Mood Disorders Unit and Department of Liaison Psychiatry, Prince of Wales Hospital, Sydney, Lecturer, School of Psychiatry, University of New South Wales
Mood Disorders Unit, Prince of Wales Hospital, Sydney, Professor, School of Psychiatry, University of New South Wales
Oxford University
Correspondence: Dr Marie-Paule Austin, Department of Liaison Psychiatry, Prince of Wales Hospital, Randwick 2031, Australia. Tel: +61 2 93822796; fax: +61 2 93822177; e-mail: m.austin{at}unsw.edu.au
Declaration of interest This paper was supported by an Australian National Health and Medical Research Council Program Grant (993208).
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ABSTRACT |
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Aims To review the status of cognitive deficits in depression and their putative neurobiological underpinnings.
Method Selective computerised review of the literature examining cognitive deficits in depression and their brain correlates.
Results Recent studies report both mnemonic deficits and the presence of executive impairment possibly selective for set-shifting tasks in depression. Many studies suggest that these occur independent of age, depression severity and subtype, task difficulty, motivation and response bias: some persist upon clinical recovery.
Conclusions Mnemonic and executive deficits do no appear to be epiphenomena of depressive disorder. A focus on the interactions between motivation, affect and cognitive function may allow greater understanding of the interplay between key aspects of the dorsal and ventral aspects of the prefrontal cortex in depression.
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INTRODUCTION |
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METHOD |
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RESULTS |
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The initial studies examining impairment in executive tasks produced conflicting results, although, in general, significant impairment was seen in subjects with more severe depression (Friedman, 1964; Raskin et al, 1982; Silberman et al, 1983). The pattern of executive deficits described in recent reports has been relatively consistent across studies (Austin et al, 1992a, 1999; Beats et al, 1996; Purcell et al, 1997; Murphy et al, 1999), with a single exception (Elliott et al, 1996). Thus, Beats et al (1996), examining a more severely depressed elderly sample found these subjects to be most prominently impaired on verbal fluency and attentional set-shifting. Purcell et al (1997) in a study of younger out-patients with moderate depression reported no impairment on working memory, but did find impairment on measures of motor speed and attentional set-shifting, with half of the depression group failing to complete all stages of this task. The number of trials to reach criterion on the extra-dimensional component of the task (which may indicate perseveration), was similar to that seen in the elderly subjects with depression in the Beats et al (1996) study. These impaired subjects had a higher rate of admissions for treatment of depression, suggesting that those with overall greater illness severity are more impaired on set-shifting tasks. However, the studies by Channon (1996) and Channon & Green (1999) would suggest that impairment in executive function is also present in younger (mean 20-40 years) patients with dysphoria, and those with less severe depression (mean Beck Depression Inventory (Beck, 1963) scores of 17-21).
Austin et al (1992a, 1999) examined two separate depression samples, both of which were divided into endogenous and non-endogenous subsets using narrow definitions of endogenous depression namely the Newcastle system (Carney et al, 1965), with the Austin et al (1999) study further subdividing the samples into melancholic and non-melancholic according to the CORE instrument (Parker et al, 1994). Both studies revealed selective executive deficits in subjects with melancholic (endogenous) compared with non-melancholic (non-endogenous) depression. In the Austin et al (1999) study subjects with endogenous/melancholic depression were impaired (as in the Austin et al, 1992a study) on working memory (digits backwards) as well as on tasks heavily reliant on set-shifting (Trails B, and digit symbol substitution); in addition there was an increased perseverative response on the Wisconsin Card Sorting Task (WCST; Heaton, 1981), while tasks of inhibitory control (Stroop test (Golden, 1987), WCST set initiation and maintenance) and conceptual tasks (similarities, verbal fluency), were spared. Finally, Murphy et al (1999), in a study comparing the performance of subjects with depression and mania on a novel affective set-shifting task, reported that subjects with depression were impaired in their ability to shift the focus of attention (apparently corresponding to the set-shifting component of the WCST), while patients with mania were impaired in their ability to inhibit behavioural responses (apparently corresponding to the interference effect of the Stroop test). This latter study further confirms the earlier trend reported for selective set-shifting deficits in depression. The exception to this finding was the study by Elliott et al (1996) of middle-aged subjects with moderate, predominantly chronic depression, who demonstrated impaired ability on the Tower of London, verbal fluency and spatial working memory tasks, but intact performance on a modified and easier version of the Cambridge Neuropsychological Battery (CANTAB) set-shifting task (Robbins et al, 1994). It may be that this version of the task was at ceiling and unable to detect an impairment in set-shifting.
