SWI/SNF Stimulates the Formation of Disparate Activator-Nucleosome Complexes but Is Partially Redundant with Cooperative Binding*

(Received for publication, December 11, 1996, and in revised form, February 19, 1997)

Rhea T. Utley , Jacques Côté , Tom Owen-Hughes and Jerry L. Workman Dagger

From the Department of Biochemistry and Molecular Biology and The Center for Gene Regulation, The Pennsylvania State University, University Park, Pennsylvania 16802-4500

ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
FOOTNOTES
ACKNOWLEDGEMENTS
REFERENCES


ABSTRACT

To investigate the potential mechanisms by which the SWI/SNF complex differentially regulates different genes we have tested whether transcription factors with diverse DNA binding domains were able to exploit nucleosome disruption by SWI/SNF. In addition to GAL4-VP16, the SWI/SNF complex stimulated nucleosome binding by the Zn2+ fingers of Sp1, the basic helix-loop-helix domain of USF, and the rel domain of NF-kappa B. In each case SWI/SNF action resulted in the formation of a stable factor-nucleosome complex that persisted after detachment of SWI/SNF from the nucleosome. Thus, stimulation of factor binding by SWI/SNF appears to be universal. The degree of SWI/SNF stimulation of nucleosome binding by a factor appears to be inversely related to the extent that binding is inhibited by the histone octamer. Cooperative binding of 5 GAL4-VP16 dimers to a 5-site nucleosome enhanced GAL4 binding relative to a single-site nucleosome, but this also reduced the degree of stimulation by SWI/SNF. The SWI/SNF complex increased the affinity of 5 GAL4-VP16 dimers for nucleosomes equal to that of DNA but no further. Similarly, multimerized NF-kappa B sites enhanced nucleosome binding by NF-kappa B and reduced the stimulatory effect of SWI/SNF. Thus, cooperative binding of factors to nucleosomes is partially redundant with the function of the SWI/SNF complex.


INTRODUCTION

In eukaryotic cells the DNA is packaged into nucleosomes, the primary order of chromatin structure that provides an inherent barrier for activator proteins and the basal transcription machinery. There are several mechanisms that help transcription factors contend with nucleosomal DNA (reviewed in Refs. 1 and 2). One such mechanism involves energy-dependent remodeling of chromatin, which allows transcription factors to access otherwise inaccessible promoters. Such activities have been purified from yeast (3-5), Drosophila (6), and humans (7-9). The first of these activities to be identified was the yeast SWI/SNF complex.

SWI/SNF was originally identified in yeast as a set of positive regulators of the HO gene (mating type switch, SWI) and the SUC2 gene (sucrose non-fermenting, SNF) (reviewed in Ref. 10). The connection to chromatin was revealed when mutant suppressors were identified in histones as well as in other chromatin proteins (11, 12). These SWI/SNF proteins were biochemically isolated as an 11-subunit complex of approximately 2 megadaltons. Members of this complex include SWI1, SWI2-SNF2, SWI3, SNF5, SNF6 (3, 4), SWP73 (13), SNF11 (14), and TFG3 (TAF30) (15), although the latter two do not demonstrate a swi- phenotype. The SWI2-SNF2 subunit contains a conserved ATPase domain and has been shown to function as a DNA-dependent ATPase. This domain is required for SWI/SNF function in vivo (16). Interestingly, SWI/SNF homologs have also been identified in mammals and have a conserved function. In contrast to yeast, however, multiple forms of the complexes can be found within the same cell (17). Two SWI2-SNF2 homologs (brm and BRG1) have been identified in mouse and human systems. Both are found in large (2-megadalton) complexes, but each is present in separate complexes (8). In vitro binding experiments showed that ySWI/SNF can enhance the binding of GAL4 derivatives to nucleosomes in an ATP-dependent reaction (18). This enhancement required only the GAL4 DNA binding domain and was accompanied by an ATP-dependent disruption of histone-DNA contacts. The human SWI/SNF complex was also shown to enhance the binding of GAL4 derivatives (7, 8) as well as TBP to nucleosomes (19).

The SWI/SNF complex is able to disrupt nucleosome structure in a sequence-independent manner (20, 21) suggesting that it may be able to function at diverse promoters. Consistent with this possibility is the fact that transcription of a set of diversely regulated genes was found to require SWI/SNF. These genes include HO, SUC2, ADH1-2, INO1, Ty elements, and to some degree the GAL1-10 genes (10, 22). In addition, certain yeast activators as well as the function of several heterologous activators were shown to require the SWI/SNF complex in yeast (22-24). However, transcription of several other yeast genes does not depend on the SWI/SNF complex in vivo. For example, transcription of the PHO5 gene is SWI/SNF-independent (13). Moreover, transcription from several yeast promoters or from artificial promoters driven by heterologous activators in yeast is differentially affected by mutations in the SWI/SNF subunit Swp73 (13).

