Divisions of 1 Infectious Diseases and 2 Clinical Pharmacology, Department of Internal Medicine, Centre Hospitalier Universitaire Vaudois, 1011 Lausanne, Switzerland
Received 11 June 2001; returned 28 December 2001; revised 4 February 2002; accepted 26 April 2002
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Abstract |
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Introduction |
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Relapse of oropharyngeal candidiasis is frequent in patients with untreated HIV infection,7,8 and should be considered a warning sign of possible HIV progression and prompt a re-evalution of the patients HAART with determination of viral load and CD4+ cell counts.7 Mean disease-free intervals have been reported to vary from 18 to 42 days,4,9 and the frequency of relapses seems to be related to the degree of immunosuppression.7,10,11 Secondary prevention with fluconazole has been employed by several centres, with well-established efficacy and safety at dosages varying from 50 mg daily to 400 mg weekly.1217
Punctual treatment of relapse is an acceptable alternative, since oropharyngeal candidiasis usually responds rapidly to treatment and is associated with no mortality and low morbidity. This strategy (150 mg in single-dose therapy), adopted in our institution from 1987 to 1994,18 presents certain advantages with respect to cost, compliance, drug interactions and lack of potential for the development of resistance, particularly in severely immunosuppressed patients taking several other drugs.
Oropharyngeal candidiasis resistant to fluconazole has been described previously. In these reports, the infections were caused by Candida species intrinsically resistant to fluconazole, such as Candida krusei,19 or may have been due to the secondary development of resistance in Candida albicans20,21 or Candida glabrata22 isolates during fluconazole treatment. An increase in clinical resistance to fluconazole has been observed in our centre since 1990,23 and other authors, likewise, have also observed an increase in resistance to fluconazole during prophylactic therapy.2427
The primary objective of the present study was to compare the effect of two strategies for the therapy of oropharyngeal candidiasis relapses on the development of clinical and/or microbiological resistance to fluconazole: (i) secondary prevention with weekly administration of fluconazole; (ii) iterative fluconazole treatment of relapse(s).
The secondary objectives were the prospective evaluation of the clinical significance of C. albicans resistance to fluconazole and the confirmation of the efficacy and tolerability of fluconazole for secondary prevention of oropharyngeal candidiasis in HIV-positive patients over the long-term.
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Materials and methods |
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The trial subjects were HIV-positive patients, most of whom were recruited from the Swiss HIV Cohort Study. Patients with documented oropharyngeal candidiasis who responded to a 7 day course of treatment with oral fluconazole 200 mg daily, and who provided their written informed consent, were considered eligible.
The following exclusion criteria were applied: age younger than 16 years; known hypersensitivity to azole compounds; a documented Candida isolate intrinsically resistant to fluconazole from baseline swab culture (especially C. glabrata or C. krusei); ongoing systemic or topical secondary prevention for oropharyngeal candidiasis; ongoing fluconazole therapy for any other reason; previous systemic (but not topical) antifungal drug within 15 days of planned study entry; creatinine >150 µmol/L; alanine aminotransferase (ALAT) or alkaline phosphatase more than five times the upper normal value.
Study design
This was a prospective, randomized, double-blind, placebo-controlled trial. The study protocol was approved by the Ethics Committee of the Centre Hospitalier Universitaire Vaudois (CHUV). Eligible patients were randomized to fluconazole 150 mg weekly or to matching placebo capsules, and remained in the double-blind phase of the study until one of the primary end-points was reached (see below). All subsequent oropharyngeal candidiasis episodes were treated with a 7 day course of fluconazole, 200 mg/day.
At baseline (day 0, before randomization) a complete physical examination was performed and medical history, including historical data on number, treatment and clinical outcome of previous oropharyngeal candidiasis episodes, was obtained. Oropharyngeal swabs and physiological analysis including complete blood count (CBC) with differential leucocyte count, creatinine, ALAT and alkaline phosphatase were obtained. CD4 lymphocyte counts were also determined if this had not been done within the preceding 3 months. The patients were initiated on a 7 day treatment regimen with fluconazole 200 mg/day, and those who responded clinically (disappearance of all oropharyngeal candidiasis symptoms and signs) were randomized to a secondary prevention regimen (weekly dose of 150 mg of fluconazole or matching placebo).
