Base Miscoding and Strand Misalignment Errors by Mutator Klenow Polymerases with Amino Acid Substitutions at Tyrosine 766 in the O Helix of the Fingers Subdomain*

(Received for publication, September 10, 1996, and in revised form, December 4, 1996)

Juliette B. Bell Dagger §, Kristin A. Eckert Dagger , Catherine M. Joyce par ** and Thomas A. Kunkel Dagger Dagger Dagger

From the Dagger  Laboratory of Molecular Genetics, NIEHS, National Institutes of Health, Research Triangle Park, North Carolina 27709 and the par  Department of Molecular Biophysics & Biochemistry, Bass Center for Molecular & Structural Biology, Yale University, New Haven, Connecticut 06520-8114

ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
FOOTNOTES
Acknowledgments
REFERENCES


ABSTRACT

A mutant derivative of Klenow fragment DNA polymerase containing serine substituted for tyrosine at residue 766 has been shown by kinetic analysis to have an increased misinsertion rate relative to wild-type Klenow fragment, but a decreased rate of extension from the resulting mispairs (Carroll, S. S., Cowart, M., and Benkovic, S. J. (1991) Biochemistry 30, 804-813). In the present study we use an M13mp2-based fidelity assay to study the error specificity of this mutator polymerase. Despite its compromised ability to extend mispairs, the Y766S polymerase and a Y766A mutant both have elevated base substitution error rates. The magnitude of the mutator effect is mispair-specific, from no effect for some mispairs to rates elevated by 60-fold for misincorporation of TMP opposite template G. The results with the Y766S mutant are remarkably consistent with the earlier kinetic analysis of misinsertion, demonstrating that either approach can be used to identify and characterize mutator polymerases. Both the Y766S and Y766A mutant polymerases are also frameshift mutators, having elevated rates for two-base deletions and a 276-base deletion between a direct repeat sequence. However, neither mutant polymerase has an increased error rate for single-base frameshifts in repetitive sequences. This error specificity suggests that the deletions generated by the mutator polymerases are initiated by misinsertion rather than by strand slippage. When considered with recent structure-function studies of other polymerases, the data indicate that the nucleotide misinsertion and strand-slippage mechanisms for polymerization infidelity are differentially affected by changes in distinct structural elements of DNA polymerases that share similar subdomain structures.


INTRODUCTION

Among the most important properties of a DNA polymerization reaction is its fidelity. Numerous studies (reviewed in Refs. 1-3) have shown that two events initiate most polymerization errors. One is the misinsertion of an incorrect nucleotide. This usually yields a base substitution mutation, but can also yield a frameshift when the misinserted nucleotide is complementary to an adjacent template base and the primer relocates to produce misaligned strands. Several steps in the reaction cycle can affect the rate of errors initiated by misinsertion, including dNTP binding, a subsequent conformational change preceding chemistry and the rate of phosphodiester bond formation. Also critical is the balance between extension of a misinserted base and its exonucleolytic removal or rearrangement. The second error-initiating event is template-primer slippage (Ref. 4, reviewed in Ref. 2), usually resulting in deletion or addition of one or more nucleotides, particularly in repetitive sequences.

One approach for understanding these two error-initiating events is to study the properties of DNA polymerases whose x-ray crystal structures have revealed interactions with the template-primer and incoming dNTPs that might influence fidelity. Studies of four polymerases (reviewed in Ref. 5) indicate that they share a similar global structure comprised of three subdomains that together form a U-shaped cleft that binds the template-primer. The base of the cleft, designated as the "palm" subdomain by analogy to a right hand, contains the carboxylate residues that are highly conserved among many polymerases and that are important for catalysis. The walls of the cleft, formed by the "fingers" and "thumb" subdomains, also contain a number of highly conserved residues that are presumed to have important functions.

