterns of cell growth and transfectability (Fig. 1). Thus, we believe it is likely that similar mechanisms govern susceptibility to cationic liposome-mediated gene transfer in airway epithelial cells of both species.
Morphological studies of day 5 RTE cells show that the central cells of cellular islands exhibit cell-cell interactions (tight junctions and desmosomes) and polarization (perijunctional actin filaments, microvilli, glycocalyx, and a few cilia on the apical surface) (Fig. 2). These morphologic characteristics are much less apparent in the edge cells, consistent with edge cells being less differentiated than central cells. In addition, edge cells extend lamellipodia and filopodia (Fig. 2, B and C), which are a feature of poorly differentiated regenerating cells (10) and may participate in phagocytic activity. Even at this relatively early stage of redifferentiation, central RTE cells lost their transfectability by liposome-DNA complexes with transgene expression confined primarily to the edge of cellular islands (Fig. 1B). We, therefore, examined this stage of RTE cell cultures to determine the cellular mechanisms mediating differences in the transfectability of edge and central cells.
Because cellular proliferation rates have been suggested to be related to transduction efficiency (34, 35), we examined the localization of proliferating cells within the cellular islands. Our results demonstrate that day 5 RTE cells proliferate in a patchy distribution throughout the "islands" (Fig. 3). The different distribution of proliferating cells from transduced cells on the edge indicates that cell proliferation is not the major variable accounting for differential (edge versus central) transgene expression in our studies.
Our studies next focused on the differences in liposomal binding and endocytic capacity between edge and central cells of RTE cultures. Fluorescent labeling techniques were used to quantify liposome-DNA complexes in situ. LipofectACE® labeled with the lipid dye, CM-DiI, was chosen to detect liposome-DNA complexes, because CM-DiI-labeled LipofectACE® exhibited similar levels of transgene expression as unlabeled LipofectACE® (data not shown). Although unlabeled DOTAP® (Boehringer Mannheim), Lipofectin®, and LipofectAMINE® (Life Technologies) also mediated similar levels of gene transfer efficiency and selective expression in the edge cells, labeling of these complexes with the fluorescent probes reduced transfection efficiency. Liposome-DNA complexes were labeled with CM-DiI alone when incubated with cells, because the DNA dye, BOBO-1, stained cellular nuclei as well as plasmid DNA and because more than 90% of the labeled liposomes used in our studies were complexed with DNA at the ratio of 1:5 (w/w) (DNA:liposome) (Fig. 4, A and B).
Almost all edge cells endocytosed liposome-DNA complexes, consistent with selective transgene expression in these cells. In contrast, incubation of labeled liposome-DNA complexes with RTE cells resulted in no uptake of the complexes by central cells (Fig. 5B), consistent with the absence of transfection in central cells (Fig. 1). To identify the processes that mediate liposome-DNA complex entry, the binding capacity of RTE cells for liposome-DNA complexes was examined at 4 °C, and surface charge was assessed by cationized ferritin, which attaches to cell surfaces as a function of surface charge (19, 20, 21). The binding of liposome-DNA complexes and cationized ferritin occurred selectively on the edge cells (Fig. 5, A and C, and Fig. 6, A and B). The negative surface charge may facilitate liposome-DNA complex entry into the edge cells by concentrating and retaining the complexes on the cellular surface such that they are more likely to be endocytosed.
To test whether reduced binding alone is responsible for reduced cellular entry, we characterized endocytic pathways of both edge and central cells and determined which entry pathway was utilized by poorly differentiated cells to internalize liposome-DNA complexes. Pinocytic and phagocytic activities were examined with 10-nm and 2-µm latex microspheres, respectively, and receptor-mediated endocytosis (endocytosis through coated pits) was detected with DiI-LDL. The edge cells internalized significant quantities of each marker, whereas central cells exhibited receptor-mediated endocytosis but little pinocytic and no phagocytic activity (Fig. 7).
To identify the entry pathway for liposome-DNA complexes in the edge cells, we inhibited pinocytosis and phagocytosis, but not receptor-mediated endocytosis, with cytochalasin B and tested its effects on liposome uptake. Cytochalasin B inhibited entry of 10-nm (65%) and 2-µm (93%) latex microspheres but not entry of LDL (Fig. 8). The same concentration of cytochalasin B decreased endocytosis of liposome-DNA complexes by 50% (when corrected for the binding component, the calculated endocytosis was decreased by 77%), demonstrating that pinocytic or phagocytic mechanisms rather than receptor-mediated endocytosis dominate the internalization process of liposome-DNA complexes.
We utilized intracellular K+ depletion to distinguish between pinocytosis and phagocytosis as the entry pathway for the liposome-DNA complexes in edge cells. Depletion of K+ inhibits receptor-mediated endocytosis by removing membrane-associated clathrin coat with no effects on pinocytosis (25). The clathrin coat also appears to be involved in phagocytosis. Aggeler and Werb (28) have reported that half of phagosomes have clathrin coat on their membranes, and Isberg and Tran van Nhieu (29) suggested that anti-clathrin antibodies inhibit integrin-mediated phagocytosis of bacteria. Therefore, we examined the effects of K+ depletion on pinocytosis and phagocytosis of latex microspheres to test whether K+ depletion selectively inhibits phagocytosis in RTE cells. Fig. 9A shows that K+ depletion had no effect on pinocytosis of 10-nm microspheres but inhibited phagocytosis of 2-µm microspheres by more than 90%. The entry pathway for liposome-DNA complexes was subsequently examined using this treatment. Fig. 9B shows that K+ depletion inhibited liposome-DNA complex entry by 71%, suggesting that liposome-DNA complexes enter edge cells primarily by phagocytosis.
This result is consistent with the reports of others. For example, the size of liposome-DNA complexes (200-500 nm or larger) (36, 37) would appear to be too large to allow endocytosis through coated vesicles (average diameter is 110 nm). The charge interaction between the liposome-DNA complexes and the cell surface (38) may also resemble the zipper model of phagocytosis. Finally, electron micrographs from two previous studies (11, 39) suggest morphologically that the predominant pathway for liposome-DNA complex entry into undifferentiated cell lines is phagocytosis. Therefore, we conclude that poorly differentiated edge cells exhibit the phagocytic capacity required for internalization of liposome-DNA complexes, whereas the relatively differentiated central cells lack this key entry pathway for lipid-mediated transfection.
Evaluation of our data emphasizes that transgene expression is inefficient even in the edge cells (Fig. 1) compared with the highly efficient liposome-DNA complex entry into this cell type (Fig. 5). Thus, the rate-limiting process for expression after vector entry requires further investigation in edge cells. The poorly differentiated RTE edge cells may exhibit the same rate-limiting factors, e.g. nuclear entry, as the cell lines previously investigated by others (11).
In conclusion, the islands of airway epithelial cells exhibit a spectrum of cellular differentiation that affects gene transfer efficiency. The dedifferentiated and transfectable edge cells of RTE cultures endocytose liposome-DNA complexes consequent to their relatively negative surface charge and phagocytic activity. The central, relatively differentiated cells do not internalize liposome-DNA complexes because of reduced negative surface charge and absence of phagocytosis. We have shown that these findings are generalizable to human airway epithelia (Fig. 1) and to a number of lipid formulations, including those used in human clinical trials. Strategies to overcome these entry barriers may require the use of vectors that take advantage of receptor-mediated endocytosis that exists in differentiated cells or fusogenic virosomal approaches that are independent of plasma membrane endocytic capacity.
We thank Kim Burns and Dr. Johnny Carson for electron microscopy studies and Drs. C. William Davis, Margaret W. Leigh, and Hong Ye for helpful discussion.