(Received for publication, October 18, 1996, and in revised form, February 4, 1997)
From the Istituto di Studi Chimico-Fisici di
Macromolecole Sintetiche e Naturali, Via De Marini, 6 "Torre di
Francia," 16146 Genoa, Italy and the § Istituto Nazionale
per la Ricerca sul Cancro, Largo Rosanna Benzi, 10, 16132 Genoa, Italy
Chromatin condensation and DNA cleavage at internucleosomal sites have been recognized early as hallmarks of apoptosis, and it has been suggested that extensive DNA chain scission could directly result in the formation of dense chromatin bodies. Here we have shown that no causal relationship exists between DNA degradation and chromatin condensation in glucocorticoid-induced thymocyte apoptosis. The chromatin rearrangement occurred independent of as well as prior to DNA cleavage and involved a specific conformational change at the nucleosome level. In the early stages of the process, the core particles appeared to be tightly packed face-to-face in smooth 11-nm filaments that progressively folded to generate a closely woven network. The network finally collapsed, producing dense apoptotic bodies. Since trypsin digestion relaxed condensed chromatin and histone H4 underwent appreciable deacetylation in the apoptotic cell, we suggest that changes in the DNA-histone interactions represented a major modulating factor of condensation.
Although the term "apoptosis" was originally derived from the Greek to emphasize cytoplasmic and nuclear alterations peculiar to the process of programmed cell death (1), no attempt has been made thus far to search for the molecular events underlying these changes, particularly the collapse of the bulk of chromatin into dense domains. The reasons for this delay in the development of a fundamental approach are manifold. In the first place, the unique condensed appearance of the apoptotic nucleus is closely associated with the cleavage of chromatin at internucleosomal sites (2), a circumstance that supports the hypothesis of a causal relationship between extensive chromatin digestion and condensation (3). This early view has recently been challenged on the basis of more refined determinations of the chain length of the DNA isolated from apoptotic cells (4-6) but has long distracted from the search for the molecular mechanisms involved in the process of condensation. Moreover, since apoptosis plays a key regulatory role in several physiological and pathological processes, major efforts are currently being directed to the elucidation of the biochemical aspects and to the identification of the genes involved in the activation of the cell death program. The onset of chromatin condensation might direct the orderly turning off of genes required for the execution of metabolic suicide, therefore warranting a detailed structural characterization of apoptotic chromatin and a search for terminal modulating factors.
Bearing in mind the spatial distribution of interphase chromatin, the
appearance of the apoptotic nucleus immediately suggests the occurrence
of a structural change involving extremely large domains, and the
question arises whether a specific conformational transition at the
nucleosome level might account for such a catastrophic phenomenon. In
the first place, is chromatin in apoptosis characterized by a
three-dimensional array of nucleosomes different from that prevailing
in the interphase 30-nm fiber? It has recently become apparent that the
polynucleosomal chain can exhibit a marked polymorphism, depending on
the prevailing mode of interaction among nucleosomes. Both edge-to-edge
and face-to-face contacts arrayed in a fixed helical path are effective
in the stabilization of the solenoidal structure (7), but the recent
confirmation of the presence of marked irregularities in the
conformation of the interphase fiber points to the existence of a
variety of nucleosomal packing conformations (8). At physiological
ionic strength, homogeneous reconstituted oligonucleosomes in the
absence of H1 fold into a contacting 90° "zig-zag" helical
structure (9). In a recent paper, we have shown that the nucleosomes
interact weakly in the 30-nm fiber. The experimental value of the
interaction free energy is as low in magnitude as 5 kcal/nucleosome
mole (10), so that even limited biochemical modifications of the
histone complement could result in a structural change. In this report
we show that the basic conformational feature of chromatin in apoptosis
is the tight face-to-face packaging of nucleosomes, which might be related to the increase in the amount of the unacetylated forms of
histones H3 and H4 occurring in the course of condensation.