Although the use of structural information to investigate which amino acid residues in polymerase subdomains influence fidelity is at an early stage of development, some information is available. Studies of two DNA polymerases have shown that amino acid changes in the thumb subdomain alter the rate of errors initiated by strand slippage. For example, the structure of the binary complex of HIV-11 reverse transcriptase bound to DNA (6) indicates interactions between alpha  helix H in the thumb subdomain of the reverse transcriptase and base pairs in the duplex template-primer 3 to 5 base pairs from the 3'-OH terminus. This is where an extra nucleotide might reside if a strand slippage-initiated misalignment in a short homopolymeric run were to occur. HIV-1 reverse transcriptase is particularly prone to this type of error (7). Alanine scanning mutagenesis of helix H has identified two mutant reverse transcriptases that have strongly reduced DNA binding affinity, reduced processivity, and reduced fidelity for errors in homopolymeric runs that were consistent with the strand slippage model (8, 9). More recently, we have found that a mutant derivative of Klenow fragment polymerase lacking 24 amino acids at the tip of the thumb has reduced DNA binding affinity and also has reduced fidelity for one-base addition and deletion errors in homopolymeric runs (10). These frameshift mutator mutants of HIV-1 reverse transcriptase and Klenow polymerase have relatively normal rates for base substitution errors initiated by nucleotide misinsertion.

The identity of amino acids in a polymerase domain that could influence errors initiated by misinsertion is suggested by structural and biochemical studies of Klenow fragment polymerase (reviewed in Refs. 5 and 11; also see Ref. 12 and references therein). Among these are residues in helix O of the fingers subdomain that face the cleft and are thought to contact either the incoming dNTP (Arg-754, Lys-758, and Phe-762) or the single stranded template (Tyr-766). Mutant polymerases with amino acid substitutions at these positions have substantially altered properties, including altered nucleotide discrimination2 (e.g. see Refs. 13 and 14). Of particular interest for base substitution fidelity are observations with mutant polymerases in which the tyrosine at residue 766 has been replaced with phenylalanine, serine, or alanine. During synthesis with oligonucleotide substrates (13), the Y766F mutant enzyme had incorporation properties similar to wild-type Klenow fragment, whereas the Y766S polymerase inserted incorrect nucleotides more efficiently, but extended terminal mispairs less efficiently, than did wild-type Klenow fragment. The magnitude of these effects varied among several individual mispairs examined. In a later study (12), the Y766A mutant Klenow fragment polymerase was found to have a slightly higher Km for dTTP and dGTP, somewhat lower catalytic rate constants, a DNA dissociation constant that was elevated by more than 20-fold, and a weak mutator phenotype in vivo.

These properties of the Tyr-766 mutant Klenow fragment polymerases and our interest in understanding polymerase-substrate interactions that control the rates of misinsertion- and misalignment-initiated errors prompted us to address the following issues in the present study. Since stable misincorporation requires misinsertion followed by mispair extension, one objective was to determine whether the previously studied Y766S enzyme has reduced base substitution fidelity when both steps in the reaction are required. We answer this question using an M13mp2-based fidelity assay to determine the average error rates for all 12 possible mispairs, each in a variety of sequence contexts. The Tyr-766 and Y766A mutant Klenow fragment polymerases are indeed strong mutators for several base substitution errors, but not for all 12 mispairs. Given the elevated KD(DNA) of the Y766A mutant and the relationship between reduced DNA binding affinity, reduced processivity, and strand slippage-initiated errors mentioned above, a second objective was to determine whether the frameshift fidelity and/or processivity of the Y766S and Y766A mutant polymerase was altered compared to wild-type Klenow fragment. The results indicate that both mutant polymerases have only moderately altered processivity and have normal error rates for frameshifts in homopolymeric runs, i.e. errors initiated by strand slippage. However, they do have elevated rates for deletion of non-reiterated nucleotides, consistent with the model wherein misinsertion is followed by rearrangement to misalign the template-primer.


EXPERIMENTAL PROCEDURES

Polymerases

Mutant Klenow fragment polymerases were constructed and purified as described (15). All contain an inactivating D424A substitution in the 3'right-arrow5' exonuclease active site (16), thus focusing on polymerase selectivity in the absence of proofreading. To simplify the descriptions, enzymes are referred to by the genotype of the polymerase domain. The "wild-type" polymerase (Tyr-766) contains a tyrosine at amino acid residue 766, while the mutants contain either a serine (Y766S), alanine (Y766A), or phenylalanine (Y766F) at this location.

Fidelity Measurements

DNA synthesis fidelity was measured as described previously (17) using an M13mp2 DNA substrate with a 407-nucleotide single-stranded gap containing the lacZalpha gene. Synthesis reactions (30 µl) contained 20 mM HEPES (pH 7.8), 2 mM dithiothreitol, 10 mM MgCl2, 150 ng of gapped DNA, 50 µM of dATP, dTTP, dCTP, and dGTP, and 40-70 nmol of polymerase. Reactions were incubated at 37 °C for 10 min, terminated by addition of EDTA, and analyzed for complete gap-filling synthesis by agarose gel electrophoresis. All reactions filled the gap to the extent that products migrated coincident with nicked circular duplex DNA (17). Products were introduced into Escherichia coli and these cells were plated to score M13mp2 plaques as either wild-type (dark blue) or mutant (lighter blue or colorless). DNAs of independent mutant phage were sequenced to define the polymerase error specificity.