Before randomization, the patients were stratified according to CD4 lymphocytes (50 cells/mm3 versus >50 cells/mm3) and number of previous oropharyngeal candidiasis episodes at randomization (<2 versus
2).
At the occurrence of a relapse (clinically and microbiologically documented oropharyngeal candidiasis), patients were given a 7 day course of fluconazole 200 mg/day. Before initiation of treatment, changes in concomitant medication were recorded, an oropharyngeal swab was taken (both hard and soft palate) and physiological analysis was performed. Oropharyngeal candidiasis was considered to be clinically documented when examination showed raised confluent white patches on a hyperaemic base, or erythema alone. In this latter case it was required that the oropharyngeal candidiasis be confirmed by direct microscopic examination of the lesions. Typical symptoms included burning, pain and inflammation, and these were graded as absent, mild, moderate or severe.
In the absence of oropharyngeal candidiasis, follow-up visits took place at least every 3 months. On these occasions, as upon relapse, swabs were taken and physiological analysis was performed.
Primary end-points
Patients remained in the double-blind phase of the study until one of the following primary end-points was reached.
(i) Third relapse of oropharyngeal candidiasis.
(ii) Occurrence of an adverse event requiring drug discontinuation. In particular, a patient was to be discontinued if a liver function test increased by a factor of 3 (relative to normal baseline levels) or 2 (relative to above-normal baseline levels).
(iii) Development of microbiological resistance to fluconazole, in association with clinical resistance defined as follows:
(a) Acquisition of in vitro resistance in comparison with previous determinations performed on the same strain. Identity of the strains was established by phenotypic methods (biocodes), and when necessary, molecular methods (C1a probe) were used to assess genotypic relatedness between clinical isolates.
(b) Appearance of an isolate belonging to a species of Candida intrinsically resistant to fluconazole in a mixed fungal population (comprising different species or different clones belonging to the same species).
(c) Re-infection with a strain intrinsically resistant to fluconazole after eradication of the susceptible strain(s).
(iv) A total duration of 18 months in the study.
Patients were followed up clinically and microbiologically after the randomized phase of the study until the end of the trial.
Definitions
Clinical response. Complete clinical response to treatment was defined as disappearance of all clinical signs and symptoms of oropharyngeal candidiasis. Partial response was defined as disappearance of 50% of clinical signs and symptoms according to the scores used.
Fluconazole resistance
Clinical resistance (i.e. lack of clinical response) to treatment was defined as the persistence or a decrease of <50% in clinical signs and symptoms following a 7 day treatment course with 200 mg of fluconazole daily. Microbiological resistance was defined as a decrease in fluconazole susceptibility as measured with an agar disc diffusion method, and corresponding to an MIC 64 mg/L when measured with a broth dilution method according to the reference method.23,2830
Microbiology
Oropharyngeal swabs were transferred to the bacteriology laboratory of the CHUV, where the following examinations were performed. (i) Direct examination (Grams stain). (ii) Primary cultures on chocolate blood agar, blood agar, Sabouraud dextrose agar and Albicans ID agar plates; in addition, a Sabouraud broth medium was inoculated; incubation at 37°C for 72 h, with daily examination. (iii) Yeast colonies were identified at the species level by classic procedures [biochemical identification system: API-Candida (bio-Merieux, Marcy lÉtoile, France) and morphology on rice agar Tween medium]; all pre- and post-randomization isolates were saved and stored at 80°C, in BHI broth with 10% glycerol. Strains were differentiated according to their phenotypes (API-Candida). For consecutive isolates belonging to the same species, when some of them demonstrated acquisition of resistance, genotyping was carried out using the C1a probe method.31 (iv) Determination of susceptibility to fluconazole using a disc diffusion agar test developed in our laboratory.23
Blood tests
Blood samples were obtained for CBC with differential leucocyte count, creatinine, ALAT, and alkaline phosphatase, as appropriate. Biological analyses were performed at the central laboratory of the CHUV.