The differential requirement for SWI/SNF function in different promoter contexts might be explained in part by at least two possibilities. First, SWI/SNF function may be available to only a subset of transcriptional activators. In other words, the disruption of DNA-histone interactions by the SWI/SNF complex may be effectively exploited by activators with particular DNA binding domains but insufficient to enhance the affinity of others. Second, SWI/SNF function may be redundant with alternative mechanisms mediating access of transcription factors to binding sequences in chromatin. To test these possibilities we have analyzed the ability of the SWI/SNF complex to stimulate nucleosome binding by transcription factors with diverse DNA binding domains and whether stimulation by SWI/SNF was affected by cooperative binding of activators to nucleosomes.


EXPERIMENTAL PROCEDURES

Plasmids and DNA Probes

To generate plasmid pUGB-NFX1, a 20-bp1 oligonucleotide (5'-CGTAGGGGACGTCCCCGTAT-3') harboring a high affinity NF-kappa B site was inserted into a unique BstBI site between the USF and GAL4 sites of pUSFGALBend (25). Plasmid pGUB-NFX3 was similarly generated by inserting three copies of the same oligonucleotide into the BstBI site in pGALUSFBend (25). Plasmid pG5SUE4T was created by the insertion of a 37-bp oligonucleotide (5'-ACGGGGCGGGGCGGTTACCTTCGAACCACGTGGCCGT-3') containing an Sp1 site, a USF site, and XbaI cohesive ends into pG5E4T (26) at the unique XbaI site.

All of the probe DNA fragments were labeled by Klenow reaction after the first enzyme digest and then cleaved with the second enzyme. The 149-bp USF site probe with a USF site centered 31 bp from the end of the fragment was generated by cutting pGALUSFBend (25) with SpeI followed by MluI. pUGB-NFX1 was digested with XmaI and BamHI to create a 156-bp fragment with an NF-kappa B site 30 bp from the end and a consensus GAL4 site 58 bp from the end. A 167-bp probe harboring an Sp1 site 35 bp from the end was cleaved from pG5SUE4T with enzymes HindIII and BamHI. The 5 GAL4 site probe was obtained from pG540HSP70CAT (27) by cutting with NheI followed by PstI giving rise to a 156-bp fragment with the first GAL4 site centered at 17 bp from the end. Plasmid pGUB-NFX3 was digested with XmaI followed by BstEII to generate a 166-bp molecule containing 3 NF-kappa B sites centered at 13, 33, and 53 bp from the end. All probe DNA fragments were isolated from 8% polyacrylamide (1 × Tris borate/EDTA) gels.

Protein Purification

Recombinant proteins USF and NF-kappa B were overexpressed in Escherichia coli using the pET system (Novagen) and purified as described by Pognonec et al. (28). The form of NF-kappa B used for this study was a 42-kDa truncated form of the p50 derivative (29). The GAL4-VP16 fusion protein was expressed in E. coli and purified according to the procedure of Chasman et al. (30). The purified Sp1 used in this study was purchased from Promega. The SWI/SNF complex was purified from yeast as described in Côté et al. (18) except that the elution from Ni2+ agarose was done with 300 mM imidazole. HeLa oligonucleosomes were purified as described previously (20, 31).

Nucleosome Reconstitution and Binding Reactions

Nucleosomes were reconstituted by octamer transfer from HeLa nucleosomes as described previously (20, 31). Gel shift binding reactions included 12.5 ng of total nucleosomes (12.5 nM) in 10 µl with final conditions of 20 mM HEPES, pH 7.5, 3 mM MgCl2, 1 µM ZnCl2, 0.1 mg/ml bovine serum albumin, 5% glycerol, 2 mM dithiothreitol, 0.2 mM phenylmethylsulfonyl fluoride. The concentration of nucleosomes and/or DNA fragments actually bearing the transcription factor binding sites was less than 0.1 nM in all instances. Each transcription factor was serially diluted in its stock buffer as follows: USF dilution buffer (10 mM HEPES, pH 8.0, 1 mM EDTA, pH 8.0, 3 mM MgCl2, 0.1% (v/v) Nonidet P-40, 1 mg/ml bovine serum albumin, 20% glycerol, 5 mM dithiothreitol, 0.5 mM phenylmethylsulfonyl fluoride), NF-kappa B dilution buffer (20 mM Tris-Cl, pH 7.8, 1 mM EDTA, pH 8.0, 100 mM KCl, 0.1% (v/v) Nonidet P-40, 20% glycerol, 1 mM dithiothreitol, 0.5 mM phenylmethylsulfonyl fluoride), GAL4 dilution buffer (20 mM HEPES, pH 7.5, 100 mM KCl, 10 µM ZnCl2, 1 mg/ml bovine serum albumin, 20% glycerol, 10 mM beta -mercaptoethanol), and Sp1 dilution buffer (12 mM HEPES-KOH, pH 7.7, 50 mM KCl, 6 mM MgCl2, 5 µM ZnSO4, 0.05% Nonidet P-40, 50% glycerol, 1 mM dithiothreitol). The yeast SWI/SNF complex was added at a concentration of 10 nM (0.8:1 molar ratio of SWI/SNF to nucleosomes) for all gel shift experiments except the experiment illustrated in Fig. 6 where 20 nM SWI/SNF was added. MgATP (1 mM) was included where indicated in the figure legends. Binding proceeded for 30 min at 30 °C. Interaction of ySWI/SNF was competed with 250 ng of cold HeLa oligonucleosomes (25-fold molar excess) and 250 ng of calf thymus DNA and incubated for an additional 30 min at 30 °C.