Processivity Analysis

Measurements of processivity were performed using the same template sequence as for the fidelity assay. Single stranded M13mp2 DNA was primed with a 15-base oligonucleotide (lacZ 105 primer, Ref. 18), phosphorylated at the 5'-end using [gamma -32P]ATP (>6000 Ci/mmol) and T4 polynucleotide kinase. Reaction conditions were as for the fidelity assay except that the DNA substrate was present in 25-fold molar excess over polymerase (110 fmol of template-primer, 4.4 fmol of polymerase). Reactions were incubated at 37 °C and aliquots were removed at 5, 15, and 30 min and mixed with an equal volume of stop dye solution (99% formamide, 5 mM EDTA, 0.1% xylene cyanole, 0.1% bromphenol blue). Under these reaction conditions and at each of the time points, the amount of reinitiation on previously extended template-primer molecules relative to the total pool of product DNA was negligible (e.g. see Ref. 18). Thus, a single cycle of processive chain elongation was analyzed. The amount of each DNA product was quantified after separation on a 12% denaturing polyacrylamide gel using DNA markers generated by dideoxy sequencing from the same template-primer. Termination probability at a specific site is given by the ratio of the number of product molecules at a given chain length divided by this number plus the number of all longer products.


RESULTS

Reduced Fidelity of Y766A and Y766S Mutant Klenow Polymerases

In order to focus on the fidelity of Klenow fragment polymerase in the absence of exonucleolytic proofreading, all proteins studied here carry the D424A mutation that inactivates 3'right-arrow5' exonuclease activity (16). To simplify the descriptions, these polymerases are referred to by the genotype of the polymerase domain. The fidelity of each polymerase was monitored during gap-filling DNA synthesis templated by the lacZalpha complementation sequence in M13mp2 DNA. Synthesis by the wild-type (Tyr-766) polymerase generated M13mp2 products having lacZ- mutant frequencies of 28 and 43 × 10-4 (duplicate experiments), values severalfold higher than the uncopied control DNA substrate (see legend to Table I). These values are similar to an earlier study (19) and demonstrate that the exonuclease-deficient, but otherwise wild-type, Klenow fragment polymerase generates errors during a single round of DNA synthesis at readily detectable rates. The mutant frequency of the products of synthesis by the Y766F mutant derivative was similar to that obtained with the wild-type enzyme (data not shown). This is consistent with the lack of an effect of this amino acid change on kinetic parameters for correct and incorrect incorporation using oligonucleotide substrates (13). In contrast, the products of DNA synthesis by the Y766S and Y766A polymerases had lacZ- mutant frequencies of 240 and 220 × 10-4, respectively, values elevated by more than 5-fold relative to the wild-type enzyme. A repeat experiment yielded values of 330 and 240 × 10-4, respectively.

Table I.

Error frequencies by class for Klenow fragment derivatives

The mutant frequency for uncopied control DNA ranged from 3.0 to 6.7 × 10-4.
Mutation Tyr-766
Y766S
Y766A
Mutants M.F.a (×10-4) Mutants M.F. (×10-4)  <FR><NU>Y766S</NU><DE>Tyr-766</DE></FR>b Mutants M.F. (×10-4)  <FR><NU>Y766A</NU><DE>Tyr-766</DE></FR>b

Base substitutions 67 16 90 180 11 71 150 9
1-base frame shiftsc 34 8 7 14 2 9 19 2
2-base deletions 8 2 8 16 8 11 24 12
276-base deletion 1 0.24 2 4 17 2 4 17
Othersd 8 14 10
Total 118 121 103
Mutant frequency (×10-4) 28 240 220

a M.F. indicates mutant frequency.
b Ratio of mutant frequencies, Tyr-766 mutant to wild-type.
c All but one were one nucleotide deletions.
d Others include mutants with multiple changes (see legend to Fig. 1) or large deletions.