Severity of depression, depressive subtype and impact upon cognitive
performance
The effect of severity of depression on neurocognitive task performance has
been measured in many studies by examining the correlation between Hamilton
depression scores (Hamilton,
1960) and neurocognitive task scores. Findings have, however, been
conflicting. Nine studies report no correlation between task performance and
depression severity (Rush et al,
1983; Cornell et al,
1984; Abas et al,
1990; Brown et al,
1994; Ilsley et al,
1995; Trichard et al,
1995; Moreaud et al,
1996; Palmer et al,
1996; Purcell et al,
1997) while another 11 studies do report such a correlation
(Stromgren, 1977;
Cohen et al, 1982;
Fromm & Schopflocher,
1984; Wolfe et al,
1987; Sweeney et al,
1989; Peselow et al,
1991; Austin et al,
1992a; Bazin et
al, 1994; Tarbuck &
Paykel, 1995; Elliott et
al, 1996; Austin et
al, 1999), often selectively for the more demanding tasks.
Correlations may be sensitive to patient selection because Hamilton scores may
be confounded by whether severe scores are associated with more endogenous
patterns of symptoms (see below).
The finding that subjects with depression were impaired on verbal recall while performing normally on verbal recognition (Roy-Byrne et al, 1986) led Weingartner to suggest that patients with depression generally had difficulty with effortful as compared to automatic tasks (Weingartner et al, 1981; Cohen et al, 1982; Roy-Byrne et al, 1986). Based on correlation findings alone, the authors hypothesised that both the motor and cognitive impairments seen in depression could be secondary to an underlying motivational deficit, rather than arising in their own right. Similarly, Bazin et al (1994) proposed that the dissociation between explicit (impaired) and implicit (intact) memory tasks seen in patients with depression (Hertel & Hardin, 1990; Denny & Hunt, 1992; Bazin et al, 1994; Danion et al, 1995; Ilsley et al, 1995) was also a result of the greater effort required for the former and the more automatic performance of the latter. The effortful-automatic hypothesis has been undermined by a number of studies. Frith et al (1983), Wolfe et al (1987), Golinkoff & Sweeney (1989), Austin et al (1992a, 1999) and Brown et al (1994) have all reported both impaired verbal recall (an effortful task) and recognition (an automatic task) in subjects with depression. In the CANTAB's Delayed Match to Sample Task (DMST), the mnemonic encoding deficit cannot be dependent upon effortful processing alone because subjects with depression showed deficits at zero delay as well as later times (Abas et al, 1990; Moffoot et al, 1994).
The impact of depressive subtype on task performance has been explored in a small number of studies. Byrne (1977) and Cornell et al (1984), both using the Newcastle scale to define subjects with endogenous and non-endogenous depression, found impairment of complex reaction time in subjects with endogenous depression alone. Fromm & Schopflocher (1984), also using the Newcastle criteria, and Rush et al (1983) using the Research Diagnostic Criteria criteria reported that subjects with endogenous depression were more impaired on all cognitive tasks (Trails, Stroop test, visual recall and complex attention) than subjects with non-endogenous depression. The relationship between severity and depression subtype is a further confounder. Thus, while Austin et al (1992a, 1999) reported frontal deficits only in their subjects with narrowly defined (Newcastle and CORE) endogenous or melancholic depression, these disappeared after covarying for Hamilton scores (Austin et al, 1999), indicating that this pattern of frontal deficits was more likely to be present as a result of depression severity rather than depressive subtype. A useful probe of the effects of severity per se is provided by the significant diurnal variation in mood seen in many subjects with melancholia, where depressed mood is typically worse early in the day. It has been demonstrated that these subjects perform less well on most cognitive tasks (except for the DMST) in the morning compared to evening, with the opposite finding in controls (Moffoot et al, 1994). In summary, melancholic subtype and depression severity both appear to contribute to the neuropsychological deficits seen in subjects with depression. Some tests are highly dependent on current mood severity, others are not: differential effects of this sort may offer clues to the mechanisms and brain networks involved.