Fig. 6. The SWI/SNF complex has a greater stimulatory effect on NF-kappa B binding to a single-site nucleosome than to a nucleosome containing 3 binding sites. A 166-bp DNA probe containing 3 NF-kappa B sites (NFX3) centered at 13, 33, and 53 bp from the end of the fragment was mock-reconstituted (DNA, lanes 1 and 2) or reconstituted into nucleosome cores (lanes 3-5). A second probe (156 bp) harboring a single NF-kB site (NFX1) 30 bp from the end was similarly mock-reconstituted (DNA, lanes 6 and 7) or reconstituted with nucleosomes (lanes 8-10). NF-kappa B was added to the reaction mixtures at 0 nM (lanes 1, 3, 6, 8), 3.3 nM (lanes 2 and 7), or 330 nM (lanes 4, 5, 9, and 10) concentrations with 20 nM SWI/SNF present in lanes 5 and 10. All reactions were incubated with 1 mM ATP. After binding for 30 min, all samples were competed with an excess of cold HeLa oligonucleosomes and calf thymus DNA before loading the gel. DNA and nucleosome complexes are labeled. NF-kappa B-containing complexes are indicated with arrows. As illustrated at the bottom, lanes 4 and 5 show a 2.9-fold stimulation of 3 NF-kappa B-bound nucleosome, whereas lanes 9 and 10 show a 7.9-fold enhancement of NF-kappa B binding to the single-site nucleosome.
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DNase I binding reactions were performed similarly except 25 ng of nucleosomes were present in a 20-µl final volume (12.5 nM) and 1 mM ATP was included in all lanes. Yeast SWI/SNF was included at 20 nM where indicated for a molar ratio of SWI/SNF to nucleosomes of 1.6. After 30 min of binding at 30 °C, DNase I (Boehringer Mannheim) was added (0.5 units to nucleosomes, 0.05 units to DNA) and incubated for 1 min at room temperature. The reaction was stopped with 1 volume of DNase I stop buffer (20 mM Tris-Cl, pH 7.5, 50 mM EDTA, 2% SDS, 0.2 mg/ml proteinase K, 0.25 mg/ml yeast tRNA) and incubated at 50 °C for 1-3 h. Deproteinized samples were precipitated with ammonium acetate and washed with 80% ethanol. Pellets were resuspended in 2 µl of double distilled H2O and 3 µl of formamide dye (95% formamide, 10 mM EDTA, 0.1% xylene cyanol, 0.1% bromphenol blue), incubated at 90 °C, and placed on ice. Samples were loaded and run at 60 watts of constant power on an 8% polyacrylamide (19:1 acrylamide to bisacrylamide), M urea sequencing gel. Gels were subjected to autoradiography. Results were quantitated on a Molecular Dynamics laser densitometer.


RESULTS

When bound to nucleosomes, the SWI/SNF complex alters the path of DNA bending around the nucleosome core in an ATP-dependent reaction that does not by itself displace the underlying histones (18, 21). While the structural basis of this alteration is unknown, it results in the enhanced binding of GAL4 derivatives (7, 18) and TBP to nucleosome cores (19). In principle, GAL4 and TBP could occupy nucleosomal DNA without major steric clashes with the histone octamer (19, 32). Thus, SWI/SNF-induced alteration of the path of DNA bending around the histone octamer might suffice to stimulate binding of these factors by providing optimum exposure of their binding sites on the nucleosome surface. A priori, it would seem less likely that this mechanism would effectively stimulate the binding of factors with DNA binding domains that surround the DNA helix.