Specificity of Mutators

In order to determine the specificity of the mutator phenotype of the mutant enzymes, collections of independent lacZ mutants generated by the wild-type, Y766A and Y766S polymerases were analyzed by DNA sequence analysis. The distribution of mutants containing single-base substitutions and frameshifts are shown in Fig. 1 (Panel A, wild-type Klenow; Panel B, Y766S above and Y766A below the lines of lacZ sequence). The average frequencies for the major classes of lacZ mutants are summarized in Table I.


Fig. 1. Error spectra for Klenow polymerases. The 5'right-arrow3' sequence of the viral (+)-template strand of the lacZ gene in M13mp2 is shown from position -69 through +174, where position 1 is the first transcribed base. The nucleotide changes shown were found in individual lacZ mutants recovered from the wild-type Klenow fragment reaction (panel A), from the Y766S polymerase reaction (panel B, mutants shown above the template sequence), or from the Y766A polymerase reaction (panel B, mutants shown below the template sequence). Individual letters indicate single base substitutions and represent the new base found in the viral strand DNA. The loss of a single base is indicated by a Delta , while the addition of a single base is indicated by a black-down-triangle . When these events occur in repetitive sequences, the location of the base lost or added is unknown, so the symbol is centered within the repetitive sequence. The loss of two consecutive bases is indicated by a black-square placed above or below the 5'-most template base lost. In addition to the mutants shown, one lacZ mutant had lost a T residue at position 183-184, and several lacZ mutants were recovered from each polymerase reaction that had more than a single sequence change. Point mutations in these multiple mutants that are known from previous studies to yield a detectable mutant plaque phenotype were considered as independent polymerase errors and used in conjunction with the single mutations shown above to calculate the polymerase error rates shown in Table II. Thus the multiple mutants are listed here, with the mutations used in the calculations marked with an asterisk. Tyr-766 Klenow fragment, 6 mutants: Cright-arrowT at 111 and Tright-arrowC* at -36; Gright-arrowA* at 169 and Cright-arrowT* at 166; Tright-arrowC* at 121 and Aright-arrowT at 175; Tright-arrowC at 193, Tright-arrowC* at 87 and Gright-arrowA* at 90; Tright-arrowC* at -36 and Delta CCCC at 132-136, AGright-arrowT at 125-126. Y766S Klenow fragment, 13 mutants: Aright-arrowT at 160 and Tright-arrowC* at 21, Gright-arrowA* at 151 and Tright-arrowC at 71, Tright-arrowC at 98 and Tright-arrowC* at 40, Aright-arrowG at 153 and Tright-arrowC* at 73, Tright-arrowC at 113 and Gright-arrowT* at 89, Tright-arrowC at 155 and Tright-arrowC* at 61, Tright-arrowC at 46 and Tright-arrowC* at -12, Tright-arrowC* at 147 and Tright-arrowC at 4, Tright-arrowC at 183 and Tright-arrowC at 131, Tright-arrowC at 20 and Tright-arrowC* at -58, Aright-arrowT* at 114 and Tright-arrowC at 98, Gright-arrowA* at 90 and Tright-arrowC at 3, Gright-arrowA* at -66 and Delta T* at -34 to -36. Y766A Klenow fragment, 8 mutants: Aright-arrowT* at 85 and Tright-arrowC* at 57, Aright-arrowG* at 85 and Gright-arrowA at 174, Aright-arrowG at 8 and Tright-arrowC at -5, Tright-arrowC* at -25 and Tright-arrowC* at -36, Tright-arrowC* at 70 and Tright-arrowC* at -67, Tright-arrowC at 83 and Tright-arrowC* at -36, Tright-arrowC at 152 and Aright-arrowC* at 109, Tright-arrowC* at 70, Tright-arrowC at 56 and Aright-arrowT* at -56.
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The error specificity of wild-type Klenow fragment is similar to an earlier study (19), demonstrating the reproducibility of the fidelity measurements. Base substitution errors predominate, followed by single-base deletions, but not single-base additions. As in the earlier study, we again observe two-base deletions as well as a 276-base deletion, representing loss of one of two directly repeated 9-base sequences and the intervening nucleotides. Single-base errors are non-randomly distributed (Fig. 1), illustrating the well known but poorly understood effects of sequence context on fidelity.