Impact of motivation, response bias and negative
cognitive set on cognitive performance in depression
The neuropsychological deficits that are correlated with depression
severity have attracted controversy. A number of researchers have applied the
cognitive-behavioural paradigms of motivation, response bias and
negative cognitive set, to explain the neurocognitive
impairments seen in depression. Motivation has been defined as "the
ability to initiate appropriate activity either spontaneously or in response
to environmental cues" (Lezak,
1995). Since the implied stimulusreward associations are
partly predicated upon the ability to experience pleasure, motivation must
also in some way be closely linked to hedonic drive and, in turn, to affect.
It is difficult to imagine one without the other. Our understanding of
motivation is based predominantly on the study of patients with frontal lobe
lesions, in whom both motivation and affect are significantly compromised,
suggesting, at least in those patients, "that affect and drive (i.e.
motivation) are two sides of the same coin"
(Lezak, 1995). It is not
clear, therefore, that to study reduced motivation is not in some sense to
study depression.
A number of studies have proposed that impaired motivation in depressed patients can be measured as lack of an appropriate response to explicit reward (Miller & Lewis, 1977; Layne, 1980; Henriques et al, 1994), where depressed patients may not perceive reward as reinforcing because of a low hedonic capacity (Meehl, 1975; Hughes et al, 1985). This lack of response to reward may manifest as a response bias. Conservative response bias, or the tendency for patients with depression to require a greater degree of certainty (or reward) before they respond, has been put forward as a cause of impaired performance by some (Miller & Lewis, 1977); Henriques et al, 1994), but not all (Deptula et al, 1991; Channon et al, 1993) authors. Henriques et al (1994) in a controlled study of subjects with dysphoria (defined by their score on the Beck Depression Inventory), found a lack of improvement in task performance in response to financial incentive, while response to neutral and punishment conditions was the same in both groups implying that subjects with dysphoria were selectively less responsive to reward mechanisms than controls. This lack of response to financial incentive was also reported by Richards & Ruff (1989) in their sample of out-patients with depression. These studies did not establish how tasks varied in their sensitivity to motivation: indeed, they assumed that finding the effect for one task meant it could be generalised to all tasks.
Elliott et al (1997) suggested that response bias to negative feedback within the testing paradigm was associated with impaired cognitive performance in subjects with depression compared with controls. Their findings suggested that a subject's awareness of failure on one problem dramatically increased the chance of failure on the subsequent problem. The authors proposed two possible explanations: either subjects with depression demonstrate a lack of adequate response to negative feedback (with inability to expend greater effort on a subsequent task); or they have a stronger negative reaction to negative feedback manifesting cognitively as a negative cognitive set (Beck, 1963) and perform more poorly as a result. Given that the authors submitted their data-set to many post hoc statistical tests, the findings were by nature, exploratory. Indeed, other studies (Purcell et al, 1997; Shah et al, 1999) using a similar paradigm in subjects with equally severe depression have not reported similar results.
Negative cognitive set (Beck, 1963) was not explicitly measured by Elliott et al (1997), but its effect upon cognitive performance has also been explored using tasks that test memory for negatively valenced words. Many studies have demonstrated that such words are selectively recalled over positively or neutrally valenced words, implying that the subject with depression has increased access to them (Matt et al, 1992).
Clearly, a motivation deficit has the potential to impair the performance of all neurocognitive tasks. That it fails to do this invites the proposition that some tasks are more sensitive to such effects than others. This section has highlighted the need to clarify the concepts before the interaction between motivation, depressed affect and cognitive function can be understood.
Recovery from depression: is there persistent neuropsychological
impairment?
A small number of studies have compared the performance of subjects who
have recovered from depression with that of matched controls. Using this
design, Paradiso et al
(1997) found significant
neurocognitive impairment in subjects who had recovered from unipolar
depression which was most marked on set-shifting tasks and not related to
medication status. Marcos et al
(1994) in a study of subjects
with DSMIIIR (American
Psychiatric Association, 1987) melancholia who had recovered for 3
months or more, reported persistent deficits in both immediate memory and
delayed recall of visual and verbal material, and block design.