Suspensions of thymocytes from
suckling rats were treated with 105 M
methylprednisolone sodium succinate (MPS)1
for different time periods, following Wyllie et al. (11);
the cells were incubated at a concentration of 5 × 106/ml. Nuclei were obtained by incubation of the pelleted
cells in dissociation medium (DM) (75 mM NaCl, 24 mM Na2EDTA, 5 mM
NaHSO3, and 1 mM phenylmethylsulfonyl fluoride,
pH 7.8) containing 0.15% (v/v) Triton X-100, following the procedure
already employed for calf thymus (12); in the digestion experiments
nuclei were incubated at 37 °C for 3 h with 50 units/ml
micrococcal nuclease (Sigma) according to Russo et al. (10).
For electron microscopy of thin sections, control,
glucocorticoid-treated cells, and nuclei were pelleted at 150 × g for 10 min; fixation, embedding, and sectioning were
performed as already reported (13). DNA was isolated by digestion of
purified nuclei with proteinase K (Serva) in 10 mM Tris-HCl, 5 mM EDTA, 0.5% SDS, pH 8.0, followed by
extraction with phenol and chloroform, and the chain length
distribution of the fragments was analyzed on 1.5% agarose gels
(14).
Differential scanning calorimetry (DSC) experiments were performed as already reported (12, 13). Nuclei were isolated from control and from MPS-treated thymocytes as described above. The material was resuspended in DM and pelleted by centrifugation at 10,000 × g for 15 min; weighed amounts (from 30 to 50 mg) of nuclear pellet were then transferred into large volume (75-µl) calorimetric capsules. Measurements were performed with a Perkin-Elmer DSC7 (Perkin-Elmer Corp.) at a scan rate of 10 °C/min (12).
Electron Microscopy of Isolated ChromatinTen mg of pelleted nuclei were incubated in 10 ml of 0.1 mM Na2EDTA, pH 7.2, at 4 °C for 45 min; long incubation times (5 h) were required to completely unfold the condensed chromatin domains. In certain experiments, after a 45-min incubation chromatin was condensed by adjusting the concentration of Na+ with appropriate amounts of concentrated DM to 0.128 M. The nuclear suspensions were then centrifuged at 1,700 × g for 15 min, and chromatin was fixed by overnight dialysis of the supernatant at 4 °C against 0.1 mM Na2EDTA or DM containing 0.1% glutaraldehyde. The concentration of DNA was then adjusted to 3 µg/ml, and chromatin was mounted for electron microscopy on carbon-coated grids according to a standard protocol (15). The specimens were shadowed with platinum and observed in a Siemens 102 electron microscope operating at 80 kV.
Trypsin digestion and topoisomerase I treatment were carried out as
follows. One mg of pelleted nuclei was resuspended in 1 ml of DM and
digested with 100 µg/ml trypsin (type 8642, Sigma) at 25 °C for 15 min or 1 h as already reported (12). For reaction with
topoisomerase I (TopoGEN) 40 mg of nuclear pellets were incubated in
0.5 ml of 100 mM NaCl, 1 mM
phenylmethylsulfonyl fluoride, 10 mM -mercaptoethanol,
and 10 mM Tris-HCl, pH 7.5, containing 50 µg/ml bovine
serum albumin in the presence of 500 units/ml enzyme for 3 h at
25 °C. Either preparation was processed for electron microscopy at
low ionic strength as described above.
For acetic acid/urea/Triton X-100 polyacrylamide gel electrophoresis (AUT), the histone complement was extracted from pelleted nuclei with protamine sulfate as described by Loidl and Gröbner (16) in the presence of 5 mM sodium butyrate to inhibit histone deacetylase; the samples were run onto 14% polyacrylamide gels containing 0.9 M acetic acid, 6.7 M urea, and 0.375% Triton X-100 as described by Nickel et al. (17); for quantitative analysis the gels were scanned on an LKB UltroScan XL densitometer, and the percentage of the acetylated isoforms of H4 was determined under the assumption that the dye yields the same color response for all the species. The determination of dynamically acetylated lysine residues was carried out exactly as described by Zhang and Nelson (18) except that the incubation medium contained 0.1 mM sodium acetate and 3 mCi of [3H]acetate (Amersham Corp., 2.8 Ci/mmol). For fluorography, nuclei were resuspended in SDS-polyacrylamide gel electrophoresis sample buffer; the proteins were electrophoresed on 14% SDS-polyacrylamide gel (19). The labeled proteins were then revealed according to the method described in Ref. 18.