The Y766S and Y766A polymerases have error frequencies similar to each other (Table I). Both polymerases have error rates for single-base substitutions and 2- and 276-base deletions that are elevated about 10-fold relative to wild-type Klenow fragment. In contrast, the one-base deletion frequency of the mutants is not strongly affected (Table I). Regarding the distribution of errors among the three polymerase collections, three categories of template sites are notable. First, errors are found at sites in the wild-type Klenow fragment collection (Fig., 1A, Cright-arrowT at -57 and 75, deletion of a G at positions 99-100, 123, and 148) but not in the collections generated by the mutant polymerases. Based on these and earlier results (e.g. see Ref. 20), we believe that these could result from template damage (e.g. cytosine deamination for Cright-arrowT). Second are the many sites (especially for transitions and 2-base deletions, Fig. 1B) where single base changes were observed predominantly in the Y766S and Y766A spectra, with few or none seen in the wild-type Klenow fragment spectrum (Fig. 1A). The Y766S and Y766A enzymes are clearly mutators for errors at these sites. Third are template sites where errors are observed in one mutator collection but not in the other. The clearest example is the recovery in the Y766A collection of seven lacZ mutants that had lost nucleotides 130 and 131 (Fig. 1B). No such mutants were observed in the Y766S collection, reflecting a calculated error rate difference of >= 7.5-fold. To determine if this difference between the two mutants was reproducible, the polymerase reactions, transfections, and mutant plaque scoring were repeated (data not shown). Collections of 41 (Y766S) and 35 (Y766A) colorless plaques (the phenotype of the 2-base deletion mutant) were sequenced and the error rates of the two polymerases calculated. The error rate of the Y766A Klenow fragment was again higher than that of the Y766S enzyme, this time by 3.3-fold. Thus, for this error, the Y766A mutant is reproducibly less accurate than the Y766S enzyme.

The calculated error rate per detectable nucleotide incorporated by the Y766, Y766S, and Y766A polymerases are shown in Table II for each of the 12 possible base·base mispairs. The rates for the first six mispairings listed in Table II are also expressed as mutant:wild-type ratios in Table III. The error rates for the wild-type Klenow fragment are similar to those observed earlier (19); the highest average error rate (55 × 10-6) is for misincorporation of dGMP opposite the 27 detectable template thymine residues where this substitution yields a mutant plaque phenotype. This is also the most common misincorporation for the Y766S and Y766A polymerases (Table II), whose average rates are elevated by 13- and 17-fold, respectively (Table III). As before (19), the wild-type polymerase is about 10-fold more accurate for the reciprocal mispair, i.e. misincorporation of dTMP opposite template guanines (4.5 × 10-6). In comparison, the Y766S and Y766A mutants are 60- and 31-fold mutators for this error (Table III). Wild-type Klenow fragment error rates for the transition mispairs involving adenine and cytosine also differ somewhat. The wild-type Klenow fragment error rate for the A·dCTP mispair is 7.8 × 10-6 (Table II) and the Y766S and Y766A mutants are 24- and 18-fold mutators for this error (Table III). In contrast, the wild-type Klenow fragment error rate for the reciprocal error (apparent C·dATP mispairing) is higher (32 × 10-6, Table II) and the Y766S and Y766A mutants are not mutators for this substitution (Table III). The higher rate with the wild-type enzyme and the lack of a mutator effect are both consistent with the possibility that many of these substitutions actually reflect "correct" incorporation of dAMP opposite template uracil resulting from cytosine deamination.

Table II.

Base substitution error rates for Klenow fragment derivatives

Error rates are per detectable nucleotide incorporated, and were calculated by multiplying the mutant frequency data for the duplicate determinations with each polymerases (see text) by the proportion of mutants for each class (from Fig. 1 and its legend), dividing by 0.6 to correct for expression of errors in E. coli (see Ref. 17), and dividing by the number of known detectable sites for each class of mutations (from Table I in 17). When no lacZ mutants were recovered, the value shown is a "less than or equal to" error rate. Values with an asterisk are statistically different from the wild-type polymerase error rate, with p values all <0.01, when calculated using likelihood ratio statistics (21). (To make this calculation, the number of sequenced mutants was considered as a Poisson random variate. Given the small number of mutants for each category, we applied a Monte Carlo approach to likelihood ratio statistics. For each comparison, we simulated a million random mispair events from the distribution that fixed the unknown Poisson parameters at values estimated by maximum likelihood under the null hypothesis. The statistical significance level is the fraction of times the randomly generated values of the test statistic exceeded the particular value of the statistic calculated from the data.)
Mispair Wild-type
Y766S
Y766A
Number of mutants Error rate (×10-6) Number of mutants Error rate (×10-6) Number of mutants Error rate (×10-6)

T·dGTP 30 55 58 710* 55 920*
G·dTTP 2 4.5 18 270* 7 140*
A·dCTP 3 7.8 11 190* 6 140*
C·dATP 16 32 0  <= 13 1 18
A·dGTP 0  <= 2.9 4 78* 5 130*
A·dATP 6 13 4 57* 5 98*
G·dGTP 5 13 0  <= 17 1 24
G·dATP 6 12 3 40 2 36
T·dCTP 0  <= 2.1 3 43* 0  <= 20
T·dTTP 4 12 1 21 0  <= 28
C·dTTP 1 3.1 0  <= 21 0  <= 28
C·dCTP 1 5.5 0  <= 37 0  <= 50

Table III.