To determine whether different types of DNA binding domains affected a factor's ability to exploit SWI/SNF disruption of nucleosomes, we tested 3 different transcription factors for ySWI/SNF stimulation of nucleosome binding. These included Sp1, which has three Zn2+ fingers in its DNA binding domain interacting with 9 consecutive base pairs essentially covering a turn of the DNA helix (33), USF, a basic helix-loop-helix transcription factor that binds to DNA as a dimer with the two basic regions of the monomers bound to the major groove on opposite sides of the helix essentially grasping DNA like a scissors (34), and NF-kappa B, which belongs to the rel domain family of proteins of which the entire rel homology region is required for DNA binding. The crystal structure of the p50 homodimer form of NF-kappa B demonstrated a new mode of DNA binding that is very different from those of previously characterized transcription factors. The p50 homodimer wraps itself around DNA almost completely surrounding the DNA helix (35, 36). Nucleosome-length DNA fragments bearing DNA binding sites for each of these respective factors were reconstituted into nucleosome cores. Fig. 1A shows a mobility shift assay demonstrating that each of the DNA fragments used in the following experiments were 90-95% reconstituted into nucleosomes.


Fig. 1. Yeast SWI/SNF enhances binding of Sp1, USF, and NF-kappa B to their sites within a nucleosome. A, nucleosome reconstitutions of various DNA fragments. Lane 1, a 167-bp fragment bearing an Sp1 site 35 bp from the end. A 149-bp fragment containing a USF site 33 bp from the end is shown in lane 2. Lane 3 contains a 156-bp fragment harboring an NF-kappa B site 34 bp from the end. B, DNase I analysis of the Sp1 probe used in A (lane 1), either mock-reconstituted (DNA lanes 1-4) or reconstituted into nucleosomes (lanes 5-12). Binding reactions for lanes 8-12 also contained 20 nM SWI/SNF. All lanes contained 1 mM ATP. Sp1 was included at the amounts indicated. The position of the Sp1 site is shown at the right. C, the USF fragment from A (lane 2) was subjected to DNase I footprinting. USF titrations on naked DNA (lanes 1-4) and reconstituted nucleosomes in the absence (lanes 5-8) and presence (lanes 9-12) of 20 nM ySWI are shown. 1 mM ATP was included in all lanes. Concentrations of USF are given. The USF binding site is indicated by a bar at the right. D, analysis of NF-kappa B binding to DNA (lanes 1-4) and nucleosomes (lanes 5-12) by DNase I footprinting (same probe from A, lane 3). 20 nM ySWI/SNF was included in lanes 9-12. NF-kappa B was present at the indicated concentrations. All binding reactions contained 1 mM ATP. The recognition site for NF-kappa B is shown at the right.
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DNase I footprinting was employed to assay the ability of SWI/SNF to stimulate binding to nucleosomes by each of these factors. An analysis of Sp1 binding is shown in Fig. 1B. Reconstitution of the DNA fragment bearing the Sp1 recognition sequence resulted in a pattern of DNase I cutting that was distinct from that of naked DNA (compare lanes 1 and 5). When the nucleosomes were treated with the SWI/SNF complex, the DNase cutting pattern was perturbed (compare lanes 5 and 9), illustrating SWI/SNF interaction with these nucleosomes. While Sp1 readily bound the mock-reconstituted naked DNA control resulting in a clear footprint at 1 nM Sp1 (lane 2), binding was not observed to the reconstituted nucleosomes at even 100 nM Sp1 (lane 8). However, Sp1 binding was observed when the nucleosomes were also treated with the SWI/SNF complex (compare lanes 9 and 12).

The effect of SWI/SNF treatment on nucleosome binding by USF and NF-kappa B is shown in Fig. 1, C and D, respectively. Each of these factors also bound the mock-reconstituted naked DNA probes with nanomolar affinities (lanes 1-4 of each panel). In the case of USF, at high concentrations of the factor alone some protection of the USF site from DNase I cleavage was observed on the nucleosome template (Fig. 1C, lanes 5-8). However, in the presence of the SWI/SNF complex nucleosome binding by USF was stimulated greater than 10-fold (Fig. 1C, lanes 9-12). There was no detectable binding of NF-kappa B to the nucleosome template at 110 nM factor (Fig. 1C, lanes 5-9). By contrast, when the NF-kappa B site nucleosome was treated with the SWI/SNF complex a clear footprint was observed at 11 nM (lane 10) indicating greater than 10-fold stimulation of NF-kappa B binding. Similar to the Sp1 site nucleosome (Fig. 1B) the action of SWI/SNF also altered the DNase I digestion pattern of the USF site and NF-kappa B site nucleosomes (compare lanes 5 and 9 of Fig. 1, C and D, respectively). Thus, as with GAL4 derivatives the disruption of nucleosomal DNA by the SWI/SNF complex also resulted in enhanced affinity of Sp1, USF, and NF-kappa B for nucleosomal DNA.