To characterize the time course of apoptosis including early
events, thymocytes from suckling rats were treated with MPS for different times (1, 4, 12, and 18 h) following the procedures of
Wyllie et al. (11). The correlation between changes in the morphology of chromatin and DNA cleavage is shown in Fig.
1. The general trend conforms to previous observations
(2, 3, 11, 20), although some new information has resulted. The DNA
from cells treated for 1 h (Fig. 1B) does not migrate
significantly through a 1.5% agarose gel, thus showing that the
fragments have a chain length higher than ~4 kilobase pairs (14);
almost all of the cells have a markedly enlarged nucleus and a looser
chromatin texture compared with the controls (Fig. 1A).
After a 4-h exposure to MPS, the chromatin changes associated with
apoptosis can be clearly recognized (Fig. 1C); at this time,
the percentage of apoptotic thymocytes is ~18% as evaluated by
isopyknic centrifugation on step Percoll gradients (20) (data not
shown). Two distinct cellular subpopulations can be identified by
electron microscopy. One corresponds to thymocytes that are clearly
undergoing apoptosis; chromatin is packaged in dense masses beneath the
nuclear envelope. The other shows the same nuclear morphology
(i.e. chromatin dispersion in thin punctuate bundles) as
the thymocytes treated for 1 h. Centrifugation of the isolated DNA
at 10,000 × g for 20 min in the buffer used for
digestion with proteinase K prior to purification (see "Experimental
Procedures") yielded a pellet corresponding to more than 95% of the
starting material in the form of very long fragments (lane 1 in Fig. 1C) and a supernatant (lane 2) containing
the oligonucleosomal ladder, therefore affording biochemical evidence
of the heterogeneity of the cell culture. Finally, after a 12-h
exposure to MPS, an almost homogeneous population of apoptotic cells
results; more than 95% of nuclei have changed into apoptotic bodies,
while 40% of the DNA still possess a chain length higher than 1.4 kilobase pairs (Fig. 1E). Only minor additional
morphological changes were detected when the treatment was protracted
for 18 h; nuclei underwent a somewhat more extensive fragmentation
and there was a further decrease in the content of high molecular weight DNA (Fig. 1F).
While this brief re-examination of well established phenomenological features of apoptosis was needed to frame the new observations reported here, it clearly leaves the problem of the interrelation between DNA cleavage and chromatin condensation unsolved. Conventional electron microscopy of thin nuclear section is capable of detecting gross rearrangements of chromatin, but it fails to image the underlying structural details as a consequence of the poor penetration of the stain into the embedding resin. The electron micrographs reported in Fig. 1, B and C, indicate that two successive morphological stages are involved in the onset of apoptosis and further suggest that the unfolding of the 30-nm fiber might represent an early event but do not serve the purpose of ascertaining the occurrence of changes in the spatial arrangement of nucleosomes. At the same time, the lack of resolution of conventional agarose gel electrophoresis beyond ~4 kilobase pairs (14) does not allow a determination of the size distribution of long DNA fragments. It has been reported that micrococcal nuclease digestion of nuclei from normal thymocytes induces morphologic changes in chromatin that mimic apoptotic condensation (3). We have confirmed this result (Fig. 1G), but unfortunately micrococcal nuclease is known to digest the RNA (21), and this process elicits nuclear rearrangements superficially reminiscent of those occurring in apoptosis (22). Recent reports using a variety of approaches suggest that alterations in chromatin may occur in the absence of internucleosomal cleavage (4, 23, 24). Only with the application of pulsed field gel electrophoresis to the study of DNA chain length is it possible to reveal the occurrence, at the earliest stages of the process, of long range fragmentation at the level of the higher order structure or of the loop (5, 6).