Comparison of misinsertion and mispair extension efficiencies by kinetic analyses to misincorporation rates during gap-filling synthesis


Mispair Ratio of mutant to wild-type Klenow fragment polymerase
Kinetic analysis, Y766S:WT
M13 assay
Misinsertiona Mispair extensionb Y766S:WTc Y766A:WTc

T·dGTP 8 0.25b 13 17
G·dTTP 92, 44d 60 31
A·dCTP 16 24 18
C·dATP 0.8  <= 0.4  <= 0.6
A·dGTP 2.7, 4.2d  >= 27  >= 45
A·dATP 0.1 4.4 7.5

a Ratio of efficiencies, i.e., kcat/Km for Y766S/kcat/Km for wt (from Ref. 13).
b kcat for Y766S/kcat for wt (from Ref. 13). In addition to this result, a C·dTTP mispair was also found to be extended much less efficiently by Y766S; for this mispair, the ratio of efficiencies, i.e., kcat/Km for Y766S/kcat/Km for wt, was only 0.008.
c Values were qualified when no mutants were recovered that were consistent with errors by wild-type (">= " values) or the mutant Klenow ("<= " values).
d The two values are measurements performed at different template sequences.

All three Klenow fragment DNA polymerases are generally more accurate for transversion errors (Table II). The small numbers of lacZ transversion mutants recovered precludes conclusions on the relative fidelity of the mutant and wild-type Klenow fragment for six transversions, but the differences between the mutant and wild-type Klenow fragment for A·dGTP and A·dATP mispairs are highly significant (see legend to Table II for statistical calculation).

Processivity of Mutant Polymerases

We have previously observed a correlation between processive synthesis and the fidelity of HIV-1 reverse transcriptase for errors initiated by strand-slippage (7, 22). Given this correlation and the lack of a mutator effect in the present study for one-nucleotide deletions in repetitive sequences, we examined the processivity of the Y766S and Y766A polymerases in comparison to wild-type Klenow fragment. A single cycle of processive synthesis by the wild-type Klenow fragment using the lacZ template yields products that vary in length and represent the addition of from one to over 50 nucleotides (Fig. 2A). Quantitative product analysis (Fig. 2B) reveals that the median probability of termination of processive synthesis is 0.048, i.e. the average processivity of wild-type Klenow fragment with this template is about 20 nucleotides added per cycle of binding, synthesis, and dissociation. This value is consistent with estimates obtained earlier with this same sequence (18) and with a different template sequence (23). A parallel analysis of the Y766F mutant (Fig. 2) yielded a product distribution similar to wild-type enzyme, with termination probabilities differing from wild-type Klenow fragment by less than 10%. In contrast, both the other two mutant enzymes showed site-specific increases in termination probabilities. At seven different template nucleotide positions (positions 78, 93, 95, and 99 in Fig. 2 and positions 272, 275, and 281 (determined with a different primer, data not shown)), the probability of termination of processive synthesis increased by 2-fold for the Y766S mutant, and by 3-4-fold for the Y766A mutant. Although these effects are small, they are reproducible in repeated experiments.


Fig. 2. Processivity of Klenow fragment polymerases. Panel A, products of 15-min processivity reactions performed as described under "Experimental Procedures," resolved in a 12% denaturing polyacrylamide gel. The numbers on the left are those of the template nucleotides determined from sequencing markers analyzed in parallel lanes, where position +1 is the first transcribed nucleotide of the LacZ gene. Panel B, calculated termination probabilities from position 104 to 60.
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DISCUSSION