Statistical analysis
Statistical analysis was performed using Statistica (Release 4.5). Differences in proportions were assessed by 2. The MannWitney U test, the KruskalWallis test and the Wilcoxon matched pairs test were used when between-group variances were unequal for unpaired and paired samples analysis, respectively. ANOVA/MANOVA was used to test between differences for normally distributed variables. KaplanMeier analysis (with LogRank test) was performed to estimate differences between fluconazole and placebo in time to occurrence of oropharyngeal candidiasis episodes. Multiple regression analysis was used to explore factors associated with the appearance of microbiological and clinical resistance to fluconazole.
Multiple regression analysis
In order to identify a factor that might be associated with clinical or microbiological failure, multiple regression analyses were performed. Factors taken into consideration were: gender, age, infection source, disease stage, number of previous oropharyngeal candidiasis episodes, time to the first occurrence of oropharyngeal candidiasis, cumulative fluconazole dose before study entry, total fluconazole dose during study, monthly adjusted fluconazole dose during study, concomitant medication. Pertinent data on the individual patients developing clinical and/or microbiological resistance are presented in Table 1.
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Results |
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For 37 months, 143 HIV-positive patients were randomized to fluconazole or placebo. Five patients (four fluconazole and one placebo) had no follow-up visits: three of them refused further participation and two were lost to follow-up. There remained 138 patients who completed the study and were evaluable.
There were no significant differences between the fluconazole and placebo groups for the following parameters: patients randomized and evaluable, gender, infection source, CD4 count, stage of HIV infection, anti-HIV therapy, primary or secondary prevention of opportunistic infections, number or frequency of previous oropharyngeal candidiasis episodes, or cumulative fluconazole dose. Patients who were to receive fluconazole as secondary prevention were slightly older (38 ± 8 years) than those in the placebo group (35 ± 7 years) (unpaired t-test, P < 0.05) but this was not considered likely to interfere with the interpretation of the results. Although randomization was stratified according to baseline CD4 count and number of previous oropharyngeal candidiasis episodes, there was a trend (not statistically significant: 2 test, P > 0.05) towards an imbalance between the number of fluconazole (n = 24) and placebo (n = 40) patients at stage C3. Furthermore, more placebo than fluconazole patients (n = 45 versus 31, Pearsons
2 test, P < 0.05) were taking concomitant medication at study entry.
Efficacy
Duration in studytime to first primary end-point. The patients receiving fluconazole for secondary prevention remained in the trial longer than did those on placebo. The duration of the double-blind phase of the study, from the day of randomization to the first primary end-point, was 347 ± 186 days for the fluconazole group and 197 ± 128 days for the placebo group (mean ± S.D., MannWhitney U-test, P < 0.001).
Patients who did not relapse remained in the study for a mean duration of 326 ± 197 days (fluconazole group, n = 26) and 321 ± 173 days (placebo group n = 7). For patients who relapsed at some point during the course of the study, mean duration was 362 ± 180 days (fluconazole group, n = 41) and 184 ± 116 days (placebo group, n = 64). Application of the MannWhitney U-test gave P < 0.001.
Relapses
Relapses occurred in a total of 105 of 138 evaluable patients. As detailed in Table 2, 61% of the patients in the fluconazole group experienced at least one relapse, compared with 90% of those in the placebo group (Pearson 2, P < 0.001).
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Time interval to relapse
Table 2 shows the median time intervals to relapse in the fluconazole- and placebo-treated patients. The median time interval from study entry to first relapse was 175 days in the fluconazole-treated patients, and 35 days in those treated with placebo (MannWhitney U-test, P < 0.001). Similarly, the median time interval from first to second relapse was prolonged by fluconazole (fluconazole group: 68 days; placebo group: 43 days; MannWhitney U-test, P < 0.05). In contrast, there was no difference between the two groups in the median time interval from second to third relapse (fluconazole and placebo group: 41 days).