To establish in a straightforward way whether apoptosis involves a structural change of chromatin relative to controls, we carried out DSC determinations on nuclei isolated from normal or MPS-treated thymocytes. The principles and application of DSC technique are simple. For biological macromolecules, the measurements are normally carried out on solutions or gels. The sample is transferred into high pressure calorimetric capsules, and its temperature is increased in the instrument at a constant rate. When the denaturation temperature of the macromolecular solute is reached, the unfolding process gives rise to a peak in the heat absorption curve as a function of the temperature. A typical thermogram consists of a series of heat absorption peaks (or thermal transitions) with each peak corresponding to the unfolding of an energetically distinguishable domain. Due to its sharp subdivision into two basic supramolecular domains (the linker and the core particle) the polynucleosomal chain lends itself to conformational studies by DSC. Therefore, this technique is a powerful tool for investigating the overall organization of chromatin in situ (10, 12, 13, 25-27). The thermal denaturation profile of interphase nuclei shows two major heat absorption peaks (labeled IV and V in Fig. 1H) at 90 and 107 °C that arise from the melting of the core particle DNA when the core particle is placed within an unfolded loop and the higher order structure domains, respectively (12, 26). Thus, the structural changes of nuclear chromatin can be quantitatively detected. By this approach, we and others have previously characterized the condensation process induced by salts (12, 27) or histone H1 (10) in the absence of DNA cleavage as well as the effect of endogenous or exogenous nucleases (26). The DSC analysis of nuclear chromatin from thymocytes undergoing apoptosis led to a clear-cut result (Fig. 1H). After a 1-h exposure (scan 2), transition V (marked by arrows in scans 1-3, 5) at 107 °C (which is dominant in the thermogram of control thymocytes (scan 1)) decreases, while the 90 °C endotherm sharply increases; at this point the DNA is undegraded, while electron microscopy shows diffuse nuclear changes (Fig. 1B). Cells treated for 4 h show nothing but a shoulder at 103 °C (scan 3) and a dominant endotherm at 90 °C despite the fact that ~95% of the DNA still has a high molecular weight (Fig. 1C). The fact that the calorimetric response characteristic of interphase chromatin is lost early in the absence of appreciable internucleosomal cleavage points to the occurrence of an overall structural rearrangement early in the induction of apoptosis.
The basic features of the structural change became apparent when
chromatin was isolated by brief extraction at low ionic strength of
nuclei from thymocytes treated for 12 or 18 h with MPS and fixed
with glutaraldehyde to preserve the morphology present inside the cell.
Neither filaments of nucleosomes nor the 30-nm solenoidal fiber could
be observed by conventional electron microscopy of isolated chromatin
(15). Instead, much of the material is organized in dense clumps
surrounded by a network of smooth tortuous fibers 11 nm in diameter
(Fig. 2B); often the network reduces to a
halo of small loops (Fig. 2, C and D), suggesting
that the central body corresponds to a nucleation center of an ongoing
condensation process. Less condensed domains can also be found,
confirming that successive steps are involved in the structural change.
For example, the morphology of the sample shown in Fig. 2A
suggests that the polynucleosomal chain forms very long 11-nm filaments before collapsing into dense bodies; it is apparent that the network represents an intermediate state arising from the folding of the filament on itself. Therefore, the basic structural difference between
apoptotic chromatin and the "normal" counterpart mainly resides in
the mode of interaction of nucleosomes; they appear to be tightly
associated face-to-face, at variance with their radial disposition
around the solenoid axis in the 30-nm fiber (7). This array is evident
in high resolution micrographs. In certain regions, the orientation of
the nucleosomes perpendicular to the carbon support film allows the
visualization of the turns of DNA wrapped around the octamer
(arrowheads in Fig. 2G).