This study of Klenow fragment polymerase mutants containing amino acid changes at residue 766 in the O helix of the fingers subdomain contributes to our understanding of both the base substitution and frameshift fidelity of DNA polymerization reactions. For substitution fidelity, both misinsertion and mispair extension are required to generate a duplex, premutational intermediate containing a mispair. A previous study (13) demonstrated that a Y766S mutant of Klenow fragment polymerase has an elevated rate of misinsertion but a decreased ability to extend certain mispairs. For example, an 8-fold increase in rate for misinsertion of dGMP opposite T by the Y766S polymerase is accompanied by a 4-fold decrease in the rate of mispair extension (Table III). Despite the compromised mispair extension, in the present study the Y766S and Y766A polymerases are 13- and 17-fold mutators, respectively, for this error in the M13 assay (Table III). In fact, the change in error rates observed here for the transition mispairs during gap-filling synthesis are remarkably similar to the change in misinsertion rates observed earlier with oligonucleotide substrates. Thus, the transition mispair mutator effect of the Y766S substitution in both assays, from greatest to least change, is G·dTTP >=  A·dCTP >=  T·dGTP >>  C·dATP (Table III). This remarkable concordance in mutator effects for the Y766S polymerase with two very different assays suggests that either approach will be valuable for future structure-function studies of DNA polymerase fidelity. These data, obtained in the absence of proofreading activity, also suggest that the rate of misinsertion rather than the rate of mispair extension may be the primary determinant of the transition error specificity of Klenow fragment.

The ratio of the Y766S to wild-type Klenow fragment for misinsertion determined kinetically (Table III, data from Ref. 13) versus stable misincorporation in the M13mp2-based fidelity assay (Table III) do differ for two transversion mispairs, A·dGTP and A·dATP (Table III). These differences between the two studies could result from the fact that Carroll et al. (13) examined misinsertion at either one (for A·dATP) or two (for A·dGTP) template nucleotides per mispair, while the present study provides an average error rate for either 23 or 17 template nucleotides, respectively (17). Earlier studies of Klenow fragment (24) and other DNA polymerases (25, 26) have shown that the ratio of rates of misinsertion and mispair extension are not constant for all 12 mispairs in all sequence contexts.

The Y766S and Y766A polymerases are frameshift mutators, having error rates for the loss of two nucleotides that are increased by 8- and 13-fold, respectively, relative to wild-type Klenow fragment (Table I). In most cases, the two deleted nucleotides are not in repetitive dinucleotide sequences. This error specificity, and the observation that the mutant polymerases do not have elevated error rates for one-nucleotide deletions in homopolymeric runs, suggests that neither polymerase is a mutator for errors initiated by template-primer slippage. Given that they are mutators for base substitutions, an alternative explanation for some of the two-base deletions observed here is that they may be initiated by nucleotide misinsertion. Misinsertion could be followed by primer relocation prior to further incorporation, perhaps due to the difficulty in extending the terminal mispair. If correct pairing occurred between the terminal misinsertion and the template base two nucleotides downstream, the resulting misaligned template-primer would ultimately yield the two-base deletion. This model is consistent with earlier observations in which the frameshift fidelity of Klenow fragment (27) and other DNA polymerases (28) was altered in a predictable manner by changing the template sequence and the relative concentrations of the dNTPs in the reaction. The current observations with the Y766S and Y766A mutants add additional support for the model by changing the miscoding properties of the polymerase rather than changing the template sequence or the dNTP pool.

Although the Y766S and Y766A mutants were error-prone for two-base deletions, their rates for deletion of single non-reiterated nucleotides is in fact similar to wild-type Klenow fragment. This is unexpected since the misinsertion-initiated frameshift model was originally proposed (29) to explain the origin of single non-reiterated nucleotide deletions by wild-type Klenow fragment (Ref. 27, Fig. 1A). Although an explanation for why the Y766S and Y766A mutants generated two-base deletions but not one-base deletions must await further experimentation, several possibilities exist based on the misinsertion model, which requires misinsertion, primer relocation, and extension of misaligned substrates in order to generate the completed intermediate. The observed specificity could also reflect the nature of the interaction between the side chain of residue 766 (tyrosine, serine, or alanine) and a particular template nucleotide (see below).