Since the nucleosomes in Fig. 1 did not display a strong rotational phasing pattern by DNase I (i.e. a 10-bp ladder), it is likely that a mixed population of rotational orientations of the DNA on nucleosomes were present. Thus, in these cases the precise orientation of the binding sites with respect to the histone octamer was heterogeneous. However, stimulation of factor binding by SWI/SNF was observed in all cases indicating that stimulation by SWI/SNF was not dependent on a particular rotational phasing of the DNA relative to the histone octamer.

The data in Fig. 1 illustrate that the SWI/SNF complex is able to stimulate nucleosome binding by transcription factors with diverse DNA binding domains. However, the SWI/SNF complex also binds to DNA (37) and nucleosomes2 with nanomolar affinities. Thus, in the DNase I footprinting experiments shown in Fig. 1 as well as in footprinting experiments from previous reports (7, 8, 18, 19) the enhanced affinity of the factors represents a comparison of its affinity to a SWI/SNF-nucleosome complex versus that of a nucleosome alone. Therefore, it is useful to determine whether the observed enhanced binding is dependent on the continued binding of the SWI/SNF-complex or whether it persists once SWI/SNF has detached from the nucleosome. Indeed, only GAL4 derivatives have been shown (i.e. by gel shift analysis) to form a stable ternary complex with nucleosomes as a result of SWI/SNF action that persists following detachment of the SWI/SNF complex (18, 21).

While the SWI/SNF complex binds to nucleosomes with nanomolar affinity, it can be competed off of nucleosomes to which it is bound by the addition of cold nucleosomes and/or naked DNA (21). Thus, to determine whether the SWI/SNF-induced nucleosome binding by Sp1, USF, or NF-kappa B resulted in a stable ternary factor-nucleosome complex we competed SWI/SNF off the target nucleosomes following the binding reactions (Fig. 2). Following this competition we tested for the presence of stable factor-nucleosome complexes by gel shift analysis. This analysis is shown in Fig. 3. Fig. 3A shows mobility shift of Sp1 site nucleosomes that were incubated with SWI/SNF in the presence or the absence of ATP and Sp1 followed by competition of the SWI/SNF complex. In the absence of ATP very little Sp1-nucleosome complex was observed (lanes 3 and 5). By contrast, when ATP was present to allow SWI/SNF function there was a clear stimulation of Sp1-nucleosome complex formation (compare lane 3 to 4 and lane 5 to 6). The loss of a fraction of the Sp1-nucleosome complexes into Sp1 aggregates (not resolved on the gel) due to the self-association properties of Sp1 accounts for the reduction of total radioactivity in lanes 4 and 6. While this effect and nonspecific competition of Sp1 by the added competitor chromatin and nonspecific DNA reduced the apparent amount of Sp1 binding relative to the footprinting reactions above, it is clear that Sp1-nucleosome ternary complexes persisted following the detachment of SWI/SNF. Thus, the ATP-dependent Sp1-nucleosome complexes formed by the action of SWI/SNF did not require the continued presence of SWI/SNF.


Fig. 2. Schematic illustration of the assay to determine whether the SWI/SNF complex induced the formation of a stable activator-nucleosome complex that persists after detachment of the SWI/SNF complex. 32P-Labeled (asterisk) nucleosome cores bearing an activator binding site are incubated in the presence of the activator, the SWI/SNF complex, and ATP (Step 1). This results in the formation of a activator-nucleosome-SWI/SNF complex in which the affinity of the activator can be tested by DNase I footprinting. To determine whether enhanced binding of the activator persists following detachment of the SWI/SNF complex, it was competed onto unlabeled oligonucleosomes and DNA (Step 2). Persistent activator-nucleosome complexes that are not bound by SWI/SNF are revealed by gel shift analysis.
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Fig. 3. SWI/SNF-stimulated binding of Sp1, USF, and NF-kappa B is stable to complex removal. A, nucleosomes (Sp1 probe from Fig. 1A, lane 1) were incubated in the presence of 10 nM ySWI/SNF alone (lanes 1 and 2), with 25 nM (lanes 3 and 4) or with 75 nM (lanes 5 and 6) Sp1, competed with an excess of cold HeLa oligonucleosomes and calf thymus DNA, and assayed by mobility shift. Lanes 2, 4, and 6 contain 1 mM ATP. Free DNA and nucleosomes are indicated at the left. Arrows point to the Sp1-containing complexes. B, the USF probe (Fig. 1A, lane 2) was reconstituted into nucleosomes and subject to binding reactions with 10 nM ySWI/SNF in the absence (lanes 1 and 2) or presence of 32 nM (lanes 3 and 4) or 320 nM (lanes 5 and 6) USF, followed by competition of SWI/SNF. 1 mM ATP was included in lanes 2, 4, and 6. Free DNA, nucleosomes, and USF-bound complexes are labeled. C, gel shift analysis of nucleosomes (NF-kappa B probe from Fig. 1A, lane 3) in the presence of 10 nM ySWI/SNF and 0 nM (lanes 1 and 2), 11 nM (lanes 3 and 4), or 110 nM (lanes 5 and 6) NF-kappa B after SWI/SNF competition. ATP (1 mM) is present in lanes 2, 4, and 6. Mobility of complexes is indicated as shown.
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Both USF and NF-kappa B also formed stable factor nucleosome complexes as a consequence of SWI/SNF action (Fig. 3, B and C). Fig. 3B clearly indicates that stable USF binding to nucleosomes was also stimulated by the SWI/SNF complex in the presence of ATP. The formation of a stable USF-nucleosome complex that persisted after competition of the SWI/SNF complex was stimulated by the presence of ATP (compare lane 3 to 4 and 5 to 6). Fig. 3C shows a similar analysis using NF-kappa B. In the presence of SWI/SNF and ATP the formation of a stable NF-kappa B/nucleosome complex was enhanced (Fig. 3C, compare lanes 3 and 4, and 5 and 6). Thus, the data in Fig. 1 illustrate that the SWI/SNF complex stimulates the binding of disparate transcription factors to nucleosomes. The data in Fig. 3 illustrate that SWI/SNF action also results in the formation of transcription factor-nucleosome complexes, which persisted independent of continued SWI/SNF binding.