We have characterized the perturbations induced in the structure of
apoptotic chromatin by changes in ionic strength and by the selective
digestion of core histones with trypsin. Prolonged exposure to a low
salt buffer induces extensive unfolding of the domains, while the 11-nm
filaments are not appreciably affected (Fig. 2E).
Equilibration with DM (Na+ concentration, 0.128 M) restores the dense bodies (Fig. 2F). Thus,
condensation in apoptosis is still driven by the screening of the
electrostatic repulsion among phosphate groups, but the filaments are
unable to undergo the transition to the 30-nm fiber. Trypsin digestion,
which is known to degrade H1 and to detach the N-terminal tails of core
histones (28), unravels the dense bodies and the fibrillar network
(Fig. 3B) up to the extensive unfolding of
the nucleosome (Fig. 3A). Very long stretches of DNA are
frequently found; they are punctuated by dots, presumably due to the
globular domains of histones that are still bound (arrows in
Fig. 3A). Thus, as with interphase chromatin, the picture
emerges that a major modulating factor of condensation resides in the interaction among the charged N-terminal domains and DNA. Since at
physiological ionic strength the interaction free energy among nucleosomes in the 30-nm fiber is as low as a few kcal/nucleosome mole
(10), even limited biochemical modifications might be sufficient to
bring about the structural change.
We have investigated in some detail the time course of the level of
core histone acetylation using AUT (17), which separates the acetylated
isoforms of H4. We have found that the percentage of the unacetylated
isoform increases significantly during the induction of apoptosis,
passing from 42.3 ± 0.4% in control thymocytes to 70.3 ± 5% in apoptotic cells (Fig. 4A). To inspect
this result more closely, we have determined the percentage of lysine
residues in core histones undergoing active acetylation-deacetylation
by following the method of Zhang and Nelson (18). When a radiolabel ([3H]acetate) was added to the cell culture after a 2-h
exposure to MPS and the sample was counted for radioactivity after
2 h, the percentage of dynamically acetylated lysines was
4.23 ± 0.95% and 4.14 ± 0.50% for control and treated
cells, respectively (Fig. 4D). When this protocol was
applied to cells treated for 10 and 16 h, the incorporation
dropped to 1.75 ± 0.07% and 0.53 ± 0.05%. These results
taken together suggest that modulation of apoptosis relies at least in
part on a decrease in the acetylation rate. The occurrence of a
concomitant increase in the deacetylation rate cannot, of course, be
ruled out on the basis of the present experiments.
The deacetylation of H4 can play two alternative functional roles. For viable cells, a great deal of evidence supports the hypothesis that highly acetylated core histones are preferentially associated with active or potentially active (competent) chromatin regions (29). Since it has to be expected that the cellular death program involves a progressive turning off of gene activity, H4 deacetylation might act as a general modulating factor of repression by supporting the compaction of the structure of transcribed genes. Alternatively, deacetylation might spread over the bulk of the chromatin, thereby triggering the massive structural change. The observed decrease in the acetylation of H4, if scattered throughout the genome, should increase the number of positive charges/nucleosome by 0.45 ± 0.10; the same figure is expected to arise from the deacetylation of H3 since these histones behave similarly in the incorporation experiments. The charge increase could in turn cause additional base pairs of DNA to interact with the histone core, thus forcing the central region of the linker to wind in a compensating right-handed toroidal supercoil. Leaving the detailed molecular interpretation out of consideration, it must be stressed that our experimental findings are consistent with the hypothesis that an increase in the topological constraints of the linker directs the structural change. Therefore, relaxation of the supercoiled DNA domain should result in the re-establishment of the beads on a string configuration. The micrograph shown in Fig. 3C indeed supports this model, since the treatment of apoptotic chromatin with topoisomerase I abruptly converts the fibrillar network into a field of well separated, connected nucleosomes.
We thank R. Fiorini for excellent technical assistance.