Testing before and after recovery is a potentially powerful method of identifying and distinguishing state- from trait-related cognitive deficits, but the prospective studies done to date also have methodological limitations. In particular they frequently use inadequate definitions of recovery (Sternberg & Jarvik, 1976; Jones et al, 1988; Peselow et al, 1991; Bazin et al, 1994; Moreaud et al, 1996), do not control for the potential effects of medication and electroconvulsive therapy and fail to show that task performance is within the normative range at recovery (Tarbuck & Paykel, 1995). Abas et al (1990) tested elderly patients with endogenous depression on a number of memory measures and reported that half of those performing poorly at baseline were still impaired at recovery in spite of improved Mini-Mental State Examination (MMSE; Folstein et al, 1975) scores and a lack of clinical evidence for incipient dementia and independent of medication status. In a similar sample of elderly patients, Beats et al (1996) also found that many, but not all deficits had remitted upon recovery: specifically, measures of simple and choice reaction times, perseveration on the setshifting task and verbal fluency did not fully recover. Peselow et al (1991) in a study of patients with unipolar depression treated with imipramine for 4 weeks, reported significant improvement in all mnemonic measures in treatment responders only. They concluded that, in memory tasks at least, recovery of mood was associated with significant cognitive improvement. This finding echoed the earlier findings of a small study by Calev et al (1986) and that of Bazin et al (1994) neither of which found residual impairment in either explicit (verbal and visual) or implicit memory tasks upon recovery. In contrast, Sternberg & Jarvik (1976) reported that in endogenous subjects responding to a tricyclic antidepressant after 4 weeks, improvement in immediate memory was related to degree of depressive recovery, while performance on learning and short-term memory tasks remained impaired. Trichard et al (1995) in a controlled study of executive task performance in middle-aged subjects with severe depression, reported improved performance on the verbal fluency task but not the Stroop task upon recovery. Thus, at present a residual deficit in mnemonic and executive function appears to be seen in some patients with a history of depression. Its rela-tionship to crucial epidemiological variables such as age, treatment, duration and chronicity of illness and number of episodes (Kessing, 1998), remains to be more clearly determined.
Relationship between age, microvascular disease and cognitive
impairment in depression
Age is associated with a progressive decline in cognitive function. In
particular, mental processing becomes slowed; there is poorer performance on
effortful tasks; and mental inflexibility, susceptibility to distractors and
perseveration become more prominent. These are the very tasks in which
subjects with depression, and especially those with severe depression
(endogenous or melancholic), are impaired, and thus age per se is a
significant confounder for cognitive impairment in depression
(Jorm, 1986).
Advancing age is also associated with an increase in microvascular brain disease, which appears to be particularly marked in subjects with late-onset depression (Brown et al, 1992). Current aetiological models of late-life depression have focused particularly on the presence of microvascular disease in deep white matter suggested by magnetic resonance imaging studies (see Hickie & Scott, 1998 for a review). Severe cognitive impairment is also frequently found in older patients with severe depression and, in a significant proportion, appears not to be fully reversible (Abas et al, 1990; Alexopoulos et al, 1993; Hickie et al, 1997). Many older patients have concurrent hypertension, cardiovascular and cerebrovascular disease, and longitudinal studies suggest that patients with depression with these medical risk factors may be at increased risk of cognitive impairment and/or dementia (Hickie & Scott, 1998 for review). Thus, some older patients with persistent cognitive deficits due to treatment-resistant depression may have a comorbid incipient vascular dementia.
A number of studies have examined the relationship between magnetic resonance imaging and cognitive task performance in older subjects with depression, and all report a significant correlation between the presence of deep white matter hyperintensities in subjects with late-onset depression and poorer cognitive task performance, in particular on executive and psychomotor tasks (Hickie et al, 1995; Lesser et al, 1996; Kramer-Ginsberg et al, 1999). Although microvascular pathology, which in some cases is associated with vascular dementia, may account for the persistent cognitive deficits seen in older subjects with late-onset depression, such processes currently seem unlikely to contribute to the persistent cognitive deficits reported in many younger (i.e. under 60 years old) subjects with depression. However, we do not yet understand the neurobiological consequences of severe depression. It remains possible that there are vascular sequelae that we can only see with available technology when expressed in the ageing brain. Alternatively there may be vascular factors that predispose to depression in severe early-onset cases or may even mediate the effects of precipitating life events.