The experiments described above argue that SWI/SNF stimulation of transcription factor binding to nucleosomes is universal and therefore unlikely to provide distinction between SWI-dependent and -independent promoters. We therefore considered the alternative possibility that SWI/SNF function in stimulating factor binding is in part redundant with alternative mechanisms of nucleosome binding. For example, many promoter/enhancer regions contain multiple transcription factor binding sites, which may lead to cooperative binding in chromatin. Cooperative binding of 5 GAL4 dimers to nucleosomes has been shown to occur in vitro (27, 38). The observed cooperativity is in response to inhibition from the histone octamer and stimulates the binding of multiple GAL4 dimers relative to binding of individual GAL4 dimers to a single GAL4 site (especially near the center of the nucleosome). We thus tested whether cooperative binding of GAL4-VP16 to nucleosome cores would enhance or reduce the stimulation observed by the SWI/SNF complex.

Analysis of GAL4-VP16 binding to DNA or nucleosome cores bearing 5 GAL4 sites is illustrated Fig. 4. When increasing amounts of GAL4-VP16 were added to the mock-reconstituted naked DNA (lanes 1-6), complete protection of the 5 sites was observed at 14 nM protein (lane 4). When reconstituted into a nucleosome, this DNA fragment generates a distinct 10-11-bp repeating pattern of hypersensitive cutting by DNase I indicating that this fragment has a preferred path of DNA bending around the histone octamer (lane 7). When GAL4-VP16 was titrated into reactions containing the reconstituted 5-site nucleosome, complete protection of the GAL4 sites was apparent at 140 nM protein (lane 12). Thus, a 10-fold repression of GAL4-VP16 binding to the 5 GAL4 site probe resulted from the presence of the histone octamer. When SWI/SNF was also included, the DNase I digestion pattern of the 5-site nucleosome was disrupted (lane 14). Concurrent with nucleosome disruption by SWI/SNF, the affinity of GAL4-VP16 was enhanced allowing full protection of the GAL4 sites at 14 nM GAL4-VP16 (lanes 14-20).


Fig. 4. 10-fold repression of 5 GAL4 dimers binding to nucleosomes (relative to naked DNA) is overcome by ySWI/SNF. A 156-bp DNA probe containing 5 GAL4 sites was reconstituted into nucleosomes. Titrations of GAL4-VP16 on DNA (lanes 1-6) and nucleosomes in the absence (lanes 7-13) and presence (lanes 14-20) of 20 nM ySWI/SNF were performed and subjected to DNase I digestion. ATP (1 mM) is present in all lanes. GAL4-VP16 concentrations are illustrated above. The long vertical bar represents the position of the 5 GAL4 sites.
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The data in Fig. 4 illustrate that under conditions of cooperative nucleosome binding the SWI/SNF complex stimulated the binding of GAL4-VP16 to nucleosomes 10-fold. By contrast, stimulation of GAL4-VP16 binding to a nucleosome bearing only a single GAL4 site was greater. Fig. 5 illustrates the binding of GAL4-VP16 to a mock-reconstituted naked DNA fragment (lanes 1-6) or the same fragment after reconstitution into nucleosome cores (lanes 7-13). Greater than 50% protection of the GAL4 site on the naked DNA was observed at 4.5 nM GAL4-VP16 with complete protection at 14 nM (lanes 3 and 4). When binding to the nucleosome core, however, half-protection of the GAL4 site required 1400 nM GAL4-VP16 (lane 12) indicating that GAL4-VP16 binding to this single site in the nucleosome was inhibited approximately 300-fold relative to naked DNA. However, when the SWI/SNF complex was included, half-protection of the GAL4 site occurred between 14 and 45 nM GAL4-VP16 (lane 16). Thus, the SWI/SNF complex stimulated the binding of a single GAL4 dimer to a nucleosome core by approximately 100-fold.


Fig. 5. Binding of GAL4 to a single site shows more repression by nucleosomes (compared with 5 sites), which allows greater stimulation by the ySWI/SNF complex. A 156-bp probe bearing a consensus GAL4 site 60 bp from the end was subject to binding reactions with increasing amounts of GAL4-VP16 (indicated at the top of figure), both as free DNA (lanes 1-6) and nucleosomes (lanes 7-20). The ySWI/SNF complex (20 nM) was included in lanes 14-20. The location of the GAL4 binding site is shown on the right.
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The data in Figs. 4 and 5 illustrate several important conclusions regarding GAL4-VP16 binding to nucleosome cores and the function of the SWI/SNF complex. 1) Five GAL4-VP16 dimers bound nucleosomes with an affinity that was more than 10-fold greater than the binding of a single GAL4-VP16 dimer. Indeed, the cooperative binding of 5 dimers was only inhibited by the presence of the histone octamer 10-fold relative to GAL4-VP16 binding to naked DNA. 2) The SWI/SNF complex simulated the binding of GAL4-VP16 to the single-site nucleosome 100-fold but only stimulated the binding of GAL4-VP16 to the 5-site nucleosome 10-fold. Thus, SWI/SNF exerted the most dramatic effect where inhibition of GAL4-VP16 binding to nucleosomes was greatest. 3) The SWI/SNF complex did not enhance the affinity of GAL4-VP16 for nucleosomes beyond its affinity for naked DNA. The binding of 5 GAL4-VP16 dimers to nucleosomes in the presence of SWI/SNF occurred with an affinity equal to that of naked DNA.

To determine whether cooperative binding might similarly reduce the extent of SWI/SNF stimulation of different factors we have also tested SWI/SNF stimulation of NF-kappa B binding to nucleosomes containing either 1 or 3 NF-kappa B sites. As we were unable to obtain a DNase I footprint of NF-kappa B binding to a single-site nucleosome in the absence of SWI/SNF we utilized the gel shift assay where partial occupancy could be measured. Fig. 6 shows a mobility shift analysis of binding to a 3 NF-kappa B site (NFX3) and a single-site (NFX1) nucleosome. Mock-reconstituted DNA lanes (1, 2, 6, and 7) were incubated with 3.3 nM NF-kappa B and used to illustrate the migration of NF-kappa B/DNA complexes (lanes 2 and 7). Binding of NF-kappa B to the first site of the 3-site nucleosome occurred easily due to its proximity to the edge of the nucleosome (13 bp from the end). However, binding to the next two sites (33 and 53 bp into the nucleosome, respectively) occurred in a "cooperative" manner as very few two NF-kappa B nucleosome complexes were observed relative to three NF-kappa B complexes (lane 4). In the presence of 330 nM NF-kappa B, 16.9% of the total nucleosomes were bound by 3 NF-kappa B molecules (lane 4). When the SWI/SNF complex was added to the reaction mixture, this binding was stimulated 2.9-fold resulting in the occupancy of 49.7% of the nucleosomes with 3 NF-kappa B proteins (lane 5). In the case of the nucleosome with a single NF-kappa B site 30 bp into the nucleosome core, NF-kappa B binding was more greatly inhibited by the histone octamer than binding to the 3-site nucleosome indicating that multiple sites increased NF-kappa B binding (compare levels of the 3 NF-kappa B-nucleosome complex in lane 4 to the levels of 1 NF-kappa B-nucleosome complex in lane 9). Addition of 330 nM NF-kappa B resulted in NF-kappa B binding to only 4.6% of the single-site nucleosomes (lane 9). However, upon incubation with SWI/SNF binding of NF-kappa B to the single-site nucleosome was increased to 36.5%, a 7.9-fold increase. Thus, the extent of SWI/SNF stimulation of NF-kappa B binding to a nucleosome bearing 3 sites relative to a single site was reduced approximately 3-fold.