OPC-free intervals
The median time duration to first relapse following randomization was 312 days in fluconazole-treated patients, compared with 38 days for those receiving placebo. The difference was highly significant (P < 0.001). Figure 1 (KaplanMeier regression analysis) illustrates this highly significant difference between placebo- and fluconazole-treated patients. Likewise, there was a marked and highly significant difference between the fluconazole- and placebo-treated patients regarding intervals free of multiple relapses. Figure 2 illustrates that while 50% of the placebo patients had experienced three oropharyngeal candidiasis relapses by day 196 post-randomization, only 25% of those who received fluconazole had suffered a third relapse by day 382 (P < 0.001).
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Fluconazole, whether administered as prevention or as punctual treatment, was generally well tolerated throughout the course of the study. There were no allergic reactions, nor did any patient drop out of the study because of a fluconazole-related adverse event. A total of 108 of the 138 evaluable patients (fluconazole group n = 50; placebo group n = 58) experienced one or more adverse events unrelated to the study drug (study-emergent illness, worsening of pre-existing disease, hospitalization, death). No serious adverse events considered to be related to the study drug occurred.
Resistance to fluconazole
The detailed data on the individual patients who developed clinical and/or microbiological resistance are presented in Table 1. Clinical failure or resistance to fluconazole, as defined by the persistence of confluent white patches and/or erythema, was observed in a total of five patients, four having been randomized to fluconazole and one to placebo. Those patients had a cumulative dose of fluconazole before study entry of a mean value of 8.7 g (range 2.617.9 g) compared with 2.9 g (range 028.1 g) in patients without clinical failure.
Clinical resistance observed in five patients was associated with the isolation of a C. albicans strain resistant to fluconazole (microbiological resistance), either during the study (two patients in the fluconazole group; one patient in the placebo group), or within 1 month of study end (two patients in the fluconazole group). One case occurred during the second episode of oropharyngeal candidiasis and four cases during the third episode.
Microbiological resistance of C. albicans isolates to fluconazole was documented in 12 patients. During the course of the study, microbiological resistance occurred in six patients of the fluconazole group, and in three patients in the placebo group. Within 4 weeks of study completion, microbiological resistance was documented in two additional cases in the fluconazole group and in one case in the placebo group. Among these 12 cases, five were recorded in patients who also manifested clinical resistance, while seven were not associated with clinical resistance.
In the period following the 30 days post-study, we detected three other patients from whom fluconazole-resistant C. albicans was isolated, one patient in the fluconazole group and two patients in the placebo group. This microbiological resistance occurred 36 months after the end of the study. For clinical resistance, there was no statistically significant difference between the two treatment groups (2 test, P = 0.15). Likewise, there were no significant treatment group differences in microbiological resistance whether comparisons were made for all cases, for cases up to 1 month post-study or for cases later than 1 month post-study.
These results demonstrate that secondary prevention with fluconazole did not lead to a significant increase in clinical or microbiological resistance to the drug, either during or following the study.
Multiple regression analysis
Microbiological resistance was positively and significantly associated with the cumulative fluconazole dose before study entry.32 In addition, newly emergent resistance was associated with the monthly adjusted fluconazole dose during the study. For clinical failure, a significant association with the mean quarterly rate of oropharyngeal candidiasis episodes before study entry was found, as well as with the monthly adjusted fluconazole dose during the trial. Multiple regression analysis did not reveal any further associations.
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Discussion |
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As described in previous studies,1217,33,34 a secondary prevention fluconazole regimen was effective. Doses and administration schedules varied from 50 mg daily to 400 mg weekly. In a recent study,17 a once-weekly dose of fluconazole 400 mg was relatively less successful than 200 mg daily in preventing thrush.