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DISCUSSION |
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"many putatively localising neuropsychological procedures were derived from studies of patients with focal lesions... they reflect a view of brainbehaviour relationships based upon vascular anatomy... whether this understanding of cerebral localisation applies to less focal diseases remains to be determined" (Caine, 1986).
Most cognitive tasks tap a number of cognitive domains, making it difficult to tease out the primary functional deficit associated with impairment on any one task. The WCST, which has been the classic tool to detect a frontal lesion, exemplifies a number of these issues. In particular, it relies on examiner feedback for its performance and assesses several key cognitive domains: shifting the sorting rule when negative feedback to a previous positive stimulusreward association occurs; memorising previous rules to ensure efficient rule testing; and establishing or rejecting rules by deductive reasoning (Dehaene & Changeux, 1991). The use of properly constructed test batteries assessing a broad range of functions in order to allow for assessment of patterns of impairment may go some way to circumventing this problem but it is unlikely to solve it (Keefe, 1995). This is particularly the case for executive function, where the nature of the neuropsychological construct itself remains controversial. Indeed there is strong evidence that the general factor, or Spearman's g, which identifies covariation between performance on many tests, may be the critical measure of frontal lobe function (Duncan et al, 1995).
Finally, while most neurocognitive tasks are designed to eliminate or minimise the effects of reward and reinforcement, it is not possible to do this for executive tasks that are dependent on feedback for their performance. The structured nature of testing may mask deficits in motivation, self-monitoring and planning which often contribute to the clinical presentation associated with depression.
Neurocognitive double dissociations and the putative
pathogenesis of depression
The gold standard in any attempt at localisation of neuropathophysiology by
means of neurocognitive testing is the identification of mutually exclusive
profiles of cognitive impairment or double dissociations, which
are in turn linked with focal anatomical lesions
(Gazzaniga et al,
1998). The double dissociation method has been a powerful tool in
identifying different domains of prefrontal function in animal lesion studies
(Dias et al, 1996;
Rolls, 1996). In humans, this
method is most applicable to the study of subjects with either focal brain
lesions or relatively focal neuropathology such as Parkinson's disease or
Huntington's chorea. In complex disorders such as depression, the assumption
that impaired neurocognitive function will reveal the nature of the neural
defect underlying the disorder remains speculative.
While double dissociations are more difficult to demonstrate in subjects with functional psychiatric disorders, there is an emerging body of work which suggests that this may be feasible. Austin et al (1999), using a battery with a large number of frontal tasks, demonstrated a dissociation between two sets of key frontal domains: set-shifting and working memory on the one hand, and inhibitory control on the other. Human lesion (Grattan et al, 1994) and imaging (Courtney et al, 1997) work has suggested an association between the dorsolateral prefrontal cortex and frontal cognitive deficits in depression, with a relative sparing of lateral orbitofrontal and anterior cingulate regions which have been associated with inhibitory control as reflected by performance on the Stroop task (Pardo et al, 1990; Bench et al, 1993). Such hypotheses require specific testing in activation studies with functional imaging.
Integrating the neurocognitive and affective manifestations of
depression into a functional neuroanatomical framework
There is now significant evidence, both from animal and human studies,
suggesting the existence of distinct, parallel functional networks or loops
linking prefrontal and subcortical regions (Alexander et al,
1986,
1990;
Cummings, 1993). Disruption in
several of these functional networks has now been implicated in the
pathogenesis of a number of psychiatric disorders including major depression
(Austin & Mitchell,
1995).
It was originally hypothesised (Cummings, 1993) that patients with depression have impaired function in the limbic loop with effects upon the affective, autonomic and vegetative domains. This has been partially supported by a number of imaging studies suggesting that some regions functionally linked to the anterior cingulate (part of the limbic loop), and the subgenual prefrontal cortex (PFC), are key functional regions modulating affect in depression (Austin et al, 1992b; Drevets et al, 1997; Mayberg et al, 1997). Drevets et al (1997) demonstrated significant reduction in both perfusion and, more intriguingly, brain volume in the subgenual region in patients with unipolar and bipolar depression. Finally, Goodwin et al (1993) and Mayberg et al (1997) both demonstrated normalisation of perfusion in the anterior cingulate upon recovery.