The data in Figs. 4, 5, 6 illustrate that multimerization of binding sites for either GAL4-VP16 or NF-kappa B enhanced the extent of binding to sites well within the nucleosome and in turn reduced the extent of SWI/SNF stimulation observed. These observations indicate that degree of SWI/SNF stimulation of factor binding to nucleosomes is inversely related to the degree of inhibition by the histone octamer. Thus, parameters that reduce nucleosome-mediated inhibition of factor binding, such as cooperative binding, are partially redundant with the function of the SWI/SNF complex in facilitating binding of transcription factors to nucleosomal DNA.


DISCUSSION

The SWI/SNF complex participates in the activation of several yeast genes in vivo (3); however, many inducible genes do not require SWI/SNF, even some that have been shown to undergo chromatin remodeling upon induction, such as PHO5 (13, 39, 40). We have tested the possibility that the differential effect of SWI/SNF might reflect a selective ability of different transcription activators to exploit SWI/SNF-mediated disruption of nucleosomes to gain access to their binding sites in nucleosomes. By biochemical analysis we have found that the purified SWI/SNF complex stimulated nucleosome binding by three different transcription factors, Sp1, USF, and NF-kappa B concomitant with the ATP-dependent SWI/SNF disruption of histone-DNA contacts. Moreover, the function of SWI/SNF resulted in the formation of stable factor nucleosome complexes containing any of these factors that persisted after detachment of the SWI/SNF complex. The fact that these factors all contain very different types of DNA binding domains indicates that the stimulation of stable transcription factor binding to nucleosomes by SWI/SNF is a general mechanism. Most DNA binding proteins are inhibited by the presence of nucleosomes. Our data illustrate that SWI/SNF perturbation of histone-DNA interactions involves contacts which are generally important for repression of transcription factor binding. Thus, the effect of SWI/SNF action on activator binding is universal and likely does not play a major role in determining which genes are SWI-dependent.

A common quality of many promoter/enhancer regions is the occurrence of multiple binding sites for upstream activators which may lead to cooperative binding to nucleosomes (25). The presence of multiple adjacent GAL4 sites within a nucleosome leads to cooperative binding by GAL4 derivatives in vitro. (27, 38). This cooperativity led to only a 10-fold repression of GAL4-VP16 binding to nucleosomes relative to naked DNA, which was completely reversed by the SWI/SNF complex (Fig. 4). By contrast, SWI/SNF was able to stimulate the binding of a single GAL4-VP16 dimer by over 100-fold since the repression of GAL4-VP16 binding for a single dimer was greater than 300-fold. Thus, the requirement for SWI/SNF function in the in vitro binding of GAL4-VP16 to nucleosome cores is partially redundant with cooperative nucleosome binding. Furthermore, SWI/SNF had a greater stimulatory effect on the binding of a single NF-kappa B to its nucleosomal recognition site as compared with its effect on NF-kappa B binding to 3 sites in a nucleosome. The fact that similar effects are seen with a different type of transcription factor supports the general idea that reducing the repressive effect of nucleosomes in turn reduces the stimulation effect of the SWI/SNF complex. This observation raises the possibility that SWI/SNF function may be redundant with cooperative binding and other mechanisms that enhance the binding of transcription factors to nucleosomes in vivo. In this manner, SWI/SNF may act relatively promiscuously in the yeast genome, but is required only at the genes which lack other sufficient mechanisms to contend with chromatin structures.

Two other nucleosome remodeling activities have been biochemically identified that are distinct from SWI/SNF but have some similar biochemical activities. The NURF (ISWI) complex was purified from Drosophila (6, 41) and the RSC (STH1) complex from yeast (5). ISWI is the catalytic subunit of NURF for which homologs have been identified in yeast as well as humans (42). These complexes may also function by antagonizing the repressive effects of chromatin and thus might in principle be functionally redundant with SWI/SNF. It will be interesting to see if these distinct nucleosome disrupting activities provide overlapping functions in the yeast nucleus.


FOOTNOTES

*   This work was supported by a grant from the National Institutes of Health (to J. L. W.), a Postdoctoral Fellowship and a Centennial Fellowship from the Canadian Medical Research Council (to J. C.), and a Leukemia Society Scholars Award (to J. L. W.).The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Dagger    To whom correspondence should be addressed: Dept. of Biochemistry and Molecular Biology and The Center for Gene Regulation, 306 Althouse Lab., The Pennsylvania State University, University Park, PA 16802-4500. Tel.: 814-863-8256; Fax: 814-863-0099; E-mail: JLW10{at}psu.edu.
1   The abbreviations used are: bp, base pair(s); ySWI/SNF, yeast SWI/SNF.
2   J. Côté and J. L. Workman, unpublished data.

ACKNOWLEDGEMENTS

We thank members of the Workman laboratory for assistance and advice during the course of these studies.


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