The error rate for deletion of 276 nucleotides by both the Y766S and Y766A polymerases is also increased relative to wild-type Klenow fragment, by 17-fold (Table I). The nucleotides lost include one of two nine-base direct repeat sequences (underlined in Fig. 3) and the intervening 267 nucleotides, suggesting a slippage mechanism between the direct repeats. Although deletions involving direct repeats have been observed among error spectra by several DNA polymerases (for review, see Ref. 30), this study reveals the first DNA polymerases containing single amino acid changes that are mutators for a large deletion error. Given that the Y766S and Y766A polymerases are not mutators for frameshifts in other repeat sequence elements (Fig. 1), we speculate that the mutator effect for this large deletion also results from misinsertion. The model involves correct synthesis through the first repeat by the Y766S (or Y766A) polymerase, followed by misinsertion of dGMP opposite template A (Fig. 3). Note that the rate for this misinsertion is elevated for the Y766S enzyme relative to wild-type Klenow fragment (13). Moreover, difficulty in extending this mispair has been observed with wild-type Klenow fragment (24). A similar circumstance with the mutator polymerase might allow disruption of the repetitive terminal nucleotides and subsequent formation of base pairs involving the newly made DNA and the downstream direct repeat. In that circumstance, the misinserted dGMP would form a correct base pair with template C, yielding a template-primer for continued synthesis that has 10 correct base pairs at the terminus, i.e. a stable deletion intermediate (Fig. 3). This idea that misinsertions may enhance formation of deletion intermediates is also supported by the observation of deletions formed between imperfect direct repeats during synthesis by a proofreading-deficient mutant of E. coli DNA polymerase II (see Fig. 7 in Ref. 20). Thus, mutations in either the polymerization or exonucleolytic functions of DNA polymerase genes may influence the rate of large scale genome instabilities in vivo.


Fig. 3. Model for direct-repeat deletion errors initiated by misinsertion. See text under "Discussion" for a description.
[View Larger Version of this Image (12K GIF file)]


The mutator effects observed here are distinctly different from earlier observations with mutants of HIV-1 reverse transcriptase (8, 9) or Klenow fragment (10). Those enzymes are mutators for frameshifts in homopolymeric runs that may be initiated by template-primer slippage, and they contain changes in the thumb subdomain thought to interact with the duplex template-primer. In contrast, Tyr-766 may interact with the single-stranded template at or close to the site of nucleotide addition (31). Biochemical data support this idea. The Y766A polymerase has reduced DNA binding affinity, but its dNTP binding affinity is only slightly lower than wild-type, consistent with the suggestion that Tyr-766 may help position the incoming dNTP via interaction with the template-primer (12). Structural data for a complex of the closely related Taq DNA polymerase with duplex DNA shows a hydrophobic interaction between the tyrosine side chain equivalent to Tyr-766 and the template base at the blunt end of the duplex (32). The importance of this interaction in maintaining insertion fidelity is suggested by the observation that the Y766F mutation (which would preserve the hydrophobic interaction) does not have a mutator phenotype, whereas Y766A and Y766S mutations cause decreased fidelity. The structural and biochemical data thus suggest that Tyr-766 of Klenow fragment may have a function similar to that of Arg-283 in DNA polymerase beta . In the crystal structure of the rat pol beta ·DNA·ddCTP ternary complex, the side chain of Arg-283 is in a position to interact with the template base in the polymerase active site (33). Replacement of arginine 283 with lysine, leucine, or alanine yields beta  polymerases with strongly reduced catalytic efficiency and base substitution fidelity (34). Thus, side chain interactions with the active site template base may be critical for efficient and accurate polymerization by two unrelated DNA polymerases.


FOOTNOTES

*   This work was supported in part by the National Institutes of Health Intramural AIDS Targeted Antiviral Program (to T. A. K.).The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
§   Present Address: Dept. of Natural Sciences, Fayetteville State University, 1200 Murchison Rd., Fayetteville, NC 28301.
   Present Address: Dept. of Experimental Pathology, Milton S. Hershey Medical Center, 500 University Dr., Pennsylvania State University, P. O. Box 850, Hershey, PA 17033.
**   Supported by National Institutes of Health Grant GM-28550.
Dagger Dagger    To whom correspondence should be sent. Tel.: 919-541-2644; Fax: 919-541-7613; E-mail: kunkel{at}niehs.nih.gov.
1   The abbreviations used are: HIV-1, type 1 human immunodeficiency virus; Klenow fragment, the large fragment of E. coli DNA polymerase I; Taq polymerase, the DNA polymerase from Thermus aquaticus.
2   M. Astatke and C. M. Joyce, unpublished observations.

Acknowledgments

We thank Xiaojun Chen Sun for purification of the mutant proteins used in this study, Phuong Pham and Rajendra Prasad for their critical evaluation of the manuscript, and Thomas Darden and David Umbach for statistical analysis of the data in Table II.


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