Findings from activation studies in normal control subjects and subjects with depression are strongly suggestive of a close integration between the dorsolateral prefrontal cortex (DLPFC) (implicated in the set-shifting deficits of depression described above) and the subgenual cingulate in depression. Thus, Teasdale et al (1999) reported in normal subjects that certain components of the medial prefrontal cortex (including the anterior cingulate) appear to be involved in the cognitive induction of a negative affect, thereby implying close integration between the dorsolateral and limbic circuits. Mayberg et al (1999) examined the impact of negative mood induction, both in normal control subjects and those subjects who had recovered from depression, on cerebral perfusion. Induced sadness was associated with an increase in subgenual cingulate cerebral blood flow and a decrease in DLPFC, while recovery from depression was associated with the reverse pattern. Intriguingly, an earlier lesion study by Bechara et al (1996) demonstrated that patients with ventromedial lesions had relatively preserved cognitive function, except for decision-making, which was impaired when this relied upon the ability to attach emotional salience to the task situation. Their findings, like those of Teasdale et al (1999) and Mayberg et al (1999), suggest that affect and cognitive function may be anatomically linked at the level of the ventromedial or orbitofrontal regions. Exactly how this maps onto the reciprocal interaction between two key prefrontal regions (dorsolateral and orbitofrontal) and their frontal subcortical connections remains a challenge. Nevertheless, in light of these findings, the initial proposal that the frontosubcortical networks (Alexander et al, 1986, 1990) essentially operate independently needs to be revised.
Are these neuropsychological deficits simply epiphenomena of
depression?
The commonly held view that neuropsychological deficits in depression are
simply epiphenomena of age, poor motivation, inattention or response bias now
appears somewhat dated. Correlational studies evaluating the impact of age,
task difficulty and depression severity upon task performance in depression
partially favour the effortfulautomatic hypothesis. What such a finding
may mean remains uncertain. One view is simply an extension of the
epiphenomena perspective: if patients feel unwell they will not try so hard.
However, this fails to acknowledge that the subjective basis of all
experience, including action, is neuronal. An increased sense of effort will
have a neurobiology. A possible explanation for this is that failure of
executive function in depression may be closely related to an increased sense
of subjective effort that involves the prefrontal cortex.
A small number of studies indicate persistent cognitive impairment upon recovery in mood disorder, as noted above. These findings are reported in all age groups, although more frequently in older subjects. Thus, while psychosocial explanations of mood disorder are often uncritically accepted, the presence of neuropsychological deficits is important evidence that enduring brain abnormalities are implicated in the aetiology of depressive disorder. If cognitive impairment were simply secondary to the severity of depressed mood, then it would be expected to fully recover upon remission of the episode, and certainly would not be expected to appear in young subjects with dysphoria (mild depression).
Do these cognitive deficits help us identify the functional
neuropathology of depressive disorders?
If cognitive deficits are intrinsic expressions of the brain changes in
depressive illness, and we believe they are, can they help us identify the
functional neuropathology of depressive disorders? The consistent impairments
of memory function, which are not dependent on the acute mood changes
associated with diurnal mood variation when tested using almost purely
mnemonic tests (Moffoot et al,
1994), suggest that as we learn more about memory mechanisms in
humans we shall learn more about depression. Selective set-shifting deficits
both on cognitive and affective set-shifting tasks are also
assuming an increasing interest in depression. Restricted lesions of the
ventromedial prefrontal cortex have profound effects upon executive function,
the recognition of emotion in others and, probably, upon the experience of
mood (Damasio, 1994; Rolls et al, 1994;
Hornak et al, 1996).
The apparent localisation to quite a small brain area of a critical link
between affect and cognition comes as something of a surprise, but it is
supported by a number of functional imaging studies and by some recent
neuropsychological studies in depression
(Murphy et al, 1999;
Austin et al,
1999).
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Clinical Implications and Limitations |
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LIMITATIONS
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ACKNOWLEDGMENTS |
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Received for publication December 23, 1999. Revision received June 28, 2000. Accepted for publication July 10, 2000.