Two recent prospective clinical trials investigating prophylaxis for mucosal candidiasis in HIV-infected patients had not been published when our study started. The first one, conducted by Schuman et al.,33 was a randomized, double-blind, placebo-controlled trial, with a collective of 323 HIV-infected women, and a median follow-up of 29 months. The conclusion was that weekly fluconazole (200 mg) administration appeared to be safe and effective in preventing oropharyngeal and vaginal candidiasis. The occurrence of resistance in C. albicans was documented in <5% of patients in each group. In this study only vaginal specimens were routinely cultured for surveillance of resistance. Oropharyngeal specimens were collected only in documented candidiasis.
The second study, conducted by Revankar et al.,34 evaluated the effects of continuous or intermittent therapy with fluconazole on the recurrence of candidiasis and development of fluconazole resistance. Sixty-two patients were enrolled with a mean follow-up of 11 months (18 patients with a follow-up of <3 months). Patients were randomized at enrolment in a ratio of 2:1 to either intermittent or continuous therapy with open-labelled fluconazole. Forty-four patients were evaluable. There was no significant difference in the development of resistance, either microbiologically or clinically in the two evaluated groups, but in patients with frequent recurrences, continuous suppressive therapy significantly reduced relapses and colonization.
Between 1994 and 1996, Fichtenbaum et al.35 conducted a multi-centre prospective study to determine the incidence, risk factors and natural history as well as the outcome of fluconazole-refractory mucosal candidiasis in 832 patients with advanced HIV infection (median CD4, 14 cells/mm3). This study was conducted before the use of HAART. In their population, they observed an incidence of refractory candidiasis of 4.2 events per 100 person-years. Those data are comparable with a previous study.33
Our data clearly demonstrate that fluconazole is effective in the secondary prevention of oropharyngeal candidiasis over periods longer than those investigated previously. In observations extending up to 18 months, the reduction in the number of clinical oropharyngeal candidiasis episodes was highly significant when compared with placebo. Within the study, the average duration of inclusion to the third relapse was increased from 196 days in the placebo group to 347 days in the fluconazole group.
Likewise, the present study confirmed the excellent tolerability of fluconazole over the long-term. This tolerability has been demonstrated previously in shorter-term trials.
In the present study, secondary prevention with fluconazole did not lead to a significant increase in clinical resistance. The proportion of patients developing clinical resistance remained low in both groups. These findings are consistent with previous reports from short-term observations.3339
In conclusion, the present study has demonstrated the efficacy and tolerability of fluconazole in the secondary prevention of oropharyngeal candidiasis in HIV patients, for up to 18 months. Within this time period, no significant increase in clinical or microbiological resistance to the drug occurred.
Among the few patients who developed clinical and/or microbiological resistance, the cumulative dose of fluconazole taken before the start of the study was a mean value of 8.6 g. These data confirm previous retrospective studies showing correlation between the cumulative dose of fluconazole and the emergence of resistance.32
This study ended at the time when clinical trials including anti-proteases had just started. With HAART, the course of HIV infection was profoundly modified. In common with others we observed a drastic reduction in the occurrence of opportunistic infections including oropharyngeal candidiasis.3941 The beneficial effect of protease inhibitors on the reduction of opportunistic infections and mortality has also been observed in the most severely immunosuppressed patients. Episodes of oropharyngeal candidiasis resistant to fluconazole in severely immunosuppressed patients (CD4 lymphocytes <10 cells/mm3) with a history of long-term use of fluconazole, have been cured after initiation of HAART.42,43 The treatment of underlying HIV infection with HAART is indeed very important for the prevention and management of many opportunistic infections.44 But our observation remains valid, considering the restricted access to effective antiretroviral therapy worldwide as well as instances of failure or intolerance to it.
In conclusion, patients who received secondary prevention with weekly fluconazole had fewer relapses of oropharyngeal candidiasis. Development of clinically and/or microbiologically resistant candidiasis was rarely observed in either the treated or placebo group, without significant differences between the two. However, due to the increasing risk of developing resistance after long-term prevention therapy, our expert recommendation is that such treatment should be considered only for exceptional situations.41,42,45,46
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Acknowledgements |
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Footnotes |
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